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FFS

Founders Financial Securities Portfolio holdings

AUM $1.77B
1-Year Est. Return 17.63%
This Fund
S&P 500
This Quarter Est. Return
+5.96%
1 Year Est. Return
+17.63%
3 Year Est. Return
+52.27%
5 Year Est. Return
+61.65%
10 Year Est. Return
+226.1%
AUM
$296M
AUM Growth
-$17.8M
Cap. Flow
-$33M
Cap. Flow %
-11.15%
Top 10 Hldgs %
40.59%
Holding
155
New
24
Increased
69
Reduced
27
Closed
35

Top Buys

Rank Stock Value
1
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.48M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$4.63M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.3M
4
EZU icon
iShare MSCI Eurozone ETF
EZU
+$4.03M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$3.65M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.09M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$6.69M
4
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.69M

Sector Composition

Rank Sector Weight
1 Healthcare 2.82%
2 Technology 2.46%
3 Financials 1.58%
4 Energy 1.53%
5 Consumer Staples 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXU icon
76
First Trust Utilities AlphaDEX Fund
FXU
$835M
$563K 0.19%
19,279
-2,821
-13% -$81.8K
RDS.A
77
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$557K 0.19%
9,442
+304
+3% +$17.8K
SPIB icon
78
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$492K 0.17%
13,942
+153
+1% +$5.39K
IGIB icon
79
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$491K 0.17%
8,476
+283
+3% +$16.4K
IEF icon
80
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$489K 0.17%
4,435
+137
+3% +$15.3K
MMM icon
81
3M
MMM
$91.9B
$481K 0.16%
3,258
+175
+6% +$24.5K
V icon
82
Visa
V
$689B
$404K 0.14%
2,149
+303
+16% +$54.6K
IVW icon
83
iShares S&P 500 Growth ETF
IVW
$72.2B
$400K 0.14%
+8,264
New +$383K
IVE icon
84
iShares S&P 500 Value ETF
IVE
$49.1B
$391K 0.13%
+3,002
New +$374K
LIN icon
85
Linde
LIN
$234B
$391K 0.13%
1,837
+200
+12% +$40.3K
DIA icon
86
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$387K 0.13%
+1,359
New +$374K
PFE icon
87
Pfizer
PFE
$141B
$379K 0.13%
10,200
+1,668
+20% +$59.4K
BIIB icon
88
Biogen
BIIB
$29.5B
$371K 0.13%
+1,251
New +$347K
LQD icon
89
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$370K 0.13%
+2,889
New +$368K
IYR icon
90
iShares US Real Estate ETF
IYR
$4.73B
$354K 0.12%
+3,798
New +$352K
PCY icon
91
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$354K 0.12%
+11,973
New +$348K
AMT icon
92
American Tower
AMT
$77.7B
$345K 0.12%
1,501
-88
-6% -$19.2K
BAC icon
93
Bank of America
BAC
$436B
$344K 0.12%
9,758
+1,191
+14% +$38.5K
META icon
94
Meta Platforms (Facebook)
META
$1.51T
$341K 0.12%
1,663
+211
+15% +$40.9K
FIXD icon
95
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$338K 0.11%
6,531
+68
+1% +$3.56K
VZ icon
96
Verizon
VZ
$198B
$337K 0.11%
5,483
+963
+21% +$58.1K
TXN icon
97
Texas Instruments
TXN
$255B
$322K 0.11%
2,513
+284
+13% +$35K
MA icon
98
Mastercard
MA
$487B
$317K 0.11%
1,063
-43
-4% -$12.1K
RTX icon
99
RTX Corp
RTX
$294B
$317K 0.11%
3,364
+542
+19% +$49.2K
MKC icon
100
McCormick & Company Non-Voting
MKC
$13.6B
$304K 0.1%
3,588
+84
+2% +$6.95K
2 3
4
5 6

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HHAM
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GD
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KOCAA
Knights of Columbus Asset Advisors New Haven, Connecticut $1.77B AUM 31.28% 1-Year Est. Return
BCMIO
Beacon Capital Management Inc (Ohio) Dayton, Ohio $1.78B AUM 14.7% 1-Year Est. Return
CGH
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SW
Simplicity Wealth Summit, New Jersey $1.76B AUM 20.49% 1-Year Est. Return
UF
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OAM
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Founders Financial Securities's Q4 2019 Portfolio in Review

As of Q4 2019, Founders Financial Securities held 155 positions worth $296M, down 5.7% from $314M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Founders Financial Securities withdrew a net $33M in Q4 2019, closing 35 positions and reducing 27 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $7.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.8% of assets, up from 2.1% a quarter earlier, followed by Technology and Financials.

Against the trend, Founders Financial Securities opened a new position in State Street SPDR Portfolio Emerging Markets ETF worth $6.76M.

  • Founders Financial Securities's largest Q4 2019 buy was State Street SPDR Portfolio Emerging Markets ETF: 179,917 shares worth $6.76M.
  • Founders Financial Securities added most to State Street SPDR Portfolio Developed World ex-US ETF in Q4 2019, an estimated $4.63M increase.
  • Founders Financial Securities's biggest Q4 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $6.69M.
  • Founders Financial Securities fully exited Invesco QQQ Trust in Q4 2019, selling an estimated $7.1M.
  • Founders Financial Securities's ten largest holdings make up 41% of its $296M portfolio in Q4 2019.
  • Founders Financial Securities opened 24 new positions and closed 35 in Q4 2019.
  • Founders Financial Securities's portfolio value fell 5.7% quarter-over-quarter to $296M.

Based on Founders Financial Securities's 13F filing for Q4 2019, filed 11 Feb 2020.