GCIA

Gabelli & Co Investment Advisers Portfolio holdings

AUM $651M
This Quarter Return
+17.97%
1 Year Return
+49.19%
3 Year Return
+243.62%
5 Year Return
+670.26%
10 Year Return
+4,980.78%
AUM
$439M
AUM Growth
+$439M
Cap. Flow
-$265M
Cap. Flow %
-60.3%
Top 10 Hldgs %
45.18%
Holding
222
New
29
Increased
28
Reduced
52
Closed
34

Top Buys

1
PTLA
Portola Pharmaceuticals, Inc.
PTLA
$9.39M
2
GSAH.U
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
$5.54M
3
LM
Legg Mason, Inc.
LM
$5.12M
4
WUBA
58.COM INC
WUBA
$3.88M
5
ETFC
E*Trade Financial Corporation
ETFC
$2.73M

Top Sells

1
AGN
Allergan plc
AGN
$48.9M
2
S
Sprint Corporation
S
$33.6M
3
CY
Cypress Semiconductor
CY
$29.2M
4
WBC
WABCO HOLDINGS INC.
WBC
$26M
5
MLNX
Mellanox Technologies, Ltd.
MLNX
$22.6M

Sector Composition

1 Financials 19.16%
2 Technology 13.89%
3 Consumer Discretionary 8.13%
4 Healthcare 7.58%
5 Utilities 6.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RVPHW icon
151
Reviva Pharmaceuticals Holdings, Inc. Warrants
RVPHW
$378K
$91K 0.02%
194,500
– –
TRNE.WS
152
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
$77K 0.02%
49,500
– –
VEON icon
153
VEON
VEON
$3.89B
$76K 0.02%
1,680
– –
AVID
154
DELISTED
Avid Technology Inc
AVID
$73K 0.02%
+10,000
New +$73K
AVPTW
155
DELISTED
AvePoint Inc Warrant
AVPTW
$68K 0.02%
39,750
– –
ASLEW
156
DELISTED
AerSale Corporation Warrants
ASLEW
$66K 0.02%
102,000
– –
GNT
157
GAMCO Natural Resources, Gold & Income Trust
GNT
$111M
$64K 0.01%
13,205
-1,030
-7% -$4.99K
ANDAR
158
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$61K 0.01%
243,600
– –
GIX.RT
159
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$55K 0.01%
203,500
– –
LGHL
160
Lion Group Holding
LGHL
$3.02M
$50K 0.01%
+7
New +$50K
PIC.WS
161
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
$43K 0.01%
54,932
– –
OPK icon
162
Opko Health
OPK
$1.1B
$34K 0.01%
10,000
– –
MN
163
DELISTED
MANNING & NAPIER, INC.
MN
$34K 0.01%
+12,000
New +$34K
ARLO icon
164
Arlo Technologies
ARLO
$1.92B
$26K 0.01%
10,000
– –
AGBAW
165
DELISTED
AGBA Acquisition Limited Warrant
AGBAW
$25K 0.01%
87,800
– –
LGHLW
166
DELISTED
Lion Group Holding Ltd. Warrant
LGHLW
$24K 0.01%
+153,900
New +$24K
AGBAR
167
DELISTED
AGBA Acquisition Limited Right
AGBAR
$14K ﹤0.01%
87,800
– –
GSMGW
168
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$6K ﹤0.01%
157,880
-50,700
-24% -$1.93K
TMUSR
169
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
$2K ﹤0.01%
+11,000
New +$2K
BATRK icon
170
Atlanta Braves Holdings Series B
BATRK
$2.71B
– –
-11,339
Closed -$216K
CAG icon
171
Conagra Brands
CAG
$9.19B
– –
-10,000
Closed -$293K
CHR icon
172
Cheer Holding
CHR
$14M
– –
-1,480
Closed -$61K
GDX icon
173
VanEck Gold Miners ETF
GDX
$19.6B
– –
-10,200
Closed -$235K
LPRO icon
174
Open Lending Corp
LPRO
$268M
– –
-513,293
Closed -$5.21M
RARX
175
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
– –
-347,727
Closed -$16.7M
5 6
7
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