GBA

Garrison Bradford & Associates Portfolio holdings

AUM $90.3M
This Quarter Return
+8.36%
1 Year Return
+12.28%
3 Year Return
+51.88%
5 Year Return
+132.06%
10 Year Return
+325.57%
AUM
$106M
AUM Growth
+$8.11M
Cap. Flow
+$305K
Cap. Flow %
0.29%
Top 10 Hldgs %
45.41%
Holding
115
New
8
Increased
12
Reduced
35
Closed
4

Top Buys

1
VMW
VMware, Inc
VMW
$1.49M
2
NVDQ
Novadaq Technologies Inc.
NVDQ
$880K
3
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$440K
4
ACAD icon
Acadia Pharmaceuticals
ACAD
$304K
5
BKLN icon
Invesco Senior Loan ETF
BKLN
$279K

Top Sells

1
NLY icon
Annaly Capital Management
NLY
$512K
2
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
$511K
3
EMC
EMC CORPORATION
EMC
$448K
4
ATI icon
ATI
ATI
$278K
5
DD icon
DuPont de Nemours
DD
$276K

Sector Composition

1 Healthcare 26.43%
2 Energy 13.93%
3 Industrials 9.26%
4 Consumer Staples 6.45%
5 Materials 6.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IBM icon
76
IBM
IBM
$227B
$236K 0.22%
1,318
– –
MQT icon
77
BlackRock MuniYield Quality Fund II
MQT
$214M
$234K 0.22%
20,000
– –
SOHO
78
Sotherly Hotels
SOHO
$16.8M
$233K 0.22%
39,200
– –
SNMX
79
DELISTED
Senomyx, Inc.
SNMX
$233K 0.22%
46,000
– –
RTX icon
80
RTX Corp
RTX
$212B
$228K 0.22%
3,178
-318
-9% -$22.8K
ABT icon
81
Abbott
ABT
$230B
$226K 0.21%
+5,900
New +$226K
LDP icon
82
Cohen & Steers Duration Preferred & Income Fund
LDP
$625M
$222K 0.21%
9,800
– –
BMY icon
83
Bristol-Myers Squibb
BMY
$96.7B
$213K 0.2%
+4,000
New +$213K
XWES
84
DELISTED
WORLD ENERGY SOLUTIONS INC NEW COMMON (DE)
XWES
$210K 0.2%
49,400
– –
T icon
85
AT&T
T
$208B
$201K 0.19%
+7,552
New +$201K
NBY icon
86
NovaBay Pharmaceuticals
NBY
$15.6M
$170K 0.16%
5
– –
SGMO icon
87
Sangamo Therapeutics
SGMO
$161M
$167K 0.16%
12,000
– –
MUJ icon
88
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$587M
$164K 0.16%
12,500
– –
NQM
89
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$162K 0.15%
12,000
– –
ACAS
90
DELISTED
American Capital Ltd
ACAS
$159K 0.15%
10,197
– –
CEF icon
91
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$144K 0.14%
10,900
-3,500
-24% -$46.2K
MFL
92
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$125K 0.12%
10,000
– –
LCM
93
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$106K 0.1%
10,500
– –
FAX
94
abrdn Asia-Pacific Income Fund
FAX
$672M
$95K 0.09%
2,750
– –
KWK
95
DELISTED
QUICKSILVER RESOURCES INC
KWK
$61K 0.06%
19,800
– –
GEVO icon
96
Gevo
GEVO
$394M
$47K 0.04%
6
+1
+20% +$7.83K
TIGR
97
DELISTED
TIGERLOGIC CORPORATION COM STK (DE)
TIGR
$23K 0.02%
12,193
– –
DD icon
98
DuPont de Nemours
DD
$31.6B
– –
-3,569
Closed -$276K
MYN icon
99
BlackRock MuniYield New York Quality Fund
MYN
$357M
– –
-41,248
Closed -$511K
NRK.PRC
100
DELISTED
NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUND PFD SHS
NRK.PRC
– –
-10,900
Closed -$109K
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4