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GGPS

Gary Goldberg Planning Services Portfolio holdings

AUM $238M
1-Year Est. Return 11.72%
This Fund
S&P 500
This Quarter Est. Return
+7.06%
1 Year Est. Return
+11.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$172M
AUM Growth
+$7.13M
Cap. Flow
-$3.83M
Cap. Flow %
-2.23%
Top 10 Hldgs %
39.39%
Holding
378
New
15
Increased
104
Reduced
96
Closed
38

Top Buys

Rank Stock Value
1
SO icon
Southern Company
SO
+$1.05M
2
BCE icon
BCE
BCE
+$1.04M
3
DUK icon
Duke Energy
DUK
+$1.01M
4
PPL
PPL Corp
PPL
+$1.01M
5
KMI icon
Kinder Morgan
KMI
+$979K

Top Sells

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$1.37M
2
COP icon
ConocoPhillips
COP
+$1.2M
3
GAS
AGL Resources Inc
GAS
+$1.12M
4
SNY icon
Sanofi
SNY
+$1.07M
5
LEG icon
Leggett & Platt
LEG
+$1.04M

Sector Composition

Rank Sector Weight
1 Energy 16.73%
2 Communication Services 13.76%
3 Utilities 11.54%
4 Healthcare 10.59%
5 Consumer Staples 10.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMB icon
326
Williams Companies
WMB
$85.5B
$4K ﹤0.01%
100
– –
VOYA icon
327
Voya Financial
VOYA
$8.94B
$3K ﹤0.01%
90
– –
QIHU
328
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$3K ﹤0.01%
+42
New +$3.51K
DO
329
DELISTED
Diamond Offshore Drilling
DO
$3K ﹤0.01%
50
-25
-33% -$1.51K
RICK icon
330
RCI Hospitality Holdings
RICK
$203M
$2K ﹤0.01%
200
– –
SXC icon
331
SunCoke Energy
SXC
$786M
$2K ﹤0.01%
106
– –
TEVA icon
332
Teva Pharmaceuticals
TEVA
$40B
$2K ﹤0.01%
62
– –
FWM
333
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$2K ﹤0.01%
100
– –
AIG icon
334
American International
AIG
$42.5B
$1K ﹤0.01%
17
– –
DSU icon
335
BlackRock Debt Strategies Fund
DSU
$590M
$1K ﹤0.01%
+65
New +$783
AVL
336
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$1K ﹤0.01%
1,700
– –
ATI icon
337
ATI
ATI
$24.5B
– –
-5,500
Closed -$168K
DSX icon
338
Diana Shipping
DSX
$265M
– –
-107
Closed -$1K
GGN
339
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
– –
-41,730
Closed -$441K
GM icon
340
General Motors
GM
$81.2B
– –
-40
Closed -$1K
GME icon
341
GameStop
GME
$9.8B
– –
-260
Closed -$3K
IAI icon
342
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.35B
– –
-100
Closed -$3K
JCI icon
343
Johnson Controls International
JCI
$85.7B
– –
-3
Closed –
MFIC icon
344
MidCap Financial Investment
MFIC
$801M
– –
-317
Closed -$8K
MTW icon
345
Manitowoc
MTW
$492M
– –
-110
Closed -$2K
NLY icon
346
Annaly Capital Management
NLY
$17.3B
– –
-31
Closed -$1K
NRT
347
North European Oil Royalty Trust
NRT
$80.9M
– –
-2,991
Closed -$65K
ORN icon
348
Orion Group Holdings
ORN
$369M
– –
-150
Closed -$2K
OXY icon
349
Occidental Petroleum
OXY
$55.6B
– –
-65
Closed -$6K
PGF icon
350
Invesco Financial Preferred ETF
PGF
$674M
$0 ﹤0.01%
3
– –
12 13
14
15 16

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CGOF
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DD
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NES
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FBT
Founders Bank & Trust Grand Rapids, Michigan $190M AUM 7.04% 1-Year Est. Return
SVMV
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CAMI
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MMC
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SJ
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Gary Goldberg Planning Services's Q4 2013 Portfolio in Review

As of Q4 2013, Gary Goldberg Planning Services held 378 positions worth $172M, up 4.3% from $165M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Gary Goldberg Planning Services's Q4 2013 filing shows 15 new, 104 increased, 96 reduced and 38 closed positions. Its largest new stake was Sysco: 2,890 shares worth $104K. The largest sale was Lockheed Martin, an estimated $1.37M.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 17% a quarter earlier, followed by Communication Services and Utilities.

  • Gary Goldberg Planning Services's largest Q4 2013 buy was Sysco: 2,890 shares worth $104K.
  • Gary Goldberg Planning Services added most to Southern Company in Q4 2013, an estimated $1.05M increase.
  • Gary Goldberg Planning Services's biggest Q4 2013 reduction was Lockheed Martin, cutting an estimated $1.37M.
  • Gary Goldberg Planning Services fully exited GAMCO Global Gold, Natural Resources & Income Trust in Q4 2013, selling an estimated $441K.
  • Gary Goldberg Planning Services's ten largest holdings make up 39% of its $172M portfolio in Q4 2013.
  • Gary Goldberg Planning Services opened 15 new positions and closed 38 in Q4 2013.
  • Gary Goldberg Planning Services's portfolio value rose 4.3% quarter-over-quarter to $172M.

Based on Gary Goldberg Planning Services's 13F filing for Q4 2013, filed 5 Feb 2014.