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FFS

Founders Financial Securities Portfolio holdings

AUM $1.77B
1-Year Est. Return 17.63%
This Fund
S&P 500
This Quarter Est. Return
+5.96%
1 Year Est. Return
+17.63%
3 Year Est. Return
+52.27%
5 Year Est. Return
+61.65%
10 Year Est. Return
+226.1%
AUM
$296M
AUM Growth
-$17.8M
Cap. Flow
-$33M
Cap. Flow %
-11.15%
Top 10 Hldgs %
40.59%
Holding
155
New
24
Increased
69
Reduced
27
Closed
35

Top Buys

Rank Stock Value
1
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.48M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$4.63M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.3M
4
EZU icon
iShare MSCI Eurozone ETF
EZU
+$4.03M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$3.65M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.09M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$6.69M
4
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.69M

Sector Composition

Rank Sector Weight
1 Healthcare 2.82%
2 Technology 2.46%
3 Financials 1.58%
4 Energy 1.53%
5 Consumer Staples 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHOP icon
51
Shopify
SHOP
$165B
$1.09M 0.37%
27,430
-7,820
-22% -$264K
MSFT icon
52
Microsoft
MSFT
$2.89T
$1.03M 0.35%
6,564
+806
+14% +$118K
WMT icon
53
Walmart Inc
WMT
$889B
$1.02M 0.35%
25,878
-420
-2% -$16.7K
CSCO icon
54
Cisco
CSCO
$452B
$1M 0.34%
20,876
+456
+2% +$21.2K
IBM icon
55
IBM
IBM
$204B
$937K 0.32%
7,315
+193
+3% +$25.1K
BNS icon
56
Scotiabank
BNS
$106B
$917K 0.31%
16,231
+304
+2% +$17.3K
CVX icon
57
Chevron
CVX
$378B
$902K 0.31%
7,488
+134
+2% +$15.8K
SLB icon
58
SLB Ltd
SLB
$76.5B
$855K 0.29%
21,259
+760
+4% +$27.1K
WFC icon
59
Wells Fargo
WFC
$264B
$801K 0.27%
14,891
+1,142
+8% +$59.8K
IGSB icon
60
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$800K 0.27%
14,924
+1,215
+9% +$65.2K
UNH icon
61
UnitedHealth
UNH
$379B
$763K 0.26%
2,594
+139
+6% +$36.4K
ADP icon
62
Automatic Data Processing
ADP
$102B
$759K 0.26%
4,453
+20
+0.5% +$3.31K
IWM icon
63
iShares Russell 2000 ETF
IWM
$80.3B
$752K 0.25%
4,539
+494
+12% +$78.1K
GSK icon
64
GSK
GSK
$104B
$723K 0.24%
12,311
+38
+0.3% +$2.11K
KO icon
65
Coca-Cola
KO
$362B
$695K 0.24%
12,560
+617
+5% +$33.2K
DIS icon
66
Walt Disney
DIS
$168B
$675K 0.23%
4,665
+1,192
+34% +$166K
DUK icon
67
Duke Energy
DUK
$100B
$661K 0.22%
7,242
+21
+0.3% +$1.93K
PACW
68
DELISTED
PacWest Bancorp
PACW
$637K 0.22%
16,647
+609
+4% +$22.9K
OXY icon
69
Occidental Petroleum
OXY
$54.6B
$633K 0.21%
15,354
+1,057
+7% +$42.3K
DAL icon
70
Delta Air Lines
DAL
$57B
$623K 0.21%
10,651
+110
+1% +$6.17K
QTEC icon
71
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.49B
$614K 0.21%
6,138
-1,149
-16% -$107K
FXL icon
72
First Trust Technology AlphaDEX Fund
FXL
$2.49B
$611K 0.21%
8,422
-1,234
-13% -$84.6K
CMCSA icon
73
Comcast
CMCSA
$80.9B
$602K 0.2%
13,377
+2,282
+21% +$102K
FXO icon
74
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$573K 0.19%
17,102
-2,442
-12% -$79.4K
AMZN icon
75
Amazon
AMZN
$2.49T
$567K 0.19%
6,140
+1,940
+46% +$172K
1 2
3
4 5

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HHAM
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GD
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KOCAA
Knights of Columbus Asset Advisors New Haven, Connecticut $1.77B AUM 31.28% 1-Year Est. Return
BCMIO
Beacon Capital Management Inc (Ohio) Dayton, Ohio $1.78B AUM 14.7% 1-Year Est. Return
CGH
Contrarius Group Holdings Hamilton, Bermuda $1.77B AUM 83.15% 1-Year Est. Return
SW
Simplicity Wealth Summit, New Jersey $1.76B AUM 20.49% 1-Year Est. Return
UF
Univest Financial Souderton, Pennsylvania $1.78B AUM 22.52% 1-Year Est. Return
OAM
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Founders Financial Securities's Q4 2019 Portfolio in Review

As of Q4 2019, Founders Financial Securities held 155 positions worth $296M, down 5.7% from $314M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Founders Financial Securities withdrew a net $33M in Q4 2019, closing 35 positions and reducing 27 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $7.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.8% of assets, up from 2.1% a quarter earlier, followed by Technology and Financials.

Against the trend, Founders Financial Securities opened a new position in State Street SPDR Portfolio Emerging Markets ETF worth $6.76M.

  • Founders Financial Securities's largest Q4 2019 buy was State Street SPDR Portfolio Emerging Markets ETF: 179,917 shares worth $6.76M.
  • Founders Financial Securities added most to State Street SPDR Portfolio Developed World ex-US ETF in Q4 2019, an estimated $4.63M increase.
  • Founders Financial Securities's biggest Q4 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $6.69M.
  • Founders Financial Securities fully exited Invesco QQQ Trust in Q4 2019, selling an estimated $7.1M.
  • Founders Financial Securities's ten largest holdings make up 41% of its $296M portfolio in Q4 2019.
  • Founders Financial Securities opened 24 new positions and closed 35 in Q4 2019.
  • Founders Financial Securities's portfolio value fell 5.7% quarter-over-quarter to $296M.

Based on Founders Financial Securities's 13F filing for Q4 2019, filed 11 Feb 2020.