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FFA

First Foundation Advisors Portfolio holdings

AUM $2.48B
1-Year Est. Return 18.56%
This Fund
S&P 500
This Quarter Est. Return
-0.48%
1 Year Est. Return
+18.56%
3 Year Est. Return
+57.06%
5 Year Est. Return
+72.87%
10 Year Est. Return
+256.29%
AUM
$1B
AUM Growth
+$87.5M
Cap. Flow
+$98.6M
Cap. Flow %
9.81%
Top 10 Hldgs %
38.04%
Holding
264
New
22
Increased
142
Reduced
37
Closed
23

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$29.2M
2
DD icon
DuPont de Nemours
DD
+$13.9M
3
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$11.9M
4
REXR icon
Rexford Industrial Realty
REXR
+$10.5M
5
DEO icon
Diageo
DEO
+$6.99M

Top Sells

Rank Stock Value
1
RSG icon
Republic Services
RSG
+$9.46M
2
NVS icon
Novartis
NVS
+$4.69M
3
GS icon
Goldman Sachs
GS
+$4.11M
4
AAPL icon
Apple
AAPL
+$1.19M
5
ERF
Enerplus Corporation
ERF
+$1.18M

Sector Composition

Rank Sector Weight
1 Technology 15.07%
2 Financials 14.06%
3 Consumer Staples 13.76%
4 Healthcare 10.26%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
201
Tesla
TSLA
$1.23T
$222K 0.02%
+13,740
New +$227K
ABT icon
202
Abbott
ABT
$183B
$220K 0.02%
5,279
+231
+5% +$9.77K
MDY icon
203
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$220K 0.02%
+881
New +$226K
PSEC icon
204
Prospect Capital
PSEC
$1.07B
$218K 0.02%
22,000
-3,071
-12% -$32.4K
TWX
205
DELISTED
Time Warner Inc
TWX
$217K 0.02%
2,887
– –
EEM icon
206
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$215K 0.02%
+5,185
New +$229K
RGP
207
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$215K 0.02%
+6,582
New +$209K
BALL icon
208
Ball Corp
BALL
$17.2B
$211K 0.02%
6,666
– –
HON icon
209
Honeywell
HON
$77.6B
$203K 0.02%
2,423
-423
-15% -$35.9K
RLI icon
210
RLI Corp
RLI
$5.63B
$203K 0.02%
9,400
– –
OXSQ icon
211
Oxford Square Capital
OXSQ
$161M
$200K 0.02%
22,626
– –
FTR
212
DELISTED
Frontier Communications Corp.
FTR
$179K 0.02%
1,833
– –
BGT icon
213
BlackRock Floating Rate Income Trust
BGT
$322M
$178K 0.02%
12,908
– –
NUV icon
214
Nuveen Municipal Value Fund
NUV
$1.91B
$159K 0.02%
16,874
+2,200
+15% +$20.7K
TWO
215
Two Harbors Investment
TWO
$1.27B
$151K 0.02%
1,955
+375
+24% +$31.2K
WMC
216
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$148K 0.01%
1,000
– –
CLM icon
217
Cornerstone Strategic Value Fund
CLM
$2.21B
$146K 0.01%
6,350
+2,540
+67% +$60.8K
JE
218
DELISTED
Just Energy Group Inc
JE
$140K 0.01%
909
– –
NMZ icon
219
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$134K 0.01%
+10,292
New +$133K
PNNT
220
Pennant Park Investment Corp
PNNT
$216M
$128K 0.01%
+11,704
New +$135K
ALSK
221
DELISTED
Alaska Communications Systems
ALSK
$118K 0.01%
75,000
– –
GLAD icon
222
Gladstone Capital
GLAD
$421M
$111K 0.01%
6,351
– –
WTSL
223
DELISTED
WET SEAL INC CL-A
WTSL
$110K 0.01%
210,000
+130,000
+163% +$109K
PWE
224
DELISTED
Penn West Energy Petroleum Ltd
PWE
$108K 0.01%
16,000
– –
NNY icon
225
Nuveen New York Municipal Value Fund
NNY
$156M
$99K 0.01%
10,200
– –
7 8
9
10 11

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Q
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TW
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SIM
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SCM
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BW
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First Foundation Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, First Foundation Advisors held 264 positions worth $1B, up 9.5% from $917M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

First Foundation Advisors deployed $98.6M of net new capital in Q3 2014, opening 22 new positions and adding to 142 existing holdings. Its largest new stake was DuPont de Nemours: 104,305 shares worth $13.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Republic Services, an estimated $9.46M trimmed.

  • First Foundation Advisors's largest Q3 2014 buy was DuPont de Nemours: 104,305 shares worth $13.9M.
  • First Foundation Advisors added most to Microsoft in Q3 2014, an estimated $29.2M increase.
  • First Foundation Advisors's biggest Q3 2014 reduction was Republic Services, cutting an estimated $9.46M.
  • First Foundation Advisors fully exited Enerplus Corporation in Q3 2014, selling an estimated $1.18M.
  • First Foundation Advisors's ten largest holdings make up 38% of its $1B portfolio in Q3 2014.
  • First Foundation Advisors opened 22 new positions and closed 23 in Q3 2014.
  • First Foundation Advisors's portfolio value rose 9.5% quarter-over-quarter to $1B.

Based on First Foundation Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.