GLG LLC Portfolio holdings

AUM $1.3B

1-Year Est. Return 21.44%

2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1

This Quarter Est. Return

1 Year Est. Return

+21.44%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$1.3B

AUM Growth

-$140M (-9.8%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

519

New

Increased

Reduced

Closed

Top Buys

1		+$11M
2		+$9.49M
3		+$7.74M
4	Honeywell HON	+$6.9M
5	General Motors GM	+$6.89M

Top Sells

1		+$43M
2		+$17.2M
3		+$11.6M
4	Qualcomm QCOM	+$11.3M
5	Procter & Gamble PG	+$11.3M

Sector Composition

1	Healthcare	17.17%
2	Financials	16.18%
3	Technology	14.83%
4	Industrials	11.94%
5	Consumer Discretionary	9.16%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
26	26 Bristol-Myers Squibb BMY $88.9B	$10.4M	0.74%	169,273
27	27 Visa V $667B	$10.3M	0.74%	89,938 -6,500
28	28 Marvell Technology MRVL $74.5B	$9.97M	0.71%	464,412 +125,000
29	29 Cisco CSCO $279B	$9.67M	0.69%	252,527 +10,000
30	30 General Motors GM $55.6B	$9.52M	0.68%	232,279 +168,000
31	31 Comcast CMCSA $109B	$9.5M	0.68%	237,308 -184,000
32	32 Walmart WMT $851B	$9.48M	0.68%	287,985
33	33 Elevance Health ELV $79.8B	$9.06M	0.65%	40,273 +5,000
34	UNVR 34 DELISTED Univar Solutions Inc. UNVR	$8.87M	0.64%	286,602 +250,000
35	35 Caterpillar CAT $249B	$8.84M	0.63%	56,086
36	36 Coca-Cola KO $295B	$8.72M	0.62%	189,993
37	CELG 37 DELISTED Celgene Corp CELG	$8.37M	0.6%	80,200 +20,000
38	38 Amplify Energy AMPY $172M	$8.31M	0.6%	501,243 -1,036,554
39	39 Merck MRK $217B	$8.14M	0.58%	151,638
40	40 Chubb CB $107B	$8.05M	0.58%	55,089 +40,000
41	41 Philip Morris PM $245B	$8.05M	0.58%	76,151 -24,400
42	42 PepsiCo PEP $210B	$7.91M	0.57%	65,927
43	43 Stanley Black & Decker SWK $10.7B	$7.85M	0.56%	46,284
44	44 Boeing BA $164B	$7.73M	0.55%	26,202
45	45 Rockwell Automation ROK $39.7B	$7.69M	0.55%	39,159 -10,000
46	ALXN 46 DELISTED Alexion Pharmaceuticals ALXN	$7.67M	0.55%	64,133 +25,000
47	47 Oracle ORCL $792B	$7.6M	0.54%	160,662
48	48 Parker-Hannifin PH $93.9B	$7.59M	0.54%	38,054 +20,000
49	49 Medtronic MDT $123B	$7.3M	0.52%	90,406
50	50 FedEx FDX $56.9B	$7.3M	0.52%	29,253