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FFS

Founders Financial Securities Portfolio holdings

AUM $1.77B
1-Year Est. Return 17.63%
This Fund
S&P 500
This Quarter Est. Return
+5.96%
1 Year Est. Return
+17.63%
3 Year Est. Return
+52.27%
5 Year Est. Return
+61.65%
10 Year Est. Return
+226.1%
AUM
$296M
AUM Growth
-$17.8M
Cap. Flow
-$33M
Cap. Flow %
-11.15%
Top 10 Hldgs %
40.59%
Holding
155
New
24
Increased
69
Reduced
27
Closed
35

Top Buys

Rank Stock Value
1
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.48M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$4.63M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.3M
4
EZU icon
iShare MSCI Eurozone ETF
EZU
+$4.03M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$3.65M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.09M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$6.69M
4
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.69M

Sector Composition

Rank Sector Weight
1 Healthcare 2.82%
2 Technology 2.46%
3 Financials 1.58%
4 Energy 1.53%
5 Consumer Staples 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
101
United Parcel Service
UPS
$96B
$304K 0.1%
2,600
+499
+24% +$59.1K
FLN icon
102
First Trust Latin America AlphaDEX Fund
FLN
$37.3M
$297K 0.1%
+13,137
New +$274K
BICK
103
DELISTED
First Trust BICK Index Fund
BICK
$295K 0.1%
+10,079
New +$274K
MRK icon
104
Merck
MRK
$323B
$294K 0.1%
3,384
+724
+27% +$59.5K
FSZ icon
105
First Trust Switzerland AlphaDEX Fund
FSZ
$36M
$291K 0.1%
+5,389
New +$275K
FGM icon
106
First Trust Germany AlphaDEX Fund
FGM
$96.6M
$285K 0.1%
+6,411
New +$272K
FBZ
107
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$284K 0.1%
+16,459
New +$269K
BABA icon
108
Alibaba
BABA
$276B
$283K 0.1%
+1,334
New +$250K
BUD icon
109
AB InBev
BUD
$156B
$282K 0.1%
3,438
+827
+32% +$68.9K
EMLC icon
110
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$277K 0.09%
8,151
+1,236
+18% +$41.4K
WSBC icon
111
WesBanco
WSBC
$3.93B
$269K 0.09%
+7,123
New +$266K
ZTS icon
112
Zoetis
ZTS
$32.2B
$265K 0.09%
2,000
+339
+20% +$42.1K
TMO icon
113
Thermo Fisher Scientific
TMO
$208B
$262K 0.09%
805
+60
+8% +$18.2K
BX icon
114
Blackstone
BX
$106B
$253K 0.09%
+4,522
New +$235K
PPG icon
115
PPG Industries
PPG
$26.4B
$248K 0.08%
+1,859
New +$236K
HON icon
116
Honeywell
HON
$77.9B
$234K 0.08%
+1,401
New +$229K
RTN
117
DELISTED
Raytheon Company
RTN
$227K 0.08%
+1,032
New +$218K
USB icon
118
US Bancorp
USB
$98.9B
$222K 0.08%
+3,738
New +$216K
MDLZ icon
119
Mondelez International
MDLZ
$77.9B
$217K 0.07%
+3,937
New +$211K
ECL icon
120
Ecolab
ECL
$76.4B
$216K 0.07%
+1,121
New +$213K
ACWX icon
121
iShares MSCI ACWI ex US ETF
ACWX
$11.4B
– –
-33,146
Closed -$1.53M
ARKG icon
122
ARK Genomic Revolution ETF
ARKG
$1.54B
– –
-8,183
Closed -$242K
BIL icon
123
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
– –
-77,435
Closed -$7.09M
CYBR
124
DELISTED
CyberArk
CYBR
– –
-3,908
Closed -$390K
DARE icon
125
Dare Bioscience
DARE
$19.8M
– –
-1,667
Closed -$16K
3 4
5
6 7

Similar funds

HHAM
HITE Hedge Asset Management Braintree, Massachusetts $1.77B AUM 38.67% 1-Year Est. Return
GD
Grandfield & Dodd New York $1.77B AUM 23.43% 1-Year Est. Return
KOCAA
Knights of Columbus Asset Advisors New Haven, Connecticut $1.77B AUM 31.28% 1-Year Est. Return
BCMIO
Beacon Capital Management Inc (Ohio) Dayton, Ohio $1.78B AUM 14.7% 1-Year Est. Return
CGH
Contrarius Group Holdings Hamilton, Bermuda $1.77B AUM 83.15% 1-Year Est. Return
SW
Simplicity Wealth Summit, New Jersey $1.76B AUM 20.49% 1-Year Est. Return
UF
Univest Financial Souderton, Pennsylvania $1.78B AUM 22.52% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $1.78B AUM 27.8% 1-Year Est. Return

Founders Financial Securities's Q4 2019 Portfolio in Review

As of Q4 2019, Founders Financial Securities held 155 positions worth $296M, down 5.7% from $314M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Founders Financial Securities withdrew a net $33M in Q4 2019, closing 35 positions and reducing 27 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $7.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.8% of assets, up from 2.1% a quarter earlier, followed by Technology and Financials.

Against the trend, Founders Financial Securities opened a new position in State Street SPDR Portfolio Emerging Markets ETF worth $6.76M.

  • Founders Financial Securities's largest Q4 2019 buy was State Street SPDR Portfolio Emerging Markets ETF: 179,917 shares worth $6.76M.
  • Founders Financial Securities added most to State Street SPDR Portfolio Developed World ex-US ETF in Q4 2019, an estimated $4.63M increase.
  • Founders Financial Securities's biggest Q4 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $6.69M.
  • Founders Financial Securities fully exited Invesco QQQ Trust in Q4 2019, selling an estimated $7.1M.
  • Founders Financial Securities's ten largest holdings make up 41% of its $296M portfolio in Q4 2019.
  • Founders Financial Securities opened 24 new positions and closed 35 in Q4 2019.
  • Founders Financial Securities's portfolio value fell 5.7% quarter-over-quarter to $296M.

Based on Founders Financial Securities's 13F filing for Q4 2019, filed 11 Feb 2020.