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FFS

Founders Financial Securities Portfolio holdings

AUM $1.77B
1-Year Est. Return 17.63%
This Fund
S&P 500
This Quarter Est. Return
+5.96%
1 Year Est. Return
+17.63%
3 Year Est. Return
+52.27%
5 Year Est. Return
+61.65%
10 Year Est. Return
+226.1%
AUM
$296M
AUM Growth
-$17.8M
Cap. Flow
-$33M
Cap. Flow %
-11.15%
Top 10 Hldgs %
40.59%
Holding
155
New
24
Increased
69
Reduced
27
Closed
35

Top Buys

Rank Stock Value
1
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.48M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$4.63M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.3M
4
EZU icon
iShare MSCI Eurozone ETF
EZU
+$4.03M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$3.65M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.09M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$6.69M
4
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.69M

Sector Composition

Rank Sector Weight
1 Healthcare 2.82%
2 Technology 2.46%
3 Financials 1.58%
4 Energy 1.53%
5 Consumer Staples 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AYX
151
DELISTED
Alteryx Inc
AYX
– –
-4,088
Closed -$439K
CFMS
152
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-400
Closed -$19K
OLBK
153
DELISTED
Old Line Bancshares, Inc.
OLBK
– –
-9,082
Closed -$263K
JRO
154
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-222,626
Closed -$2.12M
PKO
155
DELISTED
Pimco Income Opportunity Fund
PKO
– –
-31,275
Closed -$833K
3 4 5 6
7

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HHAM
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GD
Grandfield & Dodd New York $1.77B AUM 23.43% 1-Year Est. Return
KOCAA
Knights of Columbus Asset Advisors New Haven, Connecticut $1.77B AUM 31.28% 1-Year Est. Return
BCMIO
Beacon Capital Management Inc (Ohio) Dayton, Ohio $1.78B AUM 14.7% 1-Year Est. Return
CGH
Contrarius Group Holdings Hamilton, Bermuda $1.77B AUM 83.15% 1-Year Est. Return
SW
Simplicity Wealth Summit, New Jersey $1.76B AUM 20.49% 1-Year Est. Return
UF
Univest Financial Souderton, Pennsylvania $1.78B AUM 22.52% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $1.78B AUM 27.8% 1-Year Est. Return

Founders Financial Securities's Q4 2019 Portfolio in Review

As of Q4 2019, Founders Financial Securities held 155 positions worth $296M, down 5.7% from $314M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Founders Financial Securities withdrew a net $33M in Q4 2019, closing 35 positions and reducing 27 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $7.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.8% of assets, up from 2.1% a quarter earlier, followed by Technology and Financials.

Against the trend, Founders Financial Securities opened a new position in State Street SPDR Portfolio Emerging Markets ETF worth $6.76M.

  • Founders Financial Securities's largest Q4 2019 buy was State Street SPDR Portfolio Emerging Markets ETF: 179,917 shares worth $6.76M.
  • Founders Financial Securities added most to State Street SPDR Portfolio Developed World ex-US ETF in Q4 2019, an estimated $4.63M increase.
  • Founders Financial Securities's biggest Q4 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $6.69M.
  • Founders Financial Securities fully exited Invesco QQQ Trust in Q4 2019, selling an estimated $7.1M.
  • Founders Financial Securities's ten largest holdings make up 41% of its $296M portfolio in Q4 2019.
  • Founders Financial Securities opened 24 new positions and closed 35 in Q4 2019.
  • Founders Financial Securities's portfolio value fell 5.7% quarter-over-quarter to $296M.

Based on Founders Financial Securities's 13F filing for Q4 2019, filed 11 Feb 2020.