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Forward Management Portfolio holdings

AUM $907M
1-Year Est. Return 0.46%
This Fund
S&P 500
This Quarter Est. Return
-2.5%
1 Year Est. Return
+0.46%
3 Year Est. Return
+36.88%
5 Year Est. Return
+52.96%
10 Year Est. Return
–
AUM
$1.67B
AUM Growth
-$55.4M
Cap. Flow
-$3.9M
Cap. Flow %
-0.23%
Top 10 Hldgs %
44.28%
Holding
437
New
83
Increased
98
Reduced
123
Closed
49

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$33.6M
2
LPT
Liberty Property Trust
LPT
+$16.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$14.5M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$11.8M
5
FSP
Franklin Street Properties
FSP
+$10.7M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$143M
2
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$9.76M
3
DLR icon
Digital Realty Trust
DLR
+$4.66M
4
BCS icon
Barclays
BCS
+$3.42M
5
AUXL
AUXILIUM PHARAMCEUTICALS INC
AUXL
+$3.23M

Sector Composition

Rank Sector Weight
1 Real Estate 35.05%
2 Healthcare 3.64%
3 Financials 3.32%
4 Industrials 1.81%
5 Energy 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOV icon
401
Movado Group
MOV
$859M
– –
-15,000
Closed -$625K
NXPI icon
402
NXP Semiconductors
NXPI
$67.3B
– –
-500
Closed -$33K
PBYI icon
403
Puma Biotechnology
PBYI
$434M
– –
-16,825
Closed -$980K
PEP icon
404
PepsiCo
PEP
$187B
– –
-700
Closed -$63K
SBUX icon
405
Starbucks
SBUX
$120B
– –
-2,000
Closed -$77K
SOXS icon
406
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$18.6B
– –
0
– -$30K
STX icon
407
Seagate
STX
$178B
– –
-1,000
Closed -$57K
TRMB icon
408
Trimble
TRMB
$12.3B
– –
-18,784
Closed -$694K
XLI icon
409
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
– –
-260
Closed -$14K
XLK icon
410
State Street Technology Select Sector SPDR ETF
XLK
$114B
– –
-738
Closed -$14K
XLY icon
411
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
– –
-422
Closed -$14K
XOMA
412
DELISTED
Xoma
XOMA
– –
-1,625
Closed -$149K
MRO
413
DELISTED
Marathon Oil Corporation
MRO
– –
-1,000
Closed -$40K
TUP
414
DELISTED
Tupperware Brands Corporation
TUP
– –
-800
Closed -$67K
AEL
415
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-1
Closed –
PDCE
416
DELISTED
PDC Energy, Inc.
PDCE
– –
-5,000
Closed -$316K
LCI
417
DELISTED
Lannett Company, Inc.
LCI
– –
-5,031
Closed -$793K
RDUS
418
DELISTED
Radius Health, Inc.
RDUS
– –
-87,471
Closed -$739K
PSB
419
DELISTED
PS Business Parks, Inc.
PSB
– –
-7,500
Closed -$626K
WMC
420
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-1,500
Closed -$213K
RDS.B
421
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-128
Closed -$11K
BGG
422
DELISTED
Briggs & Stratton Corp.
BGG
– –
-5,000
Closed -$102K
AYR
423
DELISTED
Aircastle Ltd
AYR
– –
-10,000
Closed -$178K
CLD
424
DELISTED
Cloud Peak Energy Inc
CLD
– –
-48,500
Closed -$893K
POT
425
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-21,000
Closed -$797K
14 15 16
17
18

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Forward Management's Q3 2014 Portfolio in Review

As of Q3 2014, Forward Management held 437 positions worth $1.67B, down 3.2% from $1.73B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Forward Management's Q3 2014 filing shows 83 new, 98 increased, 123 reduced and 49 closed positions. Its largest new stake was Invesco QQQ Trust: 345,007 shares worth $34.1M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $143M.

By sector, the portfolio is most concentrated in Real Estate at 35% of assets, up from 34% a quarter earlier, followed by Healthcare and Financials.

  • Forward Management's largest Q3 2014 buy was Invesco QQQ Trust: 345,007 shares worth $34.1M.
  • Forward Management added most to Liberty Property Trust in Q3 2014, an estimated $16.9M increase.
  • Forward Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $143M.
  • Forward Management fully exited Barclays in Q3 2014, selling an estimated $3.42M.
  • Forward Management's ten largest holdings make up 44% of its $1.67B portfolio in Q3 2014.
  • Forward Management opened 83 new positions and closed 49 in Q3 2014.
  • Forward Management's portfolio value fell 3.2% quarter-over-quarter to $1.67B.

Based on Forward Management's 13F filing for Q3 2014, filed 12 Nov 2014.