GFPC

Global Financial Private Capital Portfolio holdings

AUM $1.59B

1-Year Return 3.21%

2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1

This Quarter Return

+4.24%

1 Year Return

+3.21%

3 Year Return

+14.37%

5 Year Return

–

10 Year Return

–

AUM

$1.99B

AUM Growth

–

Cap. Flow

+$1.99B

Cap. Flow % of AUM

100%

Top 10 Holdings % Top 10 Hldgs %

30.77%

Holding

218

New

218

Increased

–

Reduced

–

Closed

–

Top Buys

1	iShares iBoxx $ High Yield Corporate Bond ETF HYG	$142M
2	SPDR Bloomberg High Yield Bond ETF JNK	$133M
3	SPDR S&P 500 ETF Trust SPY	$48.2M
4	iShares Core S&P Total US Stock Market ETF ITOT	$45.4M
5	First Trust Large Cap Core AlphaDEX Fund FEX	$43.2M

Top Sells

No sells this quarter

Sector Composition

1	Healthcare	8.25%
2	Consumer Staples	8.14%
3	Communication Services	7.58%
4	Utilities	7.15%
5	Energy	4.72%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
201	DD 201 DELISTED Du Pont De Nemours E I DD	$239K	0.01%	+2,980	New	+$239K
202	TUP 202 DELISTED Tupperware Brands Corporation TUP	$237K	0.01%	+3,780	New	+$237K
203	203 Cummins CMI $55.1B	$235K	0.01%	+1,557	New	+$235K
204	204 Deere & Co DE $128B	$235K	0.01%	+2,158	New	+$235K
205	205 Starbucks SBUX $97.1B	$232K	0.01%	+3,977	New	+$232K
206	206 Gen Digital GEN $18.2B	$230K	0.01%	+7,491	New	+$230K
207	207 Entergy ETR $39.2B	$228K	0.01%	+5,996	New	+$228K
208	208 RTX Corp RTX $211B	$220K	0.01%	+3,111	New	+$220K
209	209 Southwest Airlines LUV $16.5B	$212K	0.01%	+3,952	New	+$212K
210	WBA 210 DELISTED Walgreens Boots Alliance WBA	$212K	0.01%	+2,549	New	+$212K
211	211 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD $29.8B	$209K	0.01%	+1,772	New	+$209K
212	212 Invesco Taxable Municipal Bond ETF BAB $914M	$207K	0.01%	+7,047	New	+$207K
213	AKRX 213 DELISTED Akorn, Inc. AKRX	$203K	0.01%	+8,419	New	+$203K
214	214 Marathon Petroleum MPC $54.8B	$202K	0.01%	+4,002	New	+$202K
215	215 Newell Brands NWL $2.68B	$201K	0.01%	+4,261	New	+$201K
216	216 Regions Financial RF $24.1B	$198K	0.01%	+13,645	New	+$198K
217	217 Global X MLP ETF MLPA $1.83B	$173K	0.01%	+2,489	New	+$173K
218	218 Lockheed Martin LMT $108B	$26K	﹤0.01%	+97	New	+$26K