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FFS

Founders Financial Securities Portfolio holdings

AUM $1.95B
1-Year Est. Return 22.17%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+22.17%
3 Year Est. Return
+64.31%
5 Year Est. Return
+71.58%
10 Year Est. Return
+262.78%
AUM
$901M
AUM Growth
+$129M
Cap. Flow
+$55.6M
Cap. Flow %
6.17%
Top 10 Hldgs %
30.57%
Holding
392
New
60
Increased
208
Reduced
78
Closed
25

Top Buys

Rank Stock Value
1
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$5.01M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.81M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.02M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$3.78M
5
IYW icon
iShares US Technology ETF
IYW
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.4M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.11M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.86M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.73M
5
IYT icon
iShares US Transportation ETF
IYT
+$3.22M

Sector Composition

Rank Sector Weight
1 Technology 6.84%
2 Financials 3.55%
3 Healthcare 2.85%
4 Consumer Staples 2.3%
5 Consumer Discretionary 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIO icon
351
NIO
NIO
$12.2B
$186K 0.02%
20,500
+1,500
+8% +$11.9K
PDI icon
352
PIMCO Dynamic Income Fund
PDI
$7.39B
$186K 0.02%
10,352
-208
-2% -$3.58K
T icon
353
AT&T
T
$159B
$169K 0.02%
+10,080
New +$159K
PSLV icon
354
Sprott Physical Silver Trust
PSLV
$12B
$145K 0.02%
17,977
– –
HYB
355
DELISTED
New America High Income Fund, Inc.
HYB
$142K 0.02%
20,100
-770
-4% -$5.14K
IONQ icon
356
IonQ
IONQ
$13.6B
$141K 0.02%
11,410
– –
GSAT icon
357
Globalstar
GSAT
$10.7B
$132K 0.01%
4,550
– –
BBDC icon
358
Barings BDC
BBDC
$864M
$124K 0.01%
14,415
– –
CRON
359
Cronos Group
CRON
$1.06B
$40.8K ﹤0.01%
19,500
– –
DARE icon
360
Dare Bioscience
DARE
$18.3M
$38.3K ﹤0.01%
10,333
– –
TMC icon
361
TMC The Metals Company
TMC
$1.54B
$36.9K ﹤0.01%
33,500
+2,500
+8% +$2.58K
IPSC icon
362
Century Therapeutics
IPSC
$364M
$33.2K ﹤0.01%
+10,000
New +$18.2K
FCEL icon
363
FuelCell Energy
FCEL
$1.73B
$28K ﹤0.01%
583
– –
RCAT icon
364
Red Cat Holdings
RCAT
$1.15B
$13.2K ﹤0.01%
15,000
– –
SOBR icon
365
SOBR Safe
SOBR
$1.52M
$11.8K ﹤0.01%
24
– –
NAK
366
Northern Dynasty Minerals
NAK
$784M
$11.2K ﹤0.01%
34,520
– –
ACB
367
Aurora Cannabis
ACB
$173M
$9.52K ﹤0.01%
2,000
+600
+43% +$2.89K
AMRN
368
Amarin Corp
AMRN
$299M
– –
-627
Closed -$11.5K
ARLP icon
369
Alliance Resource Partners
ARLP
$3.34B
– –
-9,152
Closed -$206K
CGC
370
Canopy Growth
CGC
$387M
– –
-3,309
Closed -$25.9K
CLSK icon
371
CleanSpark
CLSK
$3.53B
– –
-10,500
Closed -$40K
DXCM icon
372
DexCom
DXCM
$31.5B
– –
-3,483
Closed -$325K
DXJ icon
373
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
– –
-18,050
Closed -$1.59M
EFAV icon
374
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
– –
-22,844
Closed -$1.49M
EWP icon
375
iShares MSCI Spain ETF
EWP
$2.11B
– –
-66,624
Closed -$1.83M
12 13 14
15
16

Similar funds

FC
Finepoint Capital Boston, Massachusetts $1.95B AUM 45.61% 1-Year Est. Return
NIM
Needham Investment Management New York $1.96B AUM 101.23% 1-Year Est. Return
BC
Blackhill Capital Morristown, New Jersey $1.94B AUM 18.09% 1-Year Est. Return
SGAM
Smith Group Asset Management Dallas, Texas $1.96B AUM 43.61% 1-Year Est. Return
HA
Heartland Advisors Milwaukee, Wisconsin $1.96B AUM 28.26% 1-Year Est. Return
FFH
Fairfax Financial Holdings Toronto, Ontario, Canada $1.94B AUM 27.76% 1-Year Est. Return
OCM
Osterweis Capital Management San Francisco, California $1.94B AUM 20.77% 1-Year Est. Return
1SB
1ST Source Bank South Bend, Indiana $1.94B AUM 20.3% 1-Year Est. Return

Founders Financial Securities's Q4 2023 Portfolio in Review

As of Q4 2023, Founders Financial Securities held 392 positions worth $901M, up 17% from $772M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Founders Financial Securities deployed $55.6M of net new capital in Q4 2023, opening 60 new positions and adding to 208 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 600 Small Cap ETF: 132,857 shares worth $5.6M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $4.4M trimmed.

  • Founders Financial Securities's largest Q4 2023 buy was State Street SPDR Portfolio S&P 600 Small Cap ETF: 132,857 shares worth $5.6M.
  • Founders Financial Securities added most to iShares Treasury Floating Rate Bond ETF in Q4 2023, an estimated $4.81M increase.
  • Founders Financial Securities's biggest Q4 2023 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $4.4M.
  • Founders Financial Securities fully exited Invesco S&P 500 Equal Weight ETF in Q4 2023, selling an estimated $3.86M.
  • Founders Financial Securities's ten largest holdings make up 31% of its $901M portfolio in Q4 2023.
  • Founders Financial Securities opened 60 new positions and closed 25 in Q4 2023.
  • Founders Financial Securities's portfolio value rose 17% quarter-over-quarter to $901M.

Based on Founders Financial Securities's 13F filing for Q4 2023, filed 6 Feb 2024.