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GGPS

Gary Goldberg Planning Services Portfolio holdings

AUM $238M
1-Year Est. Return 11.72%
This Fund
S&P 500
This Quarter Est. Return
+7.06%
1 Year Est. Return
+11.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$172M
AUM Growth
+$7.13M
Cap. Flow
-$3.83M
Cap. Flow %
-2.23%
Top 10 Hldgs %
39.39%
Holding
378
New
15
Increased
104
Reduced
96
Closed
38

Top Buys

Rank Stock Value
1
SO icon
Southern Company
SO
+$1.05M
2
BCE icon
BCE
BCE
+$1.04M
3
DUK icon
Duke Energy
DUK
+$1.01M
4
PPL
PPL Corp
PPL
+$1.01M
5
KMI icon
Kinder Morgan
KMI
+$979K

Top Sells

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$1.37M
2
COP icon
ConocoPhillips
COP
+$1.2M
3
GAS
AGL Resources Inc
GAS
+$1.12M
4
SNY icon
Sanofi
SNY
+$1.07M
5
LEG icon
Leggett & Platt
LEG
+$1.04M

Sector Composition

Rank Sector Weight
1 Energy 16.73%
2 Communication Services 13.76%
3 Utilities 11.54%
4 Healthcare 10.59%
5 Consumer Staples 10.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
351
Prospect Capital
PSEC
$1.08B
– –
-200
Closed -$2K
SAN icon
352
Banco Santander
SAN
$191B
– –
-6
Closed –
SLRC icon
353
SLR Investment Corp
SLRC
$704M
– –
-200
Closed -$4K
TZA icon
354
Direxion Daily Small Cap Bear 3x ETF
TZA
$257M
– –
0
– -$9K
USA icon
355
Liberty All-Star Equity Fund
USA
$1.78B
– –
-1,099
Closed -$6K
ERF
356
DELISTED
Enerplus Corporation
ERF
– –
-705
Closed -$12K
BKCC
357
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-1,000
Closed -$9K
SINA
358
DELISTED
Sina Corp
SINA
– –
-20
Closed -$2K
DNR
359
DELISTED
Denbury Resources, Inc.
DNR
– –
-200
Closed -$4K
ECT
360
DELISTED
ECA Marcellus Trust 1 Interest
ECT
– –
-500
Closed -$5K
HCR
361
DELISTED
Hi-Crush Inc. Common Stock
HCR
– –
-100
Closed -$3K
CPL
362
DELISTED
CPFL Energia S.A.
CPL
– –
-740
Closed -$12K
GM.WS.B
363
DELISTED
General Motors Company
GM.WS.B
– –
-35
Closed -$1K
USG
364
DELISTED
Usg
USG
– –
-300
Closed -$9K
TWX
365
DELISTED
Time Warner Inc
TWX
$0 ﹤0.01%
4
– –
PWE
366
DELISTED
Penn West Energy Petroleum Ltd
PWE
– –
-500
Closed -$6K
GM.WS.A
367
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-35
Closed -$1K
LINE
368
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-200
Closed -$5K
HCBK
369
DELISTED
HUDSON CITY BANCORP INC
HCBK
– –
-7
Closed –
NNJ
370
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
– –
-7,499
Closed -$101K
NQJ
371
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
– –
-8,453
Closed -$109K
ASIA
372
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
– –
-100
Closed -$1K
ARK
373
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
– –
-2,800
Closed -$11K
BHY
374
DELISTED
BLACKROCK HIGH YIELD TST SBI
BHY
– –
-2,000
Closed -$14K
DELL
375
DELISTED
DELL INC
DELL
– –
-545
Closed -$7K
12 13 14
15
16

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NES
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FBT
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SJ
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Gary Goldberg Planning Services's Q4 2013 Portfolio in Review

As of Q4 2013, Gary Goldberg Planning Services held 378 positions worth $172M, up 4.3% from $165M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Gary Goldberg Planning Services's Q4 2013 filing shows 15 new, 104 increased, 96 reduced and 38 closed positions. Its largest new stake was Sysco: 2,890 shares worth $104K. The largest sale was Lockheed Martin, an estimated $1.37M.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 17% a quarter earlier, followed by Communication Services and Utilities.

  • Gary Goldberg Planning Services's largest Q4 2013 buy was Sysco: 2,890 shares worth $104K.
  • Gary Goldberg Planning Services added most to Southern Company in Q4 2013, an estimated $1.05M increase.
  • Gary Goldberg Planning Services's biggest Q4 2013 reduction was Lockheed Martin, cutting an estimated $1.37M.
  • Gary Goldberg Planning Services fully exited GAMCO Global Gold, Natural Resources & Income Trust in Q4 2013, selling an estimated $441K.
  • Gary Goldberg Planning Services's ten largest holdings make up 39% of its $172M portfolio in Q4 2013.
  • Gary Goldberg Planning Services opened 15 new positions and closed 38 in Q4 2013.
  • Gary Goldberg Planning Services's portfolio value rose 4.3% quarter-over-quarter to $172M.

Based on Gary Goldberg Planning Services's 13F filing for Q4 2013, filed 5 Feb 2014.