Fisher Asset Management

Fisher Asset Management’s FI Enhanced Global High Yield Exchange Traded Notes FIEG Stock Holding History

Fisher Asset Management’s Portfolio FIEG Stock Details FIEG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-4,285	Closed	-$557K	–	781
2016 Q4	$557K	Sell	4,285 -2,484,719	-100%	-$315M	﹤0.01%	555
2016 Q3	$329M	Sell	2,489,004 -105,471	-4%	-$13.8M	0.58%	59
2016 Q2	$334M	Sell	2,594,475 -149,235	-5%	-$18.3M	0.62%	56
2016 Q1	$337M	Sell	2,743,710 -135,147	-5%	-$14.4M	0.64%	56
2015 Q4	$321M	Buy	2,878,857 +173,370	+6%	+$19.8M	0.62%	54
2015 Q3	$279M	Buy	2,705,487 +287,493	+12%	+$32.5M	0.58%	56
2015 Q2	$285M	Buy	2,417,994 +355,326	+17%	+$44.8M	0.55%	57
2015 Q1	$246M	Buy	2,062,668 +316,121	+18%	+$38.1M	0.49%	60
2014 Q4	$206M	Buy	1,746,547 +291,116	+20%	+$34.9M	0.43%	60
2014 Q3	$179M	Buy	1,455,431 +265,937	+22%	+$34.3M	0.38%	62
2014 Q2	$156M	Buy	1,189,494 +427,630	+56%	+$53.9M	0.33%	63
2014 Q1	$91.2M	Buy	761,864 +401,523	+111%	+$45.3M	0.21%	79
2013 Q4	$41.2M	Buy	+360,341	New	+$39.1M	0.09%	163

Other funds holding FIEG

Jane Street New York $93.1B AUM 61.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Parallel Advisors San Francisco, California $5.55B AUM 17.89% 1-Year Est. Return

Creative Planning

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return