Forward Management’s Ciena CIEN Stock Holding History

Forward Management’s Portfolio CIEN Stock Details CIEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-30,000	Closed	-$502K	–	391
2014 Q3	$502K	Hold	30,000	–	–	0.03%	230
2014 Q2	$650K	Buy	30,000 +4,391	+17%	+$90.2K	0.04%	197
2014 Q1	$582K	Buy	+25,609	New	+$602K	0.03%	205
2013 Q4	–	Sell	-38,600	Closed	-$938K	–	375
2013 Q3	$938K	Buy	38,600 +12,600	+48%	+$284K	0.06%	157
2013 Q2	$495K	Buy	+26,000	New	+$433K	0.04%	212

Other funds holding CIEN

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

PIM

Platinum Investment Management Sydney Australia 2000, Australia $407M AUM 87.11% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Parnassus Investments San Francisco, California $37.4B AUM 35.42% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

TCIM

TIAA CREF Investment Management New York $141B AUM 14.18% 1-Year Est. Return

Forward Management's CIEN Position: Q4 2014 in Review

Forward Management sold out of Ciena (CIEN) in Q4 2014, closing a stake of 30,000 shares — an estimated $502K sold.

Forward Management first reported a position in CIEN in Q2 2013 and held it in 5 quarters. The position peaked at $938K in Q3 2013. 234 funds tracked by Wall St. Rank hold CIEN as of Q4 2014.

Forward Management reported no remaining Ciena position as of Q4 2014 after selling out during the quarter.
Forward Management sold 30,000 Ciena shares in Q4 2014, an estimated $502K.
Forward Management first reported a position in Ciena in Q2 2013 and held it in 5 quarters.
Forward Management's Ciena position peaked at $938K in Q3 2013.
234 funds tracked by Wall St. Rank held Ciena as of Q4 2014.

Based on Forward Management's 13F filing for Q4 2014, filed 10 Feb 2015.