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FFA

First Foundation Advisors Portfolio holdings

AUM $2.48B
1-Year Est. Return 18.56%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+18.56%
3 Year Est. Return
+57.06%
5 Year Est. Return
+72.87%
10 Year Est. Return
+256.29%
AUM
$2.68B
AUM Growth
+$82.2M
Cap. Flow
+$80.1M
Cap. Flow %
2.99%
Top 10 Hldgs %
39.28%
Holding
477
New
29
Increased
231
Reduced
142
Closed
36

Top Buys

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$42.1M
2
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$16.1M
3
AAPL icon
Apple
AAPL
+$14.8M
4
CP icon
Canadian Pacific Kansas City
CP
+$10.1M
5
TXN icon
Texas Instruments
TXN
+$8.68M

Top Sells

Rank Stock Value
1
VER
VEREIT, Inc.
VER
+$16.3M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$11.4M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
+$9.92M
4
PCG icon
PG&E
PCG
+$9.72M
5
PHG icon
Philips
PHG
+$7.22M

Sector Composition

Rank Sector Weight
1 Technology 24.57%
2 Communication Services 12.67%
3 Financials 11.12%
4 Consumer Discretionary 10.31%
5 Healthcare 8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQI icon
426
Invesco Quality Municipal Securities
IQI
$526M
$195K 0.01%
14,803
-23,249
-61% -$318K
ET icon
427
Energy Transfer Partners
ET
$70.1B
$193K 0.01%
20,106
-1,000
-5% -$9.6K
MMT
428
Aberdeen Multi-Market Income Fund
MMT
$237M
$183K 0.01%
27,935
-261,494
-90% -$1.67M
NIQ
429
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$169K 0.01%
11,528
-1,243
-10% -$18.5K
NAD icon
430
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$168K 0.01%
10,771
-1,606
-13% -$26K
NOV icon
431
NOV
NOV
$6.83B
$148K 0.01%
11,265
+305
+3% +$4.12K
JPS
432
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$143K 0.01%
14,544
-47,624
-77% -$476K
FCT
433
First Trust Senior Floating Rate Income Fund II
FCT
$250M
$123K ﹤0.01%
10,066
-23,009
-70% -$285K
VVR icon
434
Invesco Senior Income Trust
VVR
$457M
$100K ﹤0.01%
22,476
-66,873
-75% -$291K
GGN
435
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$80K ﹤0.01%
21,545
-500
-2% -$1.94K
SPRU icon
436
Spruce Power Holding Corp
SPRU
$35.8M
$63K ﹤0.01%
1,275
– –
TRX icon
437
TRX Gold Corp
TRX
$254M
$58K ﹤0.01%
117,371
– –
OXSQ icon
438
Oxford Square Capital
OXSQ
$162M
$41K ﹤0.01%
10,126
– –
EMWP
439
DELISTED
Eros Media World PLC
EMWP
$24K ﹤0.01%
1,287
+725
+129% +$13.8K
OPP.RT
440
DELISTED
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Rights (expiring October 1, 2021)
OPP.RT
$1K ﹤0.01%
+136,754
New +$2.46K
BHK icon
441
BlackRock Core Bond Trust
BHK
$647M
– –
-202,405
Closed -$3.34M
BIT icon
442
BlackRock Multi-Sector Income Trust
BIT
$698M
– –
-47,569
Closed -$888K
BUD icon
443
AB InBev
BUD
$167B
– –
-3,445
Closed -$248K
CGAU
444
Centerra Gold
CGAU
$3.42B
– –
-49,400
Closed -$377K
DGRW icon
445
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
– –
-8,339
Closed -$498K
DIA icon
446
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
– –
-600
Closed -$207K
EFT
447
Eaton Vance Floating-Rate Income Trust
EFT
$283M
– –
-15,665
Closed -$225K
FDX icon
448
FedEx
FDX
$72.9B
– –
-688
Closed -$205K
FTEC icon
449
Fidelity MSCI Information Technology Index ETF
FTEC
$19.8B
– –
-2,347
Closed -$276K
FXI icon
450
iShares China Large-Cap ETF
FXI
$4.35B
– –
-4,426
Closed -$205K
16 17
18
19 20

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First Foundation Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, First Foundation Advisors held 477 positions worth $2.68B, up 3.2% from $2.6B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

First Foundation Advisors's Q3 2021 filing shows 29 new, 231 increased, 142 reduced and 36 closed positions. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 352,272 shares worth $16.1M. The largest sale was VEREIT, Inc., an estimated $16.3M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Communication Services and Financials.

  • First Foundation Advisors's largest Q3 2021 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 352,272 shares worth $16.1M.
  • First Foundation Advisors added most to United Parcel Service in Q3 2021, an estimated $42.1M increase.
  • First Foundation Advisors's biggest Q3 2021 reduction was VEREIT, Inc., cutting an estimated $16.3M.
  • First Foundation Advisors fully exited PG&E in Q3 2021, selling an estimated $9.72M.
  • First Foundation Advisors's ten largest holdings make up 39% of its $2.68B portfolio in Q3 2021.
  • First Foundation Advisors opened 29 new positions and closed 36 in Q3 2021.
  • First Foundation Advisors's portfolio value rose 3.2% quarter-over-quarter to $2.68B.

Based on First Foundation Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.