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FTDI

First Trust Direct Indexing Portfolio holdings

AUM $1.87B
1-Year Est. Return 43.63%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+43.63%
3 Year Est. Return
+69.05%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$375M
AUM Growth
+$4.17M
Cap. Flow
-$16.7M
Cap. Flow %
-4.45%
Top 10 Hldgs %
24.96%
Holding
1,129
New
2
Increased
328
Reduced
53
Closed
739

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$2.75M
2
DIS icon
Walt Disney
DIS
+$1.28M
3
MSFT icon
Microsoft
MSFT
+$1.08M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$951K
5
AAPL icon
Apple
AAPL
+$888K

Top Sells

Rank Stock Value
1
OXY icon
Occidental Petroleum
OXY
+$365K
2
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$358K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$317K
4
PEG icon
Public Service Enterprise Group
PEG
+$290K
5
CPRI icon
Capri Holdings
CPRI
+$289K

Sector Composition

Rank Sector Weight
1 Technology 26.34%
2 Financials 15.01%
3 Healthcare 11.38%
4 Consumer Discretionary 11.27%
5 Communication Services 10.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADI icon
126
Analog Devices
ADI
$181B
$831K 0.22%
5,357
+338
+7% +$52K
ETN icon
127
Eaton
ETN
$157B
$822K 0.22%
5,944
+386
+7% +$49.8K
BAX icon
128
Baxter International
BAX
$11.6B
$820K 0.22%
9,726
+1,225
+14% +$97.3K
KMB icon
129
Kimberly-Clark
KMB
$36.4B
$818K 0.22%
5,881
+399
+7% +$53K
BABA icon
130
Alibaba
BABA
$269B
$817K 0.22%
3,603
+80
+2% +$19.6K
SPGI icon
131
S&P Global
SPGI
$126B
$815K 0.22%
2,309
+130
+6% +$43.3K
DD icon
132
DuPont de Nemours
DD
$18.6B
$805K 0.21%
8,296
+309
+4% +$29.6K
SONY icon
133
Sony
SONY
$123B
$797K 0.21%
37,580
+930
+3% +$19.6K
FISV
134
Fiserv Inc
FISV
$27.2B
$782K 0.21%
6,568
+391
+6% +$44.9K
NSC icon
135
Norfolk Southern
NSC
$78.8B
$781K 0.21%
2,910
+18
+0.6% +$4.56K
HUM icon
136
Humana
HUM
$46.7B
$778K 0.21%
1,855
+90
+5% +$35.9K
DOW icon
137
Dow Inc
DOW
$21.6B
$777K 0.21%
12,154
-282
-2% -$16.9K
FDX icon
138
FedEx
FDX
$74.5B
$775K 0.21%
2,730
+121
+5% +$31.2K
DUK icon
139
Duke Energy
DUK
$102B
$766K 0.2%
7,933
+139
+2% +$12.7K
GIS icon
140
General Mills
GIS
$19.2B
$766K 0.2%
12,484
+1,040
+9% +$60K
FIS icon
141
Fidelity National Information Services
FIS
$21.5B
$765K 0.2%
5,444
+457
+9% +$62.4K
EXC icon
142
Exelon
EXC
$48.6B
$757K 0.2%
24,257
+1,828
+8% +$54.9K
ITW icon
143
Illinois Tool Works
ITW
$81.4B
$749K 0.2%
3,381
+25
+0.7% +$5.19K
SO icon
144
Southern Company
SO
$110B
$747K 0.2%
12,014
+202
+2% +$12.1K
EQIX icon
145
Equinix
EQIX
$107B
$744K 0.2%
1,095
+68
+7% +$46.7K
EW icon
146
Edwards Lifesciences
EW
$47.6B
$732K 0.2%
8,750
+398
+5% +$33.6K
RIO icon
147
Rio Tinto
RIO
$148B
$728K 0.19%
9,376
+210
+2% +$17.2K
RY icon
148
Royal Bank of Canada
RY
$291B
$727K 0.19%
7,884
-221
-3% -$19.2K
JCI icon
149
Johnson Controls International
JCI
$87.5B
$724K 0.19%
12,130
+682
+6% +$37.5K
FCX icon
150
Freeport-McMoran
FCX
$90B
$722K 0.19%
21,921
+5,767
+36% +$187K
4 5
6
7 8

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GCAC
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First Trust Direct Indexing's Q1 2021 Portfolio in Review

As of Q1 2021, First Trust Direct Indexing held 1,129 positions worth $375M, up 1.1% from $371M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

First Trust Direct Indexing withdrew a net $16.7M in Q1 2021, closing 739 positions and reducing 53 holdings. Its most notable exit was Public Service Enterprise Group, an estimated $290K position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 26% a quarter earlier, followed by Financials and Healthcare.

Against the trend, First Trust Direct Indexing opened a new position in Brookfield worth $532K.

  • First Trust Direct Indexing's largest Q1 2021 buy was Brookfield: 22,338 shares worth $532K.
  • First Trust Direct Indexing added most to Tesla in Q1 2021, an estimated $2.75M increase.
  • First Trust Direct Indexing's biggest Q1 2021 reduction was Occidental Petroleum, cutting an estimated $365K.
  • First Trust Direct Indexing fully exited Public Service Enterprise Group in Q1 2021, selling an estimated $290K.
  • First Trust Direct Indexing's ten largest holdings make up 25% of its $375M portfolio in Q1 2021.
  • First Trust Direct Indexing opened 2 new positions and closed 739 in Q1 2021.
  • First Trust Direct Indexing's portfolio value rose 1.1% quarter-over-quarter to $375M.

Based on First Trust Direct Indexing's 13F filing for Q1 2021, filed 14 Apr 2021.