We are live on ! Find out more
FFA

First Foundation Advisors Portfolio holdings

AUM $2.48B
1-Year Est. Return 18.56%
This Fund
S&P 500
This Quarter Est. Return
+12.25%
1 Year Est. Return
+18.56%
3 Year Est. Return
+57.06%
5 Year Est. Return
+72.87%
10 Year Est. Return
+256.29%
AUM
$2.26B
AUM Growth
+$101M
Cap. Flow
-$125M
Cap. Flow %
-5.56%
Top 10 Hldgs %
40.5%
Holding
430
New
58
Increased
179
Reduced
142
Closed
18

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$11.1M
2
PCG icon
PG&E
PCG
+$9.49M
3
FIS icon
Fidelity National Information Services
FIS
+$6.54M
4
NVDA icon
NVIDIA
NVDA
+$4.87M
5
LOW icon
Lowe's Companies
LOW
+$4.34M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$182M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$15M
3
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.38M
4
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$2.84M
5
SNAP icon
Snap
SNAP
+$2.72M

Sector Composition

Rank Sector Weight
1 Technology 22.8%
2 Communication Services 13.32%
3 Financials 12.03%
4 Consumer Discretionary 10.9%
5 Healthcare 7.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBCT
401
DELISTED
People's United Financial Inc
PBCT
$138K 0.01%
+10,693
New +$129K
ET icon
402
Energy Transfer Partners
ET
$70.1B
$137K 0.01%
22,185
+7,236
+48% +$43.8K
JRI icon
403
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$137K 0.01%
10,144
-5,053
-33% -$64.4K
AMZN icon
404
CALL
Amazon
AMZN
$2.91T
$121K 0.01%
+2,000
New +$319K
OCSL icon
405
Oaktree Specialty Lending
OCSL
$1.02B
$107K ﹤0.01%
6,381
-10,846
-63% -$168K
CHW
406
Calamos Global Dynamic Income Fund
CHW
$530M
$96K ﹤0.01%
10,000
– –
TRX icon
407
TRX Gold Corp
TRX
$252M
$77K ﹤0.01%
117,371
– –
GGN
408
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$76K ﹤0.01%
21,545
– –
PSEC icon
409
Prospect Capital
PSEC
$1.06B
$70K ﹤0.01%
12,947
– –
OXSQ icon
410
Oxford Square Capital
OXSQ
$161M
$31K ﹤0.01%
10,126
– –
AAPL icon
411
CALL
Apple
AAPL
$4.44T
$20K ﹤0.01%
+400
New +$48.1K
EMWP
412
DELISTED
Eros Media World PLC
EMWP
$20K ﹤0.01%
562
– –
ARCC icon
413
Ares Capital
ARCC
$13.5B
– –
-11,771
Closed -$164K
AVB icon
414
AvalonBay Communities
AVB
$26.6B
– –
-1,428
Closed -$213K
AX icon
415
Axos Financial
AX
$5.7B
– –
-24,000
Closed -$559K
BAC.PRL icon
416
Bank of America Series L
BAC.PRL
$3.96B
– –
-1,454
Closed -$2.16M
BKT icon
417
BlackRock Income Trust
BKT
$329M
– –
-4,035
Closed -$74K
GBAB
418
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$381M
– –
-20,368
Closed -$480K
KMI icon
419
Kinder Morgan
KMI
$71.5B
– –
-13,859
Closed -$171K
MSI icon
420
Motorola Solutions
MSI
$72.5B
– –
-2,017
Closed -$316K
SCHD icon
421
Schwab US Dividend Equity ETF
SCHD
$103B
– –
-13,359
Closed -$246K
SNAP icon
422
Snap
SNAP
$7.82B
– –
-104,048
Closed -$2.72M
SPDW icon
423
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.3B
– –
-12,382
Closed -$362K
TLF icon
424
Tandy Leather Factory
TLF
$19.4M
– –
-66,934
Closed -$213K
TPYP icon
425
Tortoise North American Pipeline ETF
TPYP
$875M
– –
-23,060
Closed -$345K
14 15 16
17
18

Similar funds

BL
Balentine LLC Atlanta, Georgia $2.48B AUM 17.44% 1-Year Est. Return
SG
Sourcerock Group Denver, Colorado $2.48B AUM 72.25% 1-Year Est. Return
Q
QVR San Francisco, California $2.49B AUM 48.58% 1-Year Est. Return
TW
Trajan Wealth Scottsdale, Arizona $2.48B AUM 17.44% 1-Year Est. Return
SIM
Stratos Investment Management Beachwood, Ohio $2.49B AUM 17.24% 1-Year Est. Return
SCM
Soleus Capital Management Greenwich, Connecticut $2.47B AUM 115.63% 1-Year Est. Return
M
Mirova Paris, France $2.46B AUM 11.42% 1-Year Est. Return
BW
BIP Wealth Atlanta, Georgia $2.46B AUM 14.38% 1-Year Est. Return

First Foundation Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, First Foundation Advisors held 430 positions worth $2.26B, up 4.7% from $2.16B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First Foundation Advisors withdrew a net $125M in Q4 2020, closing 18 positions and reducing 142 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $4.38M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 20% a quarter earlier, followed by Communication Services and Financials.

Against the trend, First Foundation Advisors opened a new position in FlexShares Quality Dividend Index Fund worth $2.69M.

  • First Foundation Advisors's largest Q4 2020 buy was FlexShares Quality Dividend Index Fund: 54,500 shares worth $2.69M.
  • First Foundation Advisors added most to Netflix in Q4 2020, an estimated $11.1M increase.
  • First Foundation Advisors's biggest Q4 2020 reduction was Meta Platforms (Facebook), cutting an estimated $182M.
  • First Foundation Advisors fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2020, selling an estimated $4.38M.
  • First Foundation Advisors's ten largest holdings make up 40% of its $2.26B portfolio in Q4 2020.
  • First Foundation Advisors opened 58 new positions and closed 18 in Q4 2020.
  • First Foundation Advisors's portfolio value rose 4.7% quarter-over-quarter to $2.26B.

Based on First Foundation Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.