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FTDI

First Trust Direct Indexing Portfolio holdings

AUM $1.87B
1-Year Est. Return 43.63%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+43.63%
3 Year Est. Return
+69.05%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$375M
AUM Growth
+$4.17M
Cap. Flow
-$16.7M
Cap. Flow %
-4.45%
Top 10 Hldgs %
24.96%
Holding
1,129
New
2
Increased
328
Reduced
53
Closed
739

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$2.75M
2
DIS icon
Walt Disney
DIS
+$1.28M
3
MSFT icon
Microsoft
MSFT
+$1.08M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$951K
5
AAPL icon
Apple
AAPL
+$888K

Top Sells

Rank Stock Value
1
OXY icon
Occidental Petroleum
OXY
+$365K
2
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$358K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$317K
4
PEG icon
Public Service Enterprise Group
PEG
+$290K
5
CPRI icon
Capri Holdings
CPRI
+$289K

Sector Composition

Rank Sector Weight
1 Technology 26.34%
2 Financials 15.01%
3 Healthcare 11.38%
4 Consumer Discretionary 11.27%
5 Communication Services 10.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCPC
1026
Balchem Corp
BCPC
$5.3B
– –
-1,041
Closed -$120K
ROIC
1027
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-4,989
Closed -$67K
B
1028
DELISTED
Barnes Group Inc.
B
– –
-1,708
Closed -$87K
ORAN
1029
DELISTED
Orange
ORAN
– –
-1,348
Closed -$16K
VGR
1030
DELISTED
Vector Group Ltd.
VGR
– –
-1,032
Closed -$9K
PRFT
1031
DELISTED
Perficient Inc
PRFT
– –
-1,445
Closed -$69K
HA
1032
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-3,998
Closed -$71K
TUP
1033
DELISTED
Tupperware Brands Corporation
TUP
– –
-1,725
Closed -$56K
BIG
1034
DELISTED
Big Lots, Inc.
BIG
– –
-1,397
Closed -$60K
MOR
1035
DELISTED
MorphoSys AG American Depositary Shares
MOR
– –
-572
Closed -$16K
WRK
1036
DELISTED
WestRock Company
WRK
– –
-375
Closed -$16K
WIRE
1037
DELISTED
Encore Wire Corp
WIRE
– –
-180
Closed -$11K
CAMP
1038
DELISTED
CalAmp Corp.
CAMP
– –
-25
Closed -$6K
AEL
1039
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-4,698
Closed -$130K
MDC
1040
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-1,849
Closed -$83K
KAMN
1041
DELISTED
Kaman Corp
KAMN
– –
-150
Closed -$9K
CBD
1042
DELISTED
Companhia Brasileira de Distribuicao
CBD
– –
-256
Closed -$4K
CPE
1043
DELISTED
Callon Petroleum Company
CPE
– –
-475
Closed -$6K
PGTI
1044
DELISTED
PGT, Inc.
PGTI
– –
-2,606
Closed -$53K
MIXT
1045
DELISTED
MIX TELEMATICS LIMITED
MIXT
– –
-758
Closed -$10K
MDRX
1046
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-6,174
Closed -$89K
NTCO
1047
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
– –
-1,105
Closed -$22K
GOL
1048
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-713
Closed -$7K
SRC
1049
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-122
Closed -$5K
LTHM
1050
DELISTED
Livent Corporation
LTHM
– –
-5,577
Closed -$105K
40 41
42
43 44

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First Trust Direct Indexing's Q1 2021 Portfolio in Review

As of Q1 2021, First Trust Direct Indexing held 1,129 positions worth $375M, up 1.1% from $371M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

First Trust Direct Indexing withdrew a net $16.7M in Q1 2021, closing 739 positions and reducing 53 holdings. Its most notable exit was Public Service Enterprise Group, an estimated $290K position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 26% a quarter earlier, followed by Financials and Healthcare.

Against the trend, First Trust Direct Indexing opened a new position in Brookfield worth $532K.

  • First Trust Direct Indexing's largest Q1 2021 buy was Brookfield: 22,338 shares worth $532K.
  • First Trust Direct Indexing added most to Tesla in Q1 2021, an estimated $2.75M increase.
  • First Trust Direct Indexing's biggest Q1 2021 reduction was Occidental Petroleum, cutting an estimated $365K.
  • First Trust Direct Indexing fully exited Public Service Enterprise Group in Q1 2021, selling an estimated $290K.
  • First Trust Direct Indexing's ten largest holdings make up 25% of its $375M portfolio in Q1 2021.
  • First Trust Direct Indexing opened 2 new positions and closed 739 in Q1 2021.
  • First Trust Direct Indexing's portfolio value rose 1.1% quarter-over-quarter to $375M.

Based on First Trust Direct Indexing's 13F filing for Q1 2021, filed 14 Apr 2021.