First Quadrant’s Bank of New York Mellon BK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-73,170	Closed	-$4.25M	–	186
2021 Q4	$4.25M	Hold	73,170	–	–	0.46%	39
2021 Q3	$3.79M	Hold	73,170	–	–	0.44%	38
2021 Q2	$3.75M	Hold	73,170	–	–	0.43%	42
2021 Q1	$3.46M	Hold	73,170	–	–	0.37%	47
2020 Q4	$3.11M	Sell	73,170 -69,030	-49%	-$2.93M	0.31%	56
2020 Q3	$4.88M	Sell	142,200 -50,777	-26%	-$1.74M	0.62%	20
2020 Q2	$7.46M	Buy	+192,977	New	+$7.46M	1%	14
2019 Q2	–	Sell	-12,100	Closed	-$610K	–	702
2019 Q1	$610K	Hold	12,100	–	–	0.05%	332
2018 Q4	$570K	Hold	12,100	–	–	0.05%	338
2018 Q3	$617K	Hold	12,100	–	–	0.01%	459
2018 Q2	$653K	Sell	12,100 -148,781	-92%	-$8.03M	0.01%	452
2018 Q1	$8.29M	Sell	160,881 -27,807	-15%	-$1.43M	0.16%	185
2017 Q4	$10.2M	Hold	188,688	–	–	0.19%	163
2017 Q3	$10M	Buy	188,688 +176,588	+1,459%	+$9.36M	0.19%	170
2017 Q2	$617K	Hold	12,100	–	–	0.01%	507
2017 Q1	$571K	Hold	12,100	–	–	0.01%	520
2016 Q4	$573K	Hold	12,100	–	–	0.01%	522
2016 Q3	$483K	Hold	12,100	–	–	0.01%	544
2016 Q2	$470K	Sell	12,100 -35,800	-75%	-$1.39M	0.01%	502
2016 Q1	$1.76M	Sell	47,900 -564,000	-92%	-$20.8M	0.04%	329
2015 Q4	$25.2M	Hold	611,900	–	–	0.55%	52
2015 Q3	$24M	Hold	611,900	–	–	0.54%	55
2015 Q2	$25.7M	Buy	611,900 +299,200	+96%	+$12.6M	0.54%	55
2015 Q1	$12.6M	Buy	312,700 +300,200	+2,402%	+$12.1M	0.26%	116
2014 Q4	$507K	Hold	12,500	–	–	0.01%	445
2014 Q3	$484K	Hold	12,500	–	–	0.01%	467
2014 Q2	$469K	Hold	12,500	–	–	0.01%	483
2014 Q1	$441K	Hold	12,500	–	–	0.01%	460
2013 Q4	$437K	Hold	12,500	–	–	0.01%	481
2013 Q3	$377K	Sell	12,500 -1	-0%	-$30	0.01%	484
2013 Q2	$351K	Buy	+12,501	New	+$351K	0.01%	479