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FTDI

First Trust Direct Indexing Portfolio holdings

AUM $1.87B
1-Year Est. Return 43.63%
This Fund
S&P 500
This Quarter Est. Return
+0.78%
1 Year Est. Return
+43.63%
3 Year Est. Return
+69.05%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$704M
AUM Growth
+$33.8M
Cap. Flow
+$34.8M
Cap. Flow %
4.95%
Top 10 Hldgs %
22.46%
Holding
693
New
101
Increased
349
Reduced
194
Closed
42

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.21M
2
AZN icon
AstraZeneca
AZN
+$828K
3
AAPL icon
Apple
AAPL
+$747K
4
DVN icon
Devon Energy
DVN
+$583K
5
ACN icon
Accenture
ACN
+$582K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.69M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$1.1M
3
BCH icon
Banco de Chile
BCH
+$816K
4
INFY icon
Infosys
INFY
+$772K
5
UMC icon
United Microelectronic
UMC
+$632K

Sector Composition

Rank Sector Weight
1 Technology 26.51%
2 Financials 15.25%
3 Healthcare 11.31%
4 Consumer Discretionary 10.85%
5 Communication Services 10.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
376
Consolidated Edison
ED
$41.6B
$449K 0.06%
6,181
-896
-13% -$66.9K
IFF icon
377
International Flavors & Fragrances
IFF
$19.4B
$448K 0.06%
3,353
+885
+36% +$130K
PSX icon
378
Phillips 66
PSX
$82.9B
$447K 0.06%
6,381
-1,463
-19% -$106K
EOG icon
379
EOG Resources
EOG
$78B
$440K 0.06%
5,479
-3,812
-41% -$278K
RPAI
380
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$438K 0.06%
33,974
-716
-2% -$8.94K
MFC icon
381
Manulife Financial
MFC
$72.6B
$435K 0.06%
+22,616
New +$440K
NTCO
382
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$428K 0.06%
25,696
+1,957
+8% +$40K
BALL icon
383
Ball Corp
BALL
$17B
$423K 0.06%
4,705
+159
+3% +$14.1K
OXY icon
384
Occidental Petroleum
OXY
$57B
$423K 0.06%
14,298
-210
-1% -$5.61K
HE icon
385
Hawaiian Electric Industries
HE
$2.33B
$421K 0.06%
10,317
+4,452
+76% +$191K
MPWR icon
386
Monolithic Power Systems
MPWR
$65.5B
$421K 0.06%
+868
New +$395K
SE icon
387
Sea Limited
SE
$61.2B
$421K 0.06%
+1,321
New +$405K
JD icon
388
JD.com
JD
$40.8B
$418K 0.06%
5,782
+237
+4% +$17.5K
DB icon
389
Deutsche Bank
DB
$66.3B
$417K 0.06%
32,804
+2,505
+8% +$31.4K
NTRS icon
390
Northern Trust
NTRS
$22.2B
$417K 0.06%
3,867
+899
+30% +$102K
CM icon
391
Canadian Imperial Bank of Commerce
CM
$107B
$415K 0.06%
7,458
+434
+6% +$25K
SNY icon
392
Sanofi
SNY
$104B
$414K 0.06%
8,579
+919
+12% +$46.7K
PAYC icon
393
Paycom
PAYC
$6.78B
$413K 0.06%
833
+237
+40% +$106K
CARR icon
394
Carrier Global
CARR
$57.2B
$412K 0.06%
7,952
-4,721
-37% -$254K
IP icon
395
International Paper
IP
$22.3B
$409K 0.06%
7,728
-10
-0.1% -$557
MO icon
396
Altria Group
MO
$122B
$408K 0.06%
8,960
-55
-0.6% -$2.66K
XYL icon
397
Xylem
XYL
$28.5B
$405K 0.06%
+3,271
New +$421K
CHKP icon
398
Check Point Software Technologies
CHKP
$13.3B
$402K 0.06%
3,552
+93
+3% +$11.3K
COO icon
399
Cooper Companies
COO
$13.7B
$399K 0.06%
3,864
+844
+28% +$90K
SYF icon
400
Synchrony
SYF
$23.7B
$398K 0.06%
8,137
-1,006
-11% -$48.9K
14 15
16
17 18

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GCAC
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First Trust Direct Indexing's Q3 2021 Portfolio in Review

As of Q3 2021, First Trust Direct Indexing held 693 positions worth $704M, up 5% from $670M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

First Trust Direct Indexing deployed $34.8M of net new capital in Q3 2021, opening 101 new positions and adding to 349 existing holdings. Its largest new stake was Devon Energy: 20,551 shares worth $730K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 26% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class A, an estimated $3.69M trimmed.

  • First Trust Direct Indexing's largest Q3 2021 buy was Devon Energy: 20,551 shares worth $730K.
  • First Trust Direct Indexing added most to Berkshire Hathaway Class B in Q3 2021, an estimated $1.21M increase.
  • First Trust Direct Indexing's biggest Q3 2021 reduction was Alphabet (Google) Class A, cutting an estimated $3.69M.
  • First Trust Direct Indexing fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $1.1M.
  • First Trust Direct Indexing's ten largest holdings make up 22% of its $704M portfolio in Q3 2021.
  • First Trust Direct Indexing opened 101 new positions and closed 42 in Q3 2021.
  • First Trust Direct Indexing's portfolio value rose 5% quarter-over-quarter to $704M.

Based on First Trust Direct Indexing's 13F filing for Q3 2021, filed 8 Oct 2021.