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FFS

Founders Financial Securities Portfolio holdings

AUM $1.77B
1-Year Est. Return 17.63%
This Fund
S&P 500
This Quarter Est. Return
+5.96%
1 Year Est. Return
+17.63%
3 Year Est. Return
+52.27%
5 Year Est. Return
+61.65%
10 Year Est. Return
+226.1%
AUM
$296M
AUM Growth
-$17.8M
Cap. Flow
-$33M
Cap. Flow %
-11.15%
Top 10 Hldgs %
40.59%
Holding
155
New
24
Increased
69
Reduced
27
Closed
35

Top Buys

Rank Stock Value
1
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.48M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$4.63M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.3M
4
EZU icon
iShare MSCI Eurozone ETF
EZU
+$4.03M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$3.65M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.09M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$6.69M
4
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.69M

Sector Composition

Rank Sector Weight
1 Healthcare 2.82%
2 Technology 2.46%
3 Financials 1.58%
4 Energy 1.53%
5 Consumer Staples 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGRW icon
126
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
– –
-7,145
Closed -$322K
DON icon
127
WisdomTree US MidCap Dividend Fund
DON
$4.07B
– –
-7,356
Closed -$267K
DVY icon
128
iShares Select Dividend ETF
DVY
$24.1B
– –
-2,228
Closed -$227K
F icon
129
Ford
F
$59B
– –
-10,877
Closed -$100K
FDN icon
130
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.01B
– –
-6,646
Closed -$895K
FVD icon
131
First Trust Value Line Dividend Fund
FVD
$8.47B
– –
-113,709
Closed -$3.96M
GDX icon
132
VanEck Gold Miners ETF
GDX
$22.8B
– –
-11,287
Closed -$301K
GE icon
133
GE Aerospace
GE
$377B
– –
-2,199
Closed -$98K
GSAT icon
134
Globalstar
GSAT
$10.2B
– –
-4,550
Closed -$28K
HTD
135
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$918M
– –
-159,341
Closed -$4.53M
IDEV icon
136
iShares Core MSCI International Developed Markets ETF
IDEV
$31.3B
– –
-91,493
Closed -$5M
IEI icon
137
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
– –
-18,754
Closed -$2.38M
ITA icon
138
iShares US Aerospace & Defense ETF
ITA
$14.4B
– –
-4,708
Closed -$529K
PDI icon
139
PIMCO Dynamic Income Fund
PDI
$7.4B
– –
-8,832
Closed -$287K
PWB icon
140
Invesco Large Cap Growth ETF
PWB
$2.24B
– –
-46,357
Closed -$2.24M
QQQ icon
141
Invesco QQQ Trust
QQQ
$446B
– –
-37,601
Closed -$7.1M
SCHM icon
142
Schwab US Mid-Cap ETF
SCHM
$14.5B
– –
-134,694
Closed -$2.54M
SHW icon
143
Sherwin-Williams
SHW
$88B
– –
-8,256
Closed -$1.51M
T icon
144
AT&T
T
$170B
– –
-10,032
Closed -$287K
TTE icon
145
TotalEnergies
TTE
$185B
– –
-17,151
Closed -$892K
VPU
146
Vanguard Utilities ETF
VPU
$8.75B
– –
-7,150
Closed -$1.03M
VYM icon
147
Vanguard High Dividend Yield ETF
VYM
$81.9B
– –
-14,881
Closed -$1.32M
XLP icon
148
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
– –
-10,004
Closed -$614K
XLU icon
149
State Street Utilities Select Sector SPDR ETF
XLU
$23.6B
– –
-6,604
Closed -$214K
HYB
150
DELISTED
New America High Income Fund, Inc.
HYB
– –
-118,275
Closed -$1.04M
3 4 5
6
7

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GD
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KOCAA
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BCMIO
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CGH
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SW
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UF
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OAM
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Founders Financial Securities's Q4 2019 Portfolio in Review

As of Q4 2019, Founders Financial Securities held 155 positions worth $296M, down 5.7% from $314M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Founders Financial Securities withdrew a net $33M in Q4 2019, closing 35 positions and reducing 27 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $7.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.8% of assets, up from 2.1% a quarter earlier, followed by Technology and Financials.

Against the trend, Founders Financial Securities opened a new position in State Street SPDR Portfolio Emerging Markets ETF worth $6.76M.

  • Founders Financial Securities's largest Q4 2019 buy was State Street SPDR Portfolio Emerging Markets ETF: 179,917 shares worth $6.76M.
  • Founders Financial Securities added most to State Street SPDR Portfolio Developed World ex-US ETF in Q4 2019, an estimated $4.63M increase.
  • Founders Financial Securities's biggest Q4 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $6.69M.
  • Founders Financial Securities fully exited Invesco QQQ Trust in Q4 2019, selling an estimated $7.1M.
  • Founders Financial Securities's ten largest holdings make up 41% of its $296M portfolio in Q4 2019.
  • Founders Financial Securities opened 24 new positions and closed 35 in Q4 2019.
  • Founders Financial Securities's portfolio value fell 5.7% quarter-over-quarter to $296M.

Based on Founders Financial Securities's 13F filing for Q4 2019, filed 11 Feb 2020.