We are live on ! Find out more
GFA

Gifford Fong Associates Portfolio holdings

AUM $501M
1-Year Est. Return 32.77%
This Fund
S&P 500
This Quarter Est. Return
+15.77%
1 Year Est. Return
+32.77%
3 Year Est. Return
+180.45%
5 Year Est. Return
+217.25%
10 Year Est. Return
–
AUM
$431M
AUM Growth
+$57.7M
Cap. Flow
+$6.12M
Cap. Flow %
1.42%
Top 10 Hldgs %
44%
Holding
136
New
4
Increased
2
Reduced
5
Closed
–

Top Buys

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$7.93M
2
SHOP icon
Shopify
SHOP
+$7.35M
3
ZM icon
Zoom
ZM
+$6.69M
4
LUMN icon
Lumen
LUMN
+$1.48M
5
BEN icon
Franklin Resources
BEN
+$1.39M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$12.6M
2
INTC icon
Intel
INTC
+$2.44M
3
AMD icon
Advanced Micro Devices
AMD
+$2.16M
4
MU icon
Micron Technology
MU
+$1.51M
5
PFE icon
Pfizer
PFE
+$247K

Sector Composition

Rank Sector Weight
1 Technology 29.12%
2 Financials 20.88%
3 Communication Services 12.04%
4 Consumer Discretionary 11.21%
5 Healthcare 10.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAB icon
126
Wabtec
WAB
$49.9B
$132K 0.03%
1,806
– –
OGE icon
127
OGE Energy
OGE
$9.69B
$127K 0.03%
4,000
– –
RIG icon
128
Transocean
RIG
$6.37B
$116K 0.03%
50,000
– –
CVS icon
129
CVS Health
CVS
$121B
$114K 0.03%
1,675
– –
REZI icon
130
Resideo Technologies
REZI
$3.89B
$50K 0.01%
2,350
– –
BHF icon
131
Brighthouse Financial
BHF
$3.44B
$49K 0.01%
1,363
– –
ASIX icon
132
AdvanSix
ASIX
$427M
$11K ﹤0.01%
564
– –
OXY.WS icon
133
Occidental Petroleum Corp Warrants
OXY.WS
$34.4B
$9K ﹤0.01%
1,250
– –
GTX icon
134
Garrett Motion
GTX
$5.47B
$6K ﹤0.01%
1,410
– –
CHK
135
DELISTED
Chesapeake Energy Corporation
CHK
$2K ﹤0.01%
1,500
– –
AIG.WS
136
DELISTED
American International Group, Inc.
AIG.WS
$1K ﹤0.01%
8,516
– –
2 3 4 5
6

Similar funds

HFA
High Falls Advisors Rochester, New York $494M AUM 16.81% 1-Year Est. Return
VFPW
Vantage Financial Partners (Wisconsin) Elm Grove, Wisconsin $493M AUM 14.9% 1-Year Est. Return
CIP
Capital Insight Partners Scottsdale, Arizona $473M AUM 14.93% 1-Year Est. Return
LRWA
Long Run Wealth Advisors Lake Placid, New York $531M AUM 14.77% 1-Year Est. Return
VW
Vantage Wealth Pasadena, California $463M AUM 18.98% 1-Year Est. Return
DE
DV Equities Chicago, Illinois $558M AUM
MG
MSOP GP Menlo Park, California $439M AUM
OP
ORG Partners Roanoke, Indiana $568M AUM 24.16% 1-Year Est. Return

Gifford Fong Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Gifford Fong Associates held 136 positions worth $431M, up 15% from $373M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Trading was light in Q4 2020: portfolio turnover was 2.9%. Gifford Fong Associates opened 4 new positions and made no exits, leaving the 136-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Financials and Communication Services.

  • Gifford Fong Associates's largest Q4 2020 buy was Shopify: 70,000 shares worth $7.92M.
  • Gifford Fong Associates added most to Salesforce in Q4 2020, an estimated $7.93M increase.
  • Gifford Fong Associates's biggest Q4 2020 reduction was Tesla, cutting an estimated $12.6M.
  • Gifford Fong Associates's ten largest holdings make up 44% of its $431M portfolio in Q4 2020.
  • Gifford Fong Associates opened 4 new positions and closed 0 in Q4 2020.
  • Gifford Fong Associates's portfolio value rose 15% quarter-over-quarter to $431M.

Based on Gifford Fong Associates's 13F filing for Q4 2020, filed 1 Mar 2021.