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FAM

Forty4 Asset Management Portfolio holdings

AUM $29.6M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
+4.84%
1 Year Est. Return
-5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$19.1M
Cap. Flow
+$125M
Cap. Flow %
46.9%
Top 10 Hldgs %
59.73%
Holding
551
New
160
Increased
52
Reduced
44
Closed
277

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$11M
2
GTU
CENTRAL GOLD TR (CANADA)
GTU
+$9.69M
3
C icon
Citigroup
C
+$8.63M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$8.11M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$8.07M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$12.9M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.8M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.32M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$6.99M
5
AA icon
Alcoa
AA
+$6.56M

Sector Composition

Rank Sector Weight
1 Financials 19.48%
2 Consumer Discretionary 5.24%
3 Energy 3.54%
4 Healthcare 3%
5 Materials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXLL
501
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-5,800
Closed -$247K
AXLL
502
PUT
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-19,000
Closed -$39K
FSYS
503
CALL
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
– –
-4,900
Closed -$5K
FSYS
504
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
– –
-8,000
Closed -$143K
FSYS
505
PUT
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
– –
-34,400
Closed -$12K
BTU
506
CALL
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-2,333
Closed -$17K
BTU
507
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-1,140
Closed -$250K
BTU
508
PUT
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-6,667
Closed -$36K
RNF
509
CALL
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
– –
-3,900
Closed -$1K
RNF
510
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
– –
-8,100
Closed -$238K
RNF
511
PUT
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
– –
-11,000
Closed -$30K
BRCM
512
CALL
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-20,000
Closed -$12K
BRCM
513
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-10,400
Closed -$351K
BRCM
514
PUT
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-60,100
Closed -$25K
ALTR
515
CALL
DELISTED
Altera Corp
ALTR
– –
-35,500
Closed -$51K
ALTR
516
PUT
DELISTED
Altera Corp
ALTR
– –
-47,900
Closed -$20K
SFY
517
PUT
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
– –
-12,300
Closed -$25K
LRE
518
DELISTED
LRR ENERGY LP
LRE
– –
-11,300
Closed -$166K
LRE
519
PUT
DELISTED
LRR ENERGY LP
LRE
– –
-26,600
Closed -$17K
ZQK
520
DELISTED
QUICKSILVER,INC.
ZQK
– –
-7,900
Closed -$51K
ZQK
521
PUT
DELISTED
QUICKSILVER,INC.
ZQK
– –
-10,000
Closed -$6K
RKT
522
CALL
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-5,000
Closed -$26K
RKT
523
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-4,200
Closed -$210K
RKT
524
PUT
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-24,800
Closed -$25K
JRCC
525
CALL
DELISTED
JAMES RIVER COAL NEW
JRCC
– –
-47,400
Closed -$2K
18 19 20
21
22

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LCM
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SXM
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KSC
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Forty4 Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Forty4 Asset Management held 551 positions worth $267M, down 6.7% from $286M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Forty4 Asset Management deployed $125M of net new capital in Q3 2013, opening 160 new positions and adding to 52 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 106,500 shares worth $11.4M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 9.3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.32M trimmed.

  • Forty4 Asset Management's largest Q3 2013 buy was iShares Russell 2000 ETF: 106,500 shares worth $11.4M.
  • Forty4 Asset Management added most to CENTRAL GOLD TR (CANADA) in Q3 2013, an estimated $9.69M increase.
  • Forty4 Asset Management's biggest Q3 2013 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.32M.
  • Forty4 Asset Management fully exited Invesco QQQ Trust in Q3 2013, selling an estimated $12.9M.
  • Forty4 Asset Management's ten largest holdings make up 60% of its $267M portfolio in Q3 2013.
  • Forty4 Asset Management opened 160 new positions and closed 277 in Q3 2013.
  • Forty4 Asset Management's portfolio value fell 6.7% quarter-over-quarter to $267M.

Based on Forty4 Asset Management's 13F filing for Q3 2013, filed 12 Nov 2013.