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FFM

Forum Financial Management Portfolio holdings

AUM $7.79B
1-Year Est. Return 20.38%
This Fund
S&P 500
This Quarter Est. Return
-3.62%
1 Year Est. Return
+20.38%
3 Year Est. Return
+53.07%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$59.1M
Cap. Flow
+$244M
Cap. Flow %
5.4%
Top 10 Hldgs %
79.24%
Holding
685
New
25
Increased
213
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$48.9M
2
DFGR icon
Dimensional Global Real Estate ETF
DFGR
+$44.2M
3
DFEM icon
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
+$33.9M
4
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$28.5M
5
DFIC icon
Dimensional International Core Equity 2 ETF
DFIC
+$23.9M

Top Sells

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$3.63M
2
CME icon
CME Group
CME
+$1.99M
3
OSBC icon
Old Second Bancorp
OSBC
+$1.57M
4
DFUS
Dimensional US Equity ETF
DFUS
+$1.21M
5
AAPL icon
Apple
AAPL
+$1.21M

Sector Composition

Rank Sector Weight
1 Healthcare 3.54%
2 Financials 3.21%
3 Technology 2.99%
4 Energy 1.09%
5 Consumer Discretionary 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
26
Alphabet (Google) Class A
GOOGL
$4.36T
$9.1M 0.2%
69,524
-275
-0.4% -$35.6K
DFAR icon
27
Dimensional US Real Estate ETF
DFAR
$1.78B
$8.9M 0.2%
456,077
-48,506
-10% -$1.03M
GOOG icon
28
Alphabet (Google) Class C
GOOG
$4.36T
$8.76M 0.19%
66,430
-3,050
-4% -$397K
XOM icon
29
ExxonMobil
XOM
$644B
$8.11M 0.18%
68,994
+1,396
+2% +$153K
PLTR icon
30
Palantir
PLTR
$295B
$7.79M 0.17%
486,816
+326,465
+204% +$5.2M
ATVI
31
DELISTED
Activision Blizzard
ATVI
$7.75M 0.17%
82,723
+492
+0.6% +$44.9K
VBR icon
32
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$7.4M 0.16%
46,424
-235
-0.5% -$39.3K
DFAS icon
33
Dimensional US Small Cap ETF
DFAS
$15.4B
$7.32M 0.16%
139,537
-2,693
-2% -$148K
SPY icon
34
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$6.43M 0.14%
15,050
+2,102
+16% +$935K
NVDA icon
35
NVIDIA
NVDA
$4.86T
$6.22M 0.14%
142,930
-16,540
-10% -$741K
DFSU
36
Dimensional US Sustainability Core 1 ETF
DFSU
$2.27B
$5.74M 0.13%
206,868
+117,070
+130% +$3.38M
CVX icon
37
Chevron
CVX
$392B
$5.52M 0.12%
32,730
+821
+3% +$133K
NEM icon
38
Newmont
NEM
$98.7B
$5.51M 0.12%
149,033
+500
+0.3% +$20.3K
ABT icon
39
Abbott
ABT
$183B
$5.45M 0.12%
56,289
+171
+0.3% +$18K
DFSE
40
Dimensional Emerging Markets Sustainability Core 1 ETF
DFSE
$599M
$5.44M 0.12%
185,129
+74,510
+67% +$2.29M
IWF icon
41
iShares Russell 1000 Growth ETF
IWF
$121B
$5.26M 0.12%
79,116
-132
-0.2% -$9.12K
LLY icon
42
Eli Lilly
LLY
$1.02T
$4.87M 0.11%
9,073
+55
+0.6% +$28.3K
DE icon
43
Deere & Co
DE
$160B
$4.87M 0.11%
12,899
-16
-0.1% -$6.6K
AVUS icon
44
Avantis US Equity ETF
AVUS
$14B
$4.76M 0.11%
64,957
+3,572
+6% +$271K
HD icon
45
Home Depot
HD
$331B
$4.7M 0.1%
15,555
-381
-2% -$123K
TSLA icon
46
Tesla
TSLA
$1.23T
$4.55M 0.1%
18,190
+205
+1% +$52.7K
AVMU icon
47
Avantis Core Municipal Fixed Income ETF
AVMU
$173M
$4.31M 0.1%
97,098
-6,549
-6% -$299K
VTI icon
48
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$3.88M 0.09%
18,255
+1,098
+6% +$243K
TTE icon
49
TotalEnergies
TTE
$195B
$3.88M 0.09%
58,950
– –
JNJ icon
50
Johnson & Johnson
JNJ
$618B
$3.87M 0.09%
24,826
-2,815
-10% -$464K
1
2
3 4 5

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PA
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EHC
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IMCOOI
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PGFC
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WRCM
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SIAU
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SF
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BFM
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Forum Financial Management's Q3 2023 Portfolio in Review

As of Q3 2023, Forum Financial Management held 685 positions worth $4.52B, up 1.3% from $4.46B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Forum Financial Management deployed $244M of net new capital in Q3 2023, opening 25 new positions and adding to 213 existing holdings. Its largest new stake was Kenvue: 25,751 shares worth $517K.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.3% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares National Muni Bond ETF, an estimated $3.63M trimmed.

  • Forum Financial Management's largest Q3 2023 buy was Kenvue: 25,751 shares worth $517K.
  • Forum Financial Management added most to iShares 10-20 Year Treasury Bond ETF in Q3 2023, an estimated $48.9M increase.
  • Forum Financial Management's biggest Q3 2023 reduction was iShares National Muni Bond ETF, cutting an estimated $3.63M.
  • Forum Financial Management fully exited Blackstone Secured Lending in Q3 2023, selling an estimated $1.07M.
  • Forum Financial Management's ten largest holdings make up 79% of its $4.52B portfolio in Q3 2023.
  • Forum Financial Management opened 25 new positions and closed 45 in Q3 2023.
  • Forum Financial Management's portfolio value rose 1.3% quarter-over-quarter to $4.52B.

Based on Forum Financial Management's 13F filing for Q3 2023, filed 6 Nov 2023.