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FFS

Founders Financial Securities Portfolio holdings

AUM $1.77B
1-Year Est. Return 17.63%
This Fund
S&P 500
This Quarter Est. Return
-7.84%
1 Year Est. Return
+17.63%
3 Year Est. Return
+52.27%
5 Year Est. Return
+61.65%
10 Year Est. Return
+226.1%
AUM
$276M
AUM Growth
-$83.9M
Cap. Flow
-$52.2M
Cap. Flow %
-18.92%
Top 10 Hldgs %
53.47%
Holding
117
New
21
Increased
25
Reduced
50
Closed
16

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$39.4M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$27.5M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$11.9M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.02M
5
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$2.35M

Top Sells

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$18M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$17.8M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.2M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$10.8M
5
VTV icon
Vanguard Value ETF
VTV
+$9.64M

Sector Composition

Rank Sector Weight
1 Energy 2.16%
2 Consumer Staples 1.41%
3 Technology 1.17%
4 Healthcare 1%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
51
Occidental Petroleum
OXY
$54.9B
$867K 0.31%
+14,132
New +$993K
BNS icon
52
Scotiabank
BNS
$106B
$851K 0.31%
17,072
-536
-3% -$28.9K
HYB
53
DELISTED
New America High Income Fund, Inc.
HYB
$845K 0.31%
111,775
-3,370
-3% -$27.2K
CVX icon
54
Chevron
CVX
$379B
$830K 0.3%
7,625
-295
-4% -$34.2K
VIG icon
55
Vanguard Dividend Appreciation ETF
VIG
$112B
$806K 0.29%
8,231
+3,452
+72% +$360K
SLB icon
56
SLB Ltd
SLB
$76.4B
$805K 0.29%
+22,319
New +$1.1M
PKO
57
DELISTED
Pimco Income Opportunity Fund
PKO
$797K 0.29%
31,405
– –
SBUX icon
58
Starbucks
SBUX
$118B
$788K 0.29%
12,240
-639
-5% -$40K
IBM icon
59
IBM
IBM
$204B
$784K 0.28%
7,217
-86
-1% -$10.3K
PG icon
60
Procter & Gamble
PG
$347B
$750K 0.27%
8,162
-6,534
-44% -$584K
DUK icon
61
Duke Energy
DUK
$101B
$726K 0.26%
8,417
-447
-5% -$38K
ADP icon
62
Automatic Data Processing
ADP
$102B
$699K 0.25%
5,331
-242
-4% -$34.2K
PFF icon
63
iShares Preferred and Income Securities ETF
PFF
$13.2B
$694K 0.25%
20,265
+416
+2% +$14.7K
GSK icon
64
GSK
GSK
$104B
$663K 0.24%
13,885
-665
-5% -$32.8K
SJM icon
65
J.M. Smucker
SJM
$13B
$636K 0.23%
6,798
-189
-3% -$19.7K
XEL icon
66
Xcel Energy
XEL
$50.4B
$613K 0.22%
12,440
-525
-4% -$26.3K
RDS.A
67
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$596K 0.22%
10,221
-409
-4% -$25.4K
DAL icon
68
Delta Air Lines
DAL
$56.7B
$592K 0.21%
11,860
-544
-4% -$29.6K
IGSB icon
69
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$583K 0.21%
11,288
+1,042
+10% +$53.7K
WFC icon
70
Wells Fargo
WFC
$265B
$567K 0.21%
12,307
+910
+8% +$46.6K
AGN
71
DELISTED
Allergan plc
AGN
$564K 0.2%
4,216
+75
+2% +$12.3K
AAPL icon
72
Apple
AAPL
$4.94T
$538K 0.2%
+13,648
New +$662K
PACW
73
DELISTED
PacWest Bancorp
PACW
$538K 0.2%
16,177
-46
-0.3% -$1.83K
XLP icon
74
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$523K 0.19%
10,308
– –
KO icon
75
Coca-Cola
KO
$362B
$481K 0.17%
10,155
-42
-0.4% -$2.01K
1 2
3
4 5

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GD
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KOCAA
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BCMIO
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CGH
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UF
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OAM
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Founders Financial Securities's Q4 2018 Portfolio in Review

As of Q4 2018, Founders Financial Securities held 117 positions worth $276M, down 23% from $360M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Founders Financial Securities withdrew a net $52.2M in Q4 2018, closing 16 positions and reducing 50 holdings. Its most notable exit was iShares MSCI USA Momentum Factor ETF, an estimated $11.2M position sold in full.

By sector, the portfolio is most concentrated in Energy at 2.2% of assets, up from 0.47% a quarter earlier, followed by Consumer Staples and Technology.

Against the trend, Founders Financial Securities opened a new position in State Street SPDR Portfolio S&P 500 Value ETF worth $11M.

  • Founders Financial Securities's largest Q4 2018 buy was State Street SPDR Portfolio S&P 500 Value ETF: 405,172 shares worth $11M.
  • Founders Financial Securities added most to iShares 1-3 Year Treasury Bond ETF in Q4 2018, an estimated $39.4M increase.
  • Founders Financial Securities's biggest Q4 2018 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $18M.
  • Founders Financial Securities fully exited iShares MSCI USA Momentum Factor ETF in Q4 2018, selling an estimated $11.2M.
  • Founders Financial Securities's ten largest holdings make up 53% of its $276M portfolio in Q4 2018.
  • Founders Financial Securities opened 21 new positions and closed 16 in Q4 2018.
  • Founders Financial Securities's portfolio value fell 23% quarter-over-quarter to $276M.

Based on Founders Financial Securities's 13F filing for Q4 2018, filed 14 Feb 2019.