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FFS

Founders Financial Securities Portfolio holdings

AUM $1.77B
1-Year Est. Return 17.63%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+17.63%
3 Year Est. Return
+52.27%
5 Year Est. Return
+61.65%
10 Year Est. Return
+226.1%
AUM
$281M
AUM Growth
+$17.6M
Cap. Flow
+$9.35M
Cap. Flow %
3.33%
Top 10 Hldgs %
51.2%
Holding
106
New
10
Increased
48
Reduced
29
Closed
17

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$19.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$13.5M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$8.97M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$6.46M
5
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$4.46M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$17.6M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$13M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$8.33M
5
VB icon
Vanguard Small-Cap ETF
VB
+$2.91M

Sector Composition

Rank Sector Weight
1 Healthcare 1.47%
2 Financials 1.41%
3 Consumer Staples 1.21%
4 Technology 0.91%
5 Consumer Discretionary 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGM icon
76
First Trust Germany AlphaDEX Fund
FGM
$96.1M
$397K 0.14%
8,317
-184
-2% -$8.45K
HEDJ icon
77
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$372K 0.13%
11,494
+3,356
+41% +$105K
FNI
78
DELISTED
First Trust Chindia ETF
FNI
$369K 0.13%
9,646
-212
-2% -$8K
FSZ icon
79
First Trust Switzerland AlphaDEX Fund
FSZ
$35.9M
$368K 0.13%
7,166
-168
-2% -$8.43K
NTG
80
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$347K 0.12%
1,916
-712
-27% -$131K
FDT icon
81
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$344K 0.12%
5,819
-129
-2% -$7.43K
BICK
82
DELISTED
First Trust BICK Index Fund
BICK
$340K 0.12%
11,725
-245
-2% -$6.87K
GDX icon
83
VanEck Gold Miners ETF
GDX
$23B
$291K 0.1%
12,690
-4,625
-27% -$107K
BYBK
84
DELISTED
Bay Bancorp, Inc.
BYBK
$252K 0.09%
22,217
– –
UNH icon
85
UnitedHealth
UNH
$382B
$225K 0.08%
1,148
– –
HRZN icon
86
Horizon Technology Finance
HRZN
$294M
$125K 0.04%
11,252
-998
-8% -$10.9K
FCRD
87
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$114K 0.04%
12,179
-1,017
-8% -$9.79K
MFIC icon
88
MidCap Financial Investment
MFIC
$784M
$112K 0.04%
6,098
-486
-7% -$9.04K
PFX icon
89
PhenixFIN
PFX
$95K 0.03%
795
-54
-6% -$6.7K
CVS icon
90
CVS Health
CVS
$137B
– –
-11,935
Closed -$960K
CWB icon
91
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
– –
-13,322
Closed -$661K
EEM icon
92
iShares MSCI Emerging Markets ETF
EEM
$28B
– –
-314,413
Closed -$13M
EFA icon
93
iShares MSCI EAFE ETF
EFA
$76.4B
– –
-127,733
Closed -$8.33M
FITB
94
Fifth Third Bancorp
FITB
$52B
– –
-22,926
Closed -$595K
GILD icon
95
Gilead Sciences
GILD
$161B
– –
-13,652
Closed -$966K
IHI icon
96
iShares US Medical Devices ETF
IHI
$3.02B
– –
-62,880
Closed -$1.75M
IVW icon
97
iShares S&P 500 Growth ETF
IVW
$72.5B
– –
-513,788
Closed -$17.6M
OCSL icon
98
Oaktree Specialty Lending
OCSL
$1.03B
– –
-9,522
Closed -$139K
QCOM icon
99
Qualcomm
QCOM
$176B
– –
-16,694
Closed -$922K
QQQ icon
100
Invesco QQQ Trust
QQQ
$455B
– –
-82,726
Closed -$11.4M
1 2 3
4
5

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HHAM
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GD
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KOCAA
Knights of Columbus Asset Advisors New Haven, Connecticut $1.77B AUM 31.28% 1-Year Est. Return
BCMIO
Beacon Capital Management Inc (Ohio) Dayton, Ohio $1.78B AUM 14.7% 1-Year Est. Return
CGH
Contrarius Group Holdings Hamilton, Bermuda $1.77B AUM 83.15% 1-Year Est. Return
SW
Simplicity Wealth Summit, New Jersey $1.76B AUM 20.49% 1-Year Est. Return
UF
Univest Financial Souderton, Pennsylvania $1.78B AUM 22.52% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $1.78B AUM 27.8% 1-Year Est. Return

Founders Financial Securities's Q3 2017 Portfolio in Review

As of Q3 2017, Founders Financial Securities held 106 positions worth $281M, up 6.7% from $263M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Founders Financial Securities deployed $9.35M of net new capital in Q3 2017, opening 10 new positions and adding to 48 existing holdings. Its largest new stake was Vanguard Growth ETF: 901,752 shares worth $20M.

By sector, the portfolio is most concentrated in Healthcare at 1.5% of assets, down from 2.4% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Small-Cap ETF, an estimated $2.91M trimmed.

  • Founders Financial Securities's largest Q3 2017 buy was Vanguard Growth ETF: 901,752 shares worth $20M.
  • Founders Financial Securities added most to Vanguard High Dividend Yield ETF in Q3 2017, an estimated $6.46M increase.
  • Founders Financial Securities's biggest Q3 2017 reduction was Vanguard Small-Cap ETF, cutting an estimated $2.91M.
  • Founders Financial Securities fully exited iShares S&P 500 Growth ETF in Q3 2017, selling an estimated $17.6M.
  • Founders Financial Securities's ten largest holdings make up 51% of its $281M portfolio in Q3 2017.
  • Founders Financial Securities opened 10 new positions and closed 17 in Q3 2017.
  • Founders Financial Securities's portfolio value rose 6.7% quarter-over-quarter to $281M.

Based on Founders Financial Securities's 13F filing for Q3 2017, filed 9 Nov 2017.