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FTDI

First Trust Direct Indexing Portfolio holdings

AUM $1.87B
1-Year Est. Return 43.63%
This Fund
S&P 500
This Quarter Est. Return
+0.78%
1 Year Est. Return
+43.63%
3 Year Est. Return
+69.05%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$704M
AUM Growth
+$33.8M
Cap. Flow
+$34.8M
Cap. Flow %
4.95%
Top 10 Hldgs %
22.46%
Holding
693
New
101
Increased
349
Reduced
194
Closed
42

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.21M
2
AZN icon
AstraZeneca
AZN
+$828K
3
AAPL icon
Apple
AAPL
+$747K
4
DVN icon
Devon Energy
DVN
+$583K
5
ACN icon
Accenture
ACN
+$582K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.69M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$1.1M
3
BCH icon
Banco de Chile
BCH
+$816K
4
INFY icon
Infosys
INFY
+$772K
5
UMC icon
United Microelectronic
UMC
+$632K

Sector Composition

Rank Sector Weight
1 Technology 26.51%
2 Financials 15.25%
3 Healthcare 11.31%
4 Consumer Discretionary 10.85%
5 Communication Services 10.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABB
201
DELISTED
ABB Ltd
ABB
$900K 0.13%
26,977
+1,580
+6% +$57.4K
AMGN icon
202
Amgen
AMGN
$203B
$896K 0.13%
4,215
+34
+0.8% +$7.83K
USB icon
203
US Bancorp
USB
$99.6B
$885K 0.13%
14,885
-7,343
-33% -$418K
FMX icon
204
Fomento Económico Mexicano
FMX
$43.3B
$879K 0.12%
10,141
+71
+0.7% +$6.11K
INFO
205
DELISTED
IHS Markit Ltd. Common Shares
INFO
$878K 0.12%
7,531
+2,141
+40% +$253K
AMP icon
206
Ameriprise Financial
AMP
$46.8B
$876K 0.12%
3,318
+521
+19% +$136K
TRV icon
207
Travelers Companies
TRV
$80.8B
$876K 0.12%
5,765
+99
+2% +$15.3K
IMOS
208
ChipMOS TECHNOLOGIES
IMOS
$1.92B
$863K 0.12%
25,200
-2,759
-10% -$107K
NOC icon
209
Northrop Grumman
NOC
$77B
$861K 0.12%
2,391
+237
+11% +$85.7K
BMY icon
210
Bristol-Myers Squibb
BMY
$127B
$854K 0.12%
14,425
+588
+4% +$38.7K
ALGN icon
211
Align Technology
ALGN
$12B
$852K 0.12%
1,280
+39
+3% +$26.5K
KT icon
212
KT
KT
$8.84B
$848K 0.12%
62,243
-2,021
-3% -$28.6K
SSL icon
213
Sasol
SSL
$7.58B
$845K 0.12%
44,838
+20,670
+86% +$315K
ENB icon
214
Enbridge
ENB
$124B
$842K 0.12%
21,159
+3,375
+19% +$133K
AON icon
215
Aon
AON
$77.3B
$831K 0.12%
2,908
+173
+6% +$46.5K
K
216
DELISTED
Kellanova
K
$831K 0.12%
13,854
+2,937
+27% +$176K
PHI icon
217
PLDT
PHI
$4.25B
$830K 0.12%
25,489
-6,010
-19% -$163K
AFL icon
218
Aflac
AFL
$63.9B
$825K 0.12%
15,822
-528
-3% -$28.9K
CERN
219
DELISTED
Cerner Corp
CERN
$825K 0.12%
11,696
+1,271
+12% +$98.2K
ROST icon
220
Ross Stores
ROST
$76.6B
$823K 0.12%
7,559
-1,234
-14% -$148K
PXD
221
DELISTED
Pioneer Natural Resource Co.
PXD
$820K 0.12%
4,924
+3,113
+172% +$471K
HSY icon
222
Hershey
HSY
$35.4B
$814K 0.12%
4,807
+669
+16% +$118K
SJM icon
223
J.M. Smucker
SJM
$12.6B
$806K 0.11%
6,712
-3,533
-34% -$449K
ALL icon
224
Allstate
ALL
$66.9B
$803K 0.11%
6,309
+1,897
+43% +$251K
UBS icon
225
UBS Group
UBS
$170B
$802K 0.11%
50,342
+5,227
+12% +$84.7K
7 8
9
10 11

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PRO
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GFS
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ECM
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SEC
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PP
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GCAC
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First Trust Direct Indexing's Q3 2021 Portfolio in Review

As of Q3 2021, First Trust Direct Indexing held 693 positions worth $704M, up 5% from $670M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

First Trust Direct Indexing deployed $34.8M of net new capital in Q3 2021, opening 101 new positions and adding to 349 existing holdings. Its largest new stake was Devon Energy: 20,551 shares worth $730K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 26% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class A, an estimated $3.69M trimmed.

  • First Trust Direct Indexing's largest Q3 2021 buy was Devon Energy: 20,551 shares worth $730K.
  • First Trust Direct Indexing added most to Berkshire Hathaway Class B in Q3 2021, an estimated $1.21M increase.
  • First Trust Direct Indexing's biggest Q3 2021 reduction was Alphabet (Google) Class A, cutting an estimated $3.69M.
  • First Trust Direct Indexing fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $1.1M.
  • First Trust Direct Indexing's ten largest holdings make up 22% of its $704M portfolio in Q3 2021.
  • First Trust Direct Indexing opened 101 new positions and closed 42 in Q3 2021.
  • First Trust Direct Indexing's portfolio value rose 5% quarter-over-quarter to $704M.

Based on First Trust Direct Indexing's 13F filing for Q3 2021, filed 8 Oct 2021.