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FFM

Forum Financial Management Portfolio holdings

AUM $7.79B
1-Year Est. Return 20.38%
This Fund
S&P 500
This Quarter Est. Return
-3.62%
1 Year Est. Return
+20.38%
3 Year Est. Return
+53.07%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$59.1M
Cap. Flow
+$244M
Cap. Flow %
5.4%
Top 10 Hldgs %
79.24%
Holding
685
New
25
Increased
213
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$48.9M
2
DFGR icon
Dimensional Global Real Estate ETF
DFGR
+$44.2M
3
DFEM icon
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
+$33.9M
4
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$28.5M
5
DFIC icon
Dimensional International Core Equity 2 ETF
DFIC
+$23.9M

Top Sells

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$3.63M
2
CME icon
CME Group
CME
+$1.99M
3
OSBC icon
Old Second Bancorp
OSBC
+$1.57M
4
DFUS
Dimensional US Equity ETF
DFUS
+$1.21M
5
AAPL icon
Apple
AAPL
+$1.21M

Sector Composition

Rank Sector Weight
1 Healthcare 3.54%
2 Financials 3.21%
3 Technology 2.99%
4 Energy 1.09%
5 Consumer Discretionary 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENLC
601
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$180K ﹤0.01%
14,759
– –
RIG icon
602
Transocean
RIG
$5.69B
$178K ﹤0.01%
21,674
+25
+0.1% +$204
FHN icon
603
First Horizon
FHN
$12.4B
$166K ﹤0.01%
15,033
– –
COTY icon
604
Coty
COTY
$2.49B
$153K ﹤0.01%
13,989
– –
IVZ icon
605
Invesco
IVZ
$14.1B
$151K ﹤0.01%
10,430
– –
SLM icon
606
SLM Corp
SLM
$5.16B
$151K ﹤0.01%
11,068
– –
SWN
607
DELISTED
Southwestern Energy Company
SWN
$149K ﹤0.01%
23,127
+7,284
+46% +$46.4K
MRCC
608
DELISTED
Monroe Capital Corp
MRCC
$149K ﹤0.01%
20,000
– –
PR
609
Permian Resources
PR
$16.6B
$148K ﹤0.01%
10,593
+200
+2% +$2.52K
GNW icon
610
Genworth Financial
GNW
$3.71B
$142K ﹤0.01%
24,157
– –
PTY icon
611
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
$137K ﹤0.01%
+10,500
New +$148K
FNB icon
612
FNB Corp
FNB
$6.84B
$135K ﹤0.01%
12,477
– –
SG icon
613
Sweetgreen
SG
$725M
$132K ﹤0.01%
11,262
+1,262
+13% +$17.6K
GAP
614
The Gap Inc
GAP
$7.4B
$130K ﹤0.01%
12,248
– –
AMCR icon
615
Amcor
AMCR
$22.1B
$128K ﹤0.01%
2,803
-296
-10% -$14.3K
VOD icon
616
Vodafone
VOD
$35.4B
$119K ﹤0.01%
12,533
-119
-0.9% -$1.13K
PSLV icon
617
Sprott Physical Silver Trust
PSLV
$12.9B
$115K ﹤0.01%
15,133
– –
EFXT
618
Enerflex
EFXT
$2.68B
$106K ﹤0.01%
18,497
-2,515
-12% -$16.9K
VLY icon
619
Valley National Bancorp
VLY
$8.17B
$105K ﹤0.01%
12,232
– –
NWG icon
620
NatWest
NWG
$76.5B
$101K ﹤0.01%
17,292
– –
HLN icon
621
Haleon
HLN
$43.8B
$97.9K ﹤0.01%
11,753
+537
+5% +$4.47K
CLVT icon
622
Clarivate
CLVT
$1.24B
$80.6K ﹤0.01%
+12,013
New +$95.8K
ALIT icon
623
Alight
ALIT
$380M
$80K ﹤0.01%
564
+46
+9% +$7.72K
PLUG icon
624
Plug Power
PLUG
$2.93B
$78.6K ﹤0.01%
+10,344
New +$101K
AEG icon
625
Aegon
AEG
$14B
$76.9K ﹤0.01%
16,019
– –
23 24
25
26 27

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PGFC
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WRCM
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SIAU
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SF
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BFM
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IMRF
Illinois Municipal Retirement Fund Oak Brook, Illinois $7.86B AUM 24.45% 1-Year Est. Return
MAM
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Forum Financial Management's Q3 2023 Portfolio in Review

As of Q3 2023, Forum Financial Management held 685 positions worth $4.52B, up 1.3% from $4.46B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Forum Financial Management deployed $244M of net new capital in Q3 2023, opening 25 new positions and adding to 213 existing holdings. Its largest new stake was Kenvue: 25,751 shares worth $517K.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.3% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares National Muni Bond ETF, an estimated $3.63M trimmed.

  • Forum Financial Management's largest Q3 2023 buy was Kenvue: 25,751 shares worth $517K.
  • Forum Financial Management added most to iShares 10-20 Year Treasury Bond ETF in Q3 2023, an estimated $48.9M increase.
  • Forum Financial Management's biggest Q3 2023 reduction was iShares National Muni Bond ETF, cutting an estimated $3.63M.
  • Forum Financial Management fully exited Blackstone Secured Lending in Q3 2023, selling an estimated $1.07M.
  • Forum Financial Management's ten largest holdings make up 79% of its $4.52B portfolio in Q3 2023.
  • Forum Financial Management opened 25 new positions and closed 45 in Q3 2023.
  • Forum Financial Management's portfolio value rose 1.3% quarter-over-quarter to $4.52B.

Based on Forum Financial Management's 13F filing for Q3 2023, filed 6 Nov 2023.