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FWM

Frontier Wealth Management Portfolio holdings

AUM $1.38B
1-Year Est. Return 6.3%
This Fund
S&P 500
This Quarter Est. Return
-0.76%
1 Year Est. Return
+6.3%
3 Year Est. Return
+42.77%
5 Year Est. Return
+78.1%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$20M
Cap. Flow
+$36.2M
Cap. Flow %
2.5%
Top 10 Hldgs %
37.26%
Holding
454
New
31
Increased
151
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
IVOL icon
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
+$24.2M
2
CCOR icon
Core Alternative Capital
CCOR
+$19.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.63M
4
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$4.68M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$3.85M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$24.2M
2
DVN icon
Devon Energy
DVN
+$6.31M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.32M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.47M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 11.88%
2 Technology 9.99%
3 Healthcare 6.92%
4 Energy 6.13%
5 Consumer Staples 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRO
401
DELISTED
Marathon Oil Corporation
MRO
$171K 0.01%
+12,488
New +$151K
LUMN icon
402
Lumen
LUMN
$6.4B
$169K 0.01%
13,610
+94
+0.7% +$1.18K
NAD icon
403
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$164K 0.01%
+10,500
New +$170K
IRD
404
Opus Genetics
IRD
$267M
$129K 0.01%
+25,000
New +$115K
ECVT icon
405
Ecovyst
ECVT
$1.33B
$128K 0.01%
11,000
– –
JOF
406
Japan Smaller Capitalization Fund
JOF
$322M
$125K 0.01%
13,785
– –
SIRI icon
407
SiriusXM
SIRI
$10.5B
$120K 0.01%
1,968
– –
PR
408
Permian Resources
PR
$17.3B
$114K 0.01%
17,040
– –
VBIV
409
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$112K 0.01%
1,200
-20,000
-94% -$1.9M
KPLT icon
410
Katapult Holdings
KPLT
$34.3M
$100K 0.01%
740
+340
+85% +$59.2K
JNCE
411
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
$97K 0.01%
13,099
– –
GUT
412
Gabelli Utility Trust
GUT
$580M
$87K 0.01%
11,388
– –
SENS icon
413
Senseonics Holdings Inc
SENS
$260M
$68K ﹤0.01%
+1,003
New +$68.1K
KGC icon
414
Kinross Gold
KGC
$28.3B
$54K ﹤0.01%
+10,000
New +$59.9K
UNCY icon
415
Unicycive Therapeutics
UNCY
$142M
$53K ﹤0.01%
+1,884
New +$54K
AUUD
416
Auddia
AUUD
$5.69M
$36K ﹤0.01%
+5
New +$55.4K
ABEV icon
417
Ambev
ABEV
$47B
$28K ﹤0.01%
10,000
– –
NMTR
418
DELISTED
9 Meters Biopharma
NMTR
$26K ﹤0.01%
1,000
– –
AUUDW
419
DELISTED
Auddia Inc Warrants
AUUDW
$20K ﹤0.01%
+27,000
New +$26.3K
CRVO icon
420
CervoMed
CRVO
$25M
$13K ﹤0.01%
333
– –
APD icon
421
Air Products & Chemicals
APD
$65.1B
– –
-698
Closed -$201K
AZEK
422
DELISTED
The AZEK Co
AZEK
– –
-6,000
Closed -$255K
BCAB icon
423
BioAtla
BCAB
$5.59M
– –
-100
Closed -$212K
BIIB icon
424
Biogen
BIIB
$29.9B
– –
-977
Closed -$338K
BOX icon
425
Box
BOX
$4.21B
– –
-37,200
Closed -$950K
15 16
17
18 19

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BDWM
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MCM
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MWM
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Frontier Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Frontier Wealth Management held 454 positions worth $1.45B, up 1.4% from $1.43B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Frontier Wealth Management's Q3 2021 filing shows 31 new, 151 increased, 165 reduced and 34 closed positions. Its largest new stake was Quadratic Interest Rate Volatility and Inflation Hedge ETF: 866,859 shares worth $24.2M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $24.2M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Frontier Wealth Management's largest Q3 2021 buy was Quadratic Interest Rate Volatility and Inflation Hedge ETF: 866,859 shares worth $24.2M.
  • Frontier Wealth Management added most to State Street SPDR Portfolio S&P 400 Mid Cap ETF in Q3 2021, an estimated $4.68M increase.
  • Frontier Wealth Management's biggest Q3 2021 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $24.2M.
  • Frontier Wealth Management fully exited PIMCO 15+ Year US TIPS Index Exchange-Traded Fund in Q3 2021, selling an estimated $1.76M.
  • Frontier Wealth Management's ten largest holdings make up 37% of its $1.45B portfolio in Q3 2021.
  • Frontier Wealth Management opened 31 new positions and closed 34 in Q3 2021.
  • Frontier Wealth Management's portfolio value rose 1.4% quarter-over-quarter to $1.45B.

Based on Frontier Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.