We are live on ! Find out more
FAM

Forty4 Asset Management Portfolio holdings

AUM $29.6M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
+4.84%
1 Year Est. Return
-5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$19.1M
Cap. Flow
+$125M
Cap. Flow %
46.9%
Top 10 Hldgs %
59.73%
Holding
551
New
160
Increased
52
Reduced
44
Closed
277

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$11M
2
GTU
CENTRAL GOLD TR (CANADA)
GTU
+$9.69M
3
C icon
Citigroup
C
+$8.63M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$8.11M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$8.07M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$12.9M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.8M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.32M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$6.99M
5
AA icon
Alcoa
AA
+$6.56M

Sector Composition

Rank Sector Weight
1 Financials 19.48%
2 Consumer Discretionary 5.24%
3 Energy 3.54%
4 Healthcare 3%
5 Materials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
426
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
– –
-123,711
Closed -$23K
XME icon
427
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
– –
-30,600
Closed -$3K
XME icon
428
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
– –
-68,000
Closed -$2.25M
XME icon
429
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
– –
-79,900
Closed -$266K
XOM icon
430
ExxonMobil
XOM
$634B
– –
-7,300
Closed -$660K
YUM icon
431
CALL
Yum! Brands
YUM
$41.1B
– –
-13,910
Closed -$12K
YUM icon
432
Yum! Brands
YUM
$41.1B
– –
-7,094
Closed -$354K
YUM icon
433
PUT
Yum! Brands
YUM
$41.1B
– –
-18,639
Closed -$46K
INFN
434
PUT
DELISTED
Infinera Corporation Common Stock
INFN
– –
-13,200
Closed -$3K
LL
435
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-10,000
Closed -$779K
ERF
436
CALL
DELISTED
Enerplus Corporation
ERF
– –
-52,182
Closed -$4K
ERF
437
DELISTED
Enerplus Corporation
ERF
– –
-12,894
Closed -$189K
ERF
438
PUT
DELISTED
Enerplus Corporation
ERF
– –
-23,170
Closed -$25K
CAMP
439
DELISTED
CalAmp Corp.
CAMP
– –
-74
Closed -$25K
CAMP
440
PUT
DELISTED
CalAmp Corp.
CAMP
– –
-474
Closed -$1K
CS
441
CALL
DELISTED
Credit Suisse Group
CS
– –
-10,500
Closed -$1K
CS
442
DELISTED
Credit Suisse Group
CS
– –
-29,804
Closed -$789K
CS
443
PUT
DELISTED
Credit Suisse Group
CS
– –
-39,400
Closed -$67K
ABB
444
CALL
DELISTED
ABB Ltd
ABB
– –
-14,300
Closed -$1K
ABB
445
DELISTED
ABB Ltd
ABB
– –
-52,700
Closed -$1.14M
ABB
446
PUT
DELISTED
ABB Ltd
ABB
– –
-88,300
Closed -$53K
TTM
447
DELISTED
Tata Motors Limited
TTM
– –
-77,300
Closed -$1.81M
TTM
448
PUT
DELISTED
Tata Motors Limited
TTM
– –
-81,800
Closed -$356K
CLR
449
CALL
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-23,400
Closed -$32K
CLR
450
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-11,200
Closed -$482K
16 17
18
19 20

Similar funds

HM
Hochschild Mining Lima, Peru $31.8M AUM 41.91% 1-Year Est. Return
EI
Enterprise Investors New York $34.9M AUM 3.5% 1-Year Est. Return
LCM
Levitt Capital Management Boca Raton, Florida $41.8M AUM 36.18% 1-Year Est. Return
GIA
Global Index Advisors Marietta, Georgia $15.8M AUM
SXM
SC X Management Menlo Park, California $8.03M AUM 1.64% 1-Year Est. Return
LFCM
Lane Five Capital Management Towson, Maryland $52.3M AUM 24.73% 1-Year Est. Return
KSC
Kendall Square Capital San Francisco, California $4.92M AUM 2.25% 1-Year Est. Return
TCM
Touradji Capital Management Boca Raton, Florida $2.74M AUM 52.72% 1-Year Est. Return

Forty4 Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Forty4 Asset Management held 551 positions worth $267M, down 6.7% from $286M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Forty4 Asset Management deployed $125M of net new capital in Q3 2013, opening 160 new positions and adding to 52 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 106,500 shares worth $11.4M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 9.3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.32M trimmed.

  • Forty4 Asset Management's largest Q3 2013 buy was iShares Russell 2000 ETF: 106,500 shares worth $11.4M.
  • Forty4 Asset Management added most to CENTRAL GOLD TR (CANADA) in Q3 2013, an estimated $9.69M increase.
  • Forty4 Asset Management's biggest Q3 2013 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.32M.
  • Forty4 Asset Management fully exited Invesco QQQ Trust in Q3 2013, selling an estimated $12.9M.
  • Forty4 Asset Management's ten largest holdings make up 60% of its $267M portfolio in Q3 2013.
  • Forty4 Asset Management opened 160 new positions and closed 277 in Q3 2013.
  • Forty4 Asset Management's portfolio value fell 6.7% quarter-over-quarter to $267M.

Based on Forty4 Asset Management's 13F filing for Q3 2013, filed 12 Nov 2013.