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FCM

Firsthand Capital Management Portfolio holdings

AUM $46.9M
1-Year Est. Return 114.33%
This Fund
S&P 500
This Quarter Est. Return
-8.5%
1 Year Est. Return
+114.33%
3 Year Est. Return
+154.35%
5 Year Est. Return
+87.81%
10 Year Est. Return
+1,826.13%
AUM
$335M
AUM Growth
-$63.9M
Cap. Flow
-$12.2M
Cap. Flow %
-3.65%
Top 10 Hldgs %
66.51%
Holding
64
New
7
Increased
5
Reduced
5
Closed
9

Top Buys

Rank Stock Value
1
PD icon
PagerDuty
PD
+$4.24M
2
MDB icon
MongoDB
MDB
+$4.03M
3
GLW icon
Corning
GLW
+$399K
4
DCRC
Decarbonization Plus Acquisition Corporation III Class A Common Stock
DCRC
+$399K
5
GMBT
Pivotal Holdings Corp Class A Ordinary Share
GMBT
+$392K

Top Sells

Rank Stock Value
1
DOCU
DocuSign
DOCU
+$5.76M
2
QELL
Qell Acquisition Corp. Class A Ordinary Shares
QELL
+$5.57M
3
GWRE icon
Guidewire Software
GWRE
+$2.54M
4
CHGG icon
Chegg
CHGG
+$2.44M
5
PFPT
Proofpoint, Inc.
PFPT
+$1.74M

Sector Composition

Rank Sector Weight
1 Technology 56.52%
2 Communication Services 31.82%
3 Consumer Staples 6.39%
4 Industrials 3.5%
5 Financials 1.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYZNW
51
DELISTED
Hyzon Motors Inc. Warrants
HYZNW
$43K 0.01%
30,000
– –
DCRCW
52
DELISTED
Decarbonization Plus Acquisition Corporation III Warrant
DCRCW
$28K 0.01%
+13,333
New +$25.2K
GMBTW
53
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
$11K ﹤0.01%
+13,333
New +$13.4K
GWRE icon
54
Guidewire Software
GWRE
$12.8B
– –
-22,500
Closed -$2.54M
TMC icon
55
TMC The Metals Company
TMC
$1.57B
– –
-80,000
Closed -$796K
SVSVW
56
DELISTED
Spring Valley Acquisition Corp. Warrant
SVSVW
– –
-30,000
Closed -$41K
GMBTU
57
DELISTED
Pivotal Holdings Corp Unit
GMBTU
– –
-40,000
Closed -$399K
DCRCU
58
DELISTED
Decarbonization Plus Acquisition Corporation III Unit
DCRCU
– –
-40,000
Closed -$448K
BOWX
59
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
– –
-40,000
Closed -$460K
QELL
60
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
– –
-560,000
Closed -$5.57M
QELLW
61
DELISTED
Qell Acquisition Corp. Warrant
QELLW
– –
-133,333
Closed -$213K
PFPT
62
DELISTED
Proofpoint, Inc.
PFPT
– –
-10,000
Closed -$1.74M
1 2
3

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IPHI
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Firsthand Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Firsthand Capital Management held 64 positions worth $335M, down 16% from $399M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Firsthand Capital Management withdrew a net $12.2M in Q3 2021, closing 9 positions and reducing 5 holdings. Its most notable exit was Qell Acquisition Corp. Class A Ordinary Shares, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 57% of assets, up from 49% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Firsthand Capital Management opened a new position in PagerDuty worth $4.14M.

  • Firsthand Capital Management's largest Q3 2021 buy was PagerDuty: 100,000 shares worth $4.14M.
  • Firsthand Capital Management added most to MongoDB in Q3 2021, an estimated $4.03M increase.
  • Firsthand Capital Management's biggest Q3 2021 reduction was DocuSign, cutting an estimated $5.76M.
  • Firsthand Capital Management fully exited Qell Acquisition Corp. Class A Ordinary Shares in Q3 2021, selling an estimated $5.57M.
  • Firsthand Capital Management's ten largest holdings make up 67% of its $335M portfolio in Q3 2021.
  • Firsthand Capital Management opened 7 new positions and closed 9 in Q3 2021.
  • Firsthand Capital Management's portfolio value fell 16% quarter-over-quarter to $335M.

Based on Firsthand Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.