We are live on ! Find out more
FTDI

First Trust Direct Indexing Portfolio holdings

AUM $1.87B
1-Year Est. Return 43.63%
This Fund
S&P 500
This Quarter Est. Return
+0.78%
1 Year Est. Return
+43.63%
3 Year Est. Return
+69.05%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$704M
AUM Growth
+$33.8M
Cap. Flow
+$34.8M
Cap. Flow %
4.95%
Top 10 Hldgs %
22.46%
Holding
693
New
101
Increased
349
Reduced
194
Closed
42

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.21M
2
AZN icon
AstraZeneca
AZN
+$828K
3
AAPL icon
Apple
AAPL
+$747K
4
DVN icon
Devon Energy
DVN
+$583K
5
ACN icon
Accenture
ACN
+$582K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.69M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$1.1M
3
BCH icon
Banco de Chile
BCH
+$816K
4
INFY icon
Infosys
INFY
+$772K
5
UMC icon
United Microelectronic
UMC
+$632K

Sector Composition

Rank Sector Weight
1 Technology 26.51%
2 Financials 15.25%
3 Healthcare 11.31%
4 Consumer Discretionary 10.85%
5 Communication Services 10.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
101
Merck
MRK
$315B
$1.55M 0.22%
20,587
+850
+4% +$64.6K
XYZ
102
Block Inc
XYZ
$47.6B
$1.54M 0.22%
6,431
-702
-10% -$180K
WM icon
103
Waste Management
WM
$96.1B
$1.53M 0.22%
10,236
+370
+4% +$55.4K
SHG icon
104
Shinhan Financial Group
SHG
$33.2B
$1.47M 0.21%
43,696
+2,371
+6% +$79.3K
COP icon
105
ConocoPhillips
COP
$140B
$1.46M 0.21%
21,508
+1,821
+9% +$105K
WBK
106
DELISTED
Westpac Banking Corporation
WBK
$1.46M 0.21%
78,590
+6,802
+9% +$127K
ADSK icon
107
Autodesk
ADSK
$46.1B
$1.45M 0.21%
5,096
+1,051
+26% +$322K
SONY icon
108
Sony
SONY
$124B
$1.45M 0.21%
65,465
+1,850
+3% +$38.7K
ADI icon
109
Analog Devices
ADI
$183B
$1.44M 0.2%
8,574
+1,488
+21% +$250K
CHTR icon
110
Charter Communications
CHTR
$16.2B
$1.43M 0.2%
1,962
+113
+6% +$85.7K
RDS.B
111
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.41M 0.2%
31,879
+741
+2% +$29.3K
CL icon
112
Colgate-Palmolive
CL
$74.4B
$1.37M 0.2%
18,182
+1,572
+9% +$125K
BAX icon
113
Baxter International
BAX
$11.7B
$1.37M 0.2%
17,058
+1,520
+10% +$120K
CI icon
114
Cigna
CI
$74.5B
$1.36M 0.19%
6,801
-468
-6% -$102K
KR icon
115
Kroger
KR
$36B
$1.36M 0.19%
33,651
+2,235
+7% +$93.8K
PAYX icon
116
Paychex
PAYX
$40.7B
$1.35M 0.19%
12,022
+792
+7% +$89K
LRCX icon
117
Lam Research
LRCX
$392B
$1.34M 0.19%
23,600
-1,940
-8% -$118K
SPGI icon
118
S&P Global
SPGI
$133B
$1.32M 0.19%
3,118
-83
-3% -$36K
EW icon
119
Edwards Lifesciences
EW
$49.4B
$1.32M 0.19%
11,691
+116
+1% +$13.2K
UL icon
120
Unilever
UL
$134B
$1.3M 0.19%
21,401
-595
-3% -$37.9K
ABBV icon
121
AbbVie
ABBV
$450B
$1.3M 0.18%
12,012
+209
+2% +$23.9K
IBN icon
122
ICICI Bank
IBN
$107B
$1.3M 0.18%
68,704
-2,955
-4% -$55.4K
DG icon
123
Dollar General
DG
$27.7B
$1.29M 0.18%
6,083
+689
+13% +$155K
ASX icon
124
ASE Group
ASX
$84.3B
$1.27M 0.18%
161,505
-32,827
-17% -$285K
FIS icon
125
Fidelity National Information Services
FIS
$21.7B
$1.27M 0.18%
10,411
+894
+9% +$120K
3 4
5
6 7

Similar funds

CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return
GFS
GYL Financial Synergies West Hartford, Connecticut $1.33B AUM 34.46% 1-Year Est. Return
ECM
Ensemble Capital Management San Francisco, California $1.18B AUM 41.81% 1-Year Est. Return
SEC
Seven Eight Capital New York $1.11B AUM 29.48% 1-Year Est. Return
PP
Pegasus Partners Mequon, Wisconsin $1.07B AUM 32.32% 1-Year Est. Return
GCAC
Guardian Capital Advisors (Canada) Toronto, Ontario, Canada $1.02B AUM 25.29% 1-Year Est. Return

First Trust Direct Indexing's Q3 2021 Portfolio in Review

As of Q3 2021, First Trust Direct Indexing held 693 positions worth $704M, up 5% from $670M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

First Trust Direct Indexing deployed $34.8M of net new capital in Q3 2021, opening 101 new positions and adding to 349 existing holdings. Its largest new stake was Devon Energy: 20,551 shares worth $730K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 26% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class A, an estimated $3.69M trimmed.

  • First Trust Direct Indexing's largest Q3 2021 buy was Devon Energy: 20,551 shares worth $730K.
  • First Trust Direct Indexing added most to Berkshire Hathaway Class B in Q3 2021, an estimated $1.21M increase.
  • First Trust Direct Indexing's biggest Q3 2021 reduction was Alphabet (Google) Class A, cutting an estimated $3.69M.
  • First Trust Direct Indexing fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $1.1M.
  • First Trust Direct Indexing's ten largest holdings make up 22% of its $704M portfolio in Q3 2021.
  • First Trust Direct Indexing opened 101 new positions and closed 42 in Q3 2021.
  • First Trust Direct Indexing's portfolio value rose 5% quarter-over-quarter to $704M.

Based on First Trust Direct Indexing's 13F filing for Q3 2021, filed 8 Oct 2021.