We are live on ! Find out more
FFA

First Foundation Advisors Portfolio holdings

AUM $2.48B
1-Year Est. Return 18.56%
This Fund
S&P 500
This Quarter Est. Return
+5.06%
1 Year Est. Return
+18.56%
3 Year Est. Return
+57.06%
5 Year Est. Return
+72.87%
10 Year Est. Return
+256.29%
AUM
$1.85B
AUM Growth
+$90.5M
Cap. Flow
+$21.5M
Cap. Flow %
1.16%
Top 10 Hldgs %
33.45%
Holding
347
New
38
Increased
147
Reduced
90
Closed
18

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21.6M
2
LUMN icon
Lumen
LUMN
+$15.5M
3
BALL icon
Ball Corp
BALL
+$14M
4
SLB icon
SLB Ltd
SLB
+$13.4M
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$11.1M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$51.8M
2
PPG icon
PPG Industries
PPG
+$23.9M
3
VER
VEREIT, Inc.
VER
+$16.4M
4
AGN
Allergan plc
AGN
+$14.6M
5
LVS icon
Las Vegas Sands
LVS
+$4M

Sector Composition

Rank Sector Weight
1 Communication Services 14.55%
2 Financials 11.25%
3 Technology 11.1%
4 Real Estate 10.56%
5 Consumer Staples 10.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
301
Caterpillar
CAT
$378B
$211K 0.01%
1,341
-372
-22% -$51.6K
EW icon
302
Edwards Lifesciences
EW
$49.7B
$211K 0.01%
+5,619
New +$206K
PBP icon
303
Invesco S&P 500 BuyWrite ETF
PBP
$355M
$207K 0.01%
9,641
– –
VCSH icon
304
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$207K 0.01%
2,606
– –
AMLP icon
305
Alerian MLP ETF
AMLP
$13B
$204K 0.01%
+3,790
New +$203K
LUV icon
306
Southwest Airlines
LUV
$22.1B
$201K 0.01%
+3,067
New +$180K
CYS
307
DELISTED
CYS Investments Inc.
CYS
$201K 0.01%
25,000
– –
ED icon
308
Consolidated Edison
ED
$40.3B
$200K 0.01%
+2,355
New +$202K
MCA
309
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$193K 0.01%
13,165
– –
BGT icon
310
BlackRock Floating Rate Income Trust
BGT
$322M
$180K 0.01%
12,908
– –
JRO
311
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$157K 0.01%
13,805
-8,622
-38% -$97.4K
NIQ
312
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$145K 0.01%
+11,228
New +$147K
OXSQ icon
313
Oxford Square Capital
OXSQ
$161M
$144K 0.01%
25,126
– –
ETJ
314
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$565M
$116K 0.01%
+12,000
New +$111K
PMBC
315
DELISTED
Pacific Mercantile Bancorp
PMBC
$110K 0.01%
12,568
– –
CHW
316
Calamos Global Dynamic Income Fund
CHW
$530M
$91K ﹤0.01%
10,000
– –
NRO
317
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$87K ﹤0.01%
16,528
– –
NCZ
318
Virtus Convertible & Income Fund II
NCZ
$293M
$73K ﹤0.01%
2,940
– –
OCSL icon
319
Oaktree Specialty Lending
OCSL
$1.02B
$73K ﹤0.01%
5,000
– –
JE
320
DELISTED
Just Energy Group Inc
JE
$64K ﹤0.01%
+455
New +$74.3K
EMMA
321
DELISTED
Emmaus Life Sciences, Inc. Common Stock
EMMA
$54K ﹤0.01%
2,667
– –
PFX icon
322
PhenixFIN
PFX
$52K ﹤0.01%
500
– –
TOON icon
323
Kartoon Studios
TOON
$35.7M
$42K ﹤0.01%
1,553
– –
BCIC
324
BCP Investment Corp
BCIC
$88.7M
$41K ﹤0.01%
1,200
– –
UEC icon
325
Uranium Energy
UEC
$4.73B
$34K ﹤0.01%
19,000
– –
10 11 12
13
14

Similar funds

BL
Balentine LLC Atlanta, Georgia $2.48B AUM 17.44% 1-Year Est. Return
SG
Sourcerock Group Denver, Colorado $2.48B AUM 72.25% 1-Year Est. Return
Q
QVR San Francisco, California $2.49B AUM 48.58% 1-Year Est. Return
TW
Trajan Wealth Scottsdale, Arizona $2.48B AUM 17.44% 1-Year Est. Return
SIM
Stratos Investment Management Beachwood, Ohio $2.49B AUM 17.24% 1-Year Est. Return
SCM
Soleus Capital Management Greenwich, Connecticut $2.47B AUM 115.63% 1-Year Est. Return
M
Mirova Paris, France $2.46B AUM 11.42% 1-Year Est. Return
BW
BIP Wealth Atlanta, Georgia $2.46B AUM 14.38% 1-Year Est. Return

First Foundation Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, First Foundation Advisors held 347 positions worth $1.85B, up 5.1% from $1.76B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

First Foundation Advisors's Q4 2017 filing shows 38 new, 147 increased, 90 reduced and 18 closed positions. Its largest new stake was Ball Corp: 345,706 shares worth $13.1M. The largest sale was Level 3 Communications Inc, an estimated $51.8M.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, up from 13% a quarter earlier, followed by Financials and Technology.

  • First Foundation Advisors's largest Q4 2017 buy was Ball Corp: 345,706 shares worth $13.1M.
  • First Foundation Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $21.6M increase.
  • First Foundation Advisors's biggest Q4 2017 reduction was PPG Industries, cutting an estimated $23.9M.
  • First Foundation Advisors fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $51.8M.
  • First Foundation Advisors's ten largest holdings make up 33% of its $1.85B portfolio in Q4 2017.
  • First Foundation Advisors opened 38 new positions and closed 18 in Q4 2017.
  • First Foundation Advisors's portfolio value rose 5.1% quarter-over-quarter to $1.85B.

Based on First Foundation Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.