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FFS

Founders Financial Securities Portfolio holdings

AUM $1.77B
1-Year Est. Return 17.63%
This Fund
S&P 500
This Quarter Est. Return
+0.9%
1 Year Est. Return
+17.63%
3 Year Est. Return
+52.27%
5 Year Est. Return
+61.65%
10 Year Est. Return
+226.1%
AUM
$314M
AUM Growth
+$9.62M
Cap. Flow
+$7.44M
Cap. Flow %
2.37%
Top 10 Hldgs %
36.98%
Holding
142
New
28
Increased
71
Reduced
27
Closed
11

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.19M
2
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$4.94M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$4.42M
4
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$4.15M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.73M

Top Sells

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$8.87M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.46M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.22M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$4.47M
5
VTV icon
Vanguard Value ETF
VTV
+$4.44M

Sector Composition

Rank Sector Weight
1 Technology 2.29%
2 Healthcare 2.1%
3 Energy 1.63%
4 Financials 1.22%
5 Consumer Staples 1.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
76
Duke Energy
DUK
$102B
$692K 0.22%
7,221
+318
+5% +$28.9K
FXU icon
77
First Trust Utilities AlphaDEX Fund
FXU
$843M
$655K 0.21%
22,100
-4,781
-18% -$139K
GSK icon
78
GSK
GSK
$107B
$655K 0.21%
12,273
+739
+6% +$38K
KO icon
79
Coca-Cola
KO
$381B
$650K 0.21%
11,943
+643
+6% +$34.4K
QTEC icon
80
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.43B
$638K 0.2%
7,287
-1,186
-14% -$104K
OXY icon
81
Occidental Petroleum
OXY
$53.5B
$636K 0.2%
14,297
+2,197
+18% +$104K
FXL icon
82
First Trust Technology AlphaDEX Fund
FXL
$2.45B
$629K 0.2%
9,656
-1,509
-14% -$102K
FXO icon
83
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$622K 0.2%
+19,544
New +$618K
XLP icon
84
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$614K 0.2%
10,004
+111
+1% +$6.67K
IWM icon
85
iShares Russell 2000 ETF
IWM
$80.3B
$612K 0.2%
4,045
+289
+8% +$44.1K
DAL icon
86
Delta Air Lines
DAL
$58.4B
$607K 0.19%
10,541
+656
+7% +$38.9K
PACW
87
DELISTED
PacWest Bancorp
PACW
$583K 0.19%
16,038
+1,811
+13% +$65.4K
RDS.A
88
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$538K 0.17%
9,138
+761
+9% +$45.2K
UNH icon
89
UnitedHealth
UNH
$387B
$534K 0.17%
2,455
+328
+15% +$79.1K
ITA icon
90
iShares US Aerospace & Defense ETF
ITA
$14.4B
$529K 0.17%
4,708
+258
+6% +$28.2K
CMCSA icon
91
Comcast
CMCSA
$85.6B
$500K 0.16%
11,095
+1,997
+22% +$88.5K
SPIB icon
92
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$486K 0.16%
13,789
-4,346
-24% -$152K
IEF icon
93
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$483K 0.15%
4,298
-2,379
-36% -$265K
IGIB icon
94
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$475K 0.15%
+8,193
New +$471K
DIS icon
95
Walt Disney
DIS
$172B
$453K 0.14%
3,473
+407
+13% +$56.3K
AYX
96
DELISTED
Alteryx Inc
AYX
$439K 0.14%
4,088
-365
-8% -$45.3K
MMM icon
97
3M
MMM
$94.9B
$424K 0.14%
3,083
+287
+10% +$40.1K
CYBR
98
DELISTED
CyberArk
CYBR
$390K 0.12%
3,908
+160
+4% +$19.3K
AMZN icon
99
Amazon
AMZN
$2.49T
$365K 0.12%
4,200
+1,020
+32% +$94.6K
AMT icon
100
American Tower
AMT
$81.4B
$351K 0.11%
+1,589
New +$347K
2 3
4
5 6

Similar funds

HHAM
HITE Hedge Asset Management Braintree, Massachusetts $1.77B AUM 38.67% 1-Year Est. Return
GD
Grandfield & Dodd New York $1.77B AUM 23.43% 1-Year Est. Return
KOCAA
Knights of Columbus Asset Advisors New Haven, Connecticut $1.77B AUM 31.28% 1-Year Est. Return
BCMIO
Beacon Capital Management Inc (Ohio) Dayton, Ohio $1.78B AUM 14.7% 1-Year Est. Return
CGH
Contrarius Group Holdings Hamilton, Bermuda $1.77B AUM 83.15% 1-Year Est. Return
SW
Simplicity Wealth Summit, New Jersey $1.76B AUM 20.49% 1-Year Est. Return
UF
Univest Financial Souderton, Pennsylvania $1.78B AUM 22.52% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $1.78B AUM 27.8% 1-Year Est. Return

Founders Financial Securities's Q3 2019 Portfolio in Review

As of Q3 2019, Founders Financial Securities held 142 positions worth $314M, up 3.2% from $304M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Founders Financial Securities's Q3 2019 filing shows 28 new, 71 increased, 27 reduced and 11 closed positions. Its largest new stake was iShares Core MSCI International Developed Markets ETF: 91,493 shares worth $5M. The largest sale was iShares China Large-Cap ETF, an estimated $8.87M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, up from 2.2% a quarter earlier, followed by Healthcare and Energy.

  • Founders Financial Securities's largest Q3 2019 buy was iShares Core MSCI International Developed Markets ETF: 91,493 shares worth $5M.
  • Founders Financial Securities added most to Vanguard Dividend Appreciation ETF in Q3 2019, an estimated $7.19M increase.
  • Founders Financial Securities's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $6.46M.
  • Founders Financial Securities fully exited iShares China Large-Cap ETF in Q3 2019, selling an estimated $8.87M.
  • Founders Financial Securities's ten largest holdings make up 37% of its $314M portfolio in Q3 2019.
  • Founders Financial Securities opened 28 new positions and closed 11 in Q3 2019.
  • Founders Financial Securities's portfolio value rose 3.2% quarter-over-quarter to $314M.

Based on Founders Financial Securities's 13F filing for Q3 2019, filed 17 Oct 2019.