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FTDI

First Trust Direct Indexing Portfolio holdings

AUM $1.87B
1-Year Est. Return 43.63%
This Fund
S&P 500
This Quarter Est. Return
-1.88%
1 Year Est. Return
+43.63%
3 Year Est. Return
+69.05%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$875M
AUM Growth
-$23.4M
Cap. Flow
+$3.52M
Cap. Flow %
0.4%
Top 10 Hldgs %
24.59%
Holding
745
New
35
Increased
366
Reduced
286
Closed
48

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.36M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.73M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.59M
4
ABBV icon
AbbVie
ABBV
+$1.03M
5
TSLA icon
Tesla
TSLA
+$789K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.71M
2
FITB
Fifth Third Bancorp
FITB
+$1.95M
3
PKX icon
POSCO
PKX
+$1.58M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.3M
5
AMZN icon
Amazon
AMZN
+$999K

Sector Composition

Rank Sector Weight
1 Technology 26.72%
2 Financials 15.02%
3 Healthcare 12.2%
4 Consumer Discretionary 9.82%
5 Communication Services 8.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKM icon
151
SK Telecom
SKM
$12.1B
$1.36M 0.16%
63,291
+3,772
+6% +$75.5K
APD icon
152
Air Products & Chemicals
APD
$66.1B
$1.35M 0.15%
4,776
+134
+3% +$39.3K
PSX icon
153
Phillips 66
PSX
$83.7B
$1.35M 0.15%
11,259
+44
+0.4% +$4.94K
MU icon
154
Micron Technology
MU
$977B
$1.35M 0.15%
19,821
+1,405
+8% +$94.1K
PAYX icon
155
Paychex
PAYX
$41B
$1.35M 0.15%
11,691
-411
-3% -$49.5K
AIG icon
156
American International
AIG
$42.3B
$1.34M 0.15%
22,193
+333
+2% +$19.9K
EMR icon
157
Emerson Electric
EMR
$76.5B
$1.34M 0.15%
13,834
-3,887
-22% -$370K
GIS icon
158
General Mills
GIS
$20.1B
$1.33M 0.15%
20,816
-6,136
-23% -$434K
SQM icon
159
Sociedad Química y Minera de Chile
SQM
$19.3B
$1.32M 0.15%
22,170
+40
+0.2% +$2.7K
ED icon
160
Consolidated Edison
ED
$40.9B
$1.3M 0.15%
15,230
-284
-2% -$25.9K
FISV
161
Fiserv Inc
FISV
$27.6B
$1.3M 0.15%
11,517
-499
-4% -$61.5K
MFG icon
162
Mizuho Financial
MFG
$120B
$1.3M 0.15%
378,770
+21,287
+6% +$70.8K
SPYM
163
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$1.25M 0.14%
24,939
+377
+2% +$19.7K
AXP icon
164
American Express
AXP
$240B
$1.25M 0.14%
8,397
+488
+6% +$79.8K
PHG icon
165
Philips
PHG
$26B
$1.25M 0.14%
69,887
-986
-1% -$18.9K
TEL icon
166
TE Connectivity
TEL
$59.3B
$1.23M 0.14%
9,962
-312
-3% -$41.7K
ORAN
167
DELISTED
Orange
ORAN
$1.22M 0.14%
106,171
-32,332
-23% -$370K
WDS icon
168
Woodside Energy
WDS
$41.2B
$1.21M 0.14%
52,069
-4,367
-8% -$106K
DFS
169
DELISTED
Discover Financial Services
DFS
$1.2M 0.14%
13,875
+19
+0.1% +$1.89K
HAL icon
170
Halliburton
HAL
$29.3B
$1.18M 0.14%
29,259
-1,333
-4% -$52.2K
UMC icon
171
United Microelectronic
UMC
$50.9B
$1.17M 0.13%
165,839
+10,099
+6% +$73.2K
KLAC icon
172
KLA
KLAC
$271B
$1.16M 0.13%
25,270
+1,210
+5% +$58K
TRV icon
173
Travelers Companies
TRV
$78.4B
$1.15M 0.13%
7,070
+386
+6% +$64.5K
TT icon
174
Trane Technologies
TT
$103B
$1.15M 0.13%
5,690
+139
+3% +$27.8K
EW icon
175
Edwards Lifesciences
EW
$48.9B
$1.14M 0.13%
16,503
-61
-0.4% -$4.9K
5 6
7
8 9

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First Trust Direct Indexing's Q3 2023 Portfolio in Review

As of Q3 2023, First Trust Direct Indexing held 745 positions worth $875M, down 2.6% from $898M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

First Trust Direct Indexing's Q3 2023 filing shows 35 new, 366 increased, 286 reduced and 48 closed positions. Its largest new stake was Royalty Pharma: 16,044 shares worth $435K. The largest sale was Apple, an estimated $3.71M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 28% a quarter earlier, followed by Financials and Healthcare.

  • First Trust Direct Indexing's largest Q3 2023 buy was Royalty Pharma: 16,044 shares worth $435K.
  • First Trust Direct Indexing added most to Microsoft in Q3 2023, an estimated $2.36M increase.
  • First Trust Direct Indexing's biggest Q3 2023 reduction was Apple, cutting an estimated $3.71M.
  • First Trust Direct Indexing fully exited BioMarin Pharmaceuticals in Q3 2023, selling an estimated $432K.
  • First Trust Direct Indexing's ten largest holdings make up 25% of its $875M portfolio in Q3 2023.
  • First Trust Direct Indexing opened 35 new positions and closed 48 in Q3 2023.
  • First Trust Direct Indexing's portfolio value fell 2.6% quarter-over-quarter to $875M.

Based on First Trust Direct Indexing's 13F filing for Q3 2023, filed 30 Oct 2023.