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FPIS

Financial Planning & Information Services Portfolio holdings

AUM $726M
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-1.15%
1 Year Est. Return
+21.08%
3 Year Est. Return
+12.96%
5 Year Est. Return
+49.46%
10 Year Est. Return
+86.46%
AUM
$368M
AUM Growth
+$26.6M
Cap. Flow
+$31.3M
Cap. Flow %
8.5%
Top 10 Hldgs %
66.97%
Holding
75
New
5
Increased
41
Reduced
17
Closed
1

Top Buys

Rank Stock Value
1
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$11M
2
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$5.16M
3
TRPA
Hartford AAA CLO ETF
TRPA
+$4.17M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.37M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$3.24M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.45M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$540K
3
VAW icon
Vanguard Materials ETF
VAW
+$477K
4
DES icon
WisdomTree US SmallCap Dividend Fund
DES
+$253K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$218K

Sector Composition

Rank Sector Weight
1 Utilities 2.12%
2 Consumer Staples 1.51%
3 Financials 1.44%
4 Technology 0.78%
5 Healthcare 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
26
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$2.93M 0.8%
29,139
-563
-2% -$56.8K
JPM icon
27
JPMorgan Chase
JPM
$939B
$2.93M 0.8%
17,894
+213
+1% +$33.4K
DES icon
28
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$2.89M 0.79%
93,881
-8,073
-8% -$253K
HMOP icon
29
Hartford Municipal Opportunities ETF
HMOP
$777M
$2.59M 0.7%
61,884
+852
+1% +$36K
IWN icon
30
iShares Russell 2000 Value ETF
IWN
$14.3B
$2.07M 0.56%
12,925
-133
-1% -$21.4K
IJJ icon
31
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$1.71M 0.46%
16,561
-409
-2% -$43K
SPEM icon
32
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$1.7M 0.46%
39,857
+2,678
+7% +$116K
VB icon
33
Vanguard Morningstar Small-Cap ETF
VB
$79.7B
$1.63M 0.44%
7,446
+297
+4% +$66K
DFAI
34
Dimensional International Core Equity Market ETF
DFAI
$17.5B
$1.53M 0.42%
+52,944
New +$1.57M
DFAE icon
35
Dimensional Emerging Core Equity Market ETF
DFAE
$9.3B
$1.49M 0.41%
+54,681
New +$1.54M
BND icon
36
Vanguard Total Bond Market
BND
$157B
$1.45M 0.39%
16,973
-785
-4% -$67.8K
EFA icon
37
iShares MSCI EAFE ETF
EFA
$78.1B
$1.31M 0.36%
16,812
+157
+0.9% +$12.6K
ASB icon
38
Associated Banc-Corp
ASB
$5.84B
$1.28M 0.35%
59,765
-46
-0.1% -$934
SLYG icon
39
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.09B
$1.17M 0.32%
13,402
+5,484
+69% +$484K
EEM icon
40
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$1.16M 0.32%
23,038
+46
+0.2% +$2.4K
DFE icon
41
WisdomTree Europe SmallCap Dividend Fund
DFE
$166M
$998K 0.27%
13,897
-806
-5% -$61K
AAPL icon
42
Apple
AAPL
$4.44T
$958K 0.26%
6,770
+420
+7% +$61.8K
LNT icon
43
Alliant Energy
LNT
$18.2B
$950K 0.26%
16,965
– –
MSFT icon
44
Microsoft
MSFT
$3.43T
$748K 0.2%
2,652
+59
+2% +$17.2K
NEE icon
45
NextEra Energy
NEE
$183B
$738K 0.2%
9,402
+80
+0.9% +$6.45K
VTEB icon
46
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$688K 0.19%
12,563
– –
SPY icon
47
State Street SPDR S&P 500 ETF Trust
SPY
$789B
$657K 0.18%
1,530
+11
+0.7% +$4.85K
TSLA icon
48
Tesla
TSLA
$1.23T
$565K 0.15%
2,184
+318
+17% +$74.8K
LMT icon
49
Lockheed Martin
LMT
$134B
$520K 0.14%
1,506
– –
VBK icon
50
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
$501K 0.14%
1,788
+235
+15% +$67.3K
1
2
3

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CSPAM
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9WM
9258 Wealth Management Blue Ash, Ohio $677M AUM 39.46% 1-Year Est. Return
SC
Sasco Capital Fairfield, Connecticut $668M AUM 12.79% 1-Year Est. Return
ZF
Zega Financial Palm Beach Gardens, Florida $660M AUM 26.94% 1-Year Est. Return
GA
Gateway Advisory Westfield, New Jersey $620M AUM 19.58% 1-Year Est. Return
AFG
Argent Financial Group Ruston, Louisiana $842M AUM
AIA
Alera Investment Advisors Deerfield, Illinois $851M AUM 29.76% 1-Year Est. Return
FCA
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Financial Planning & Information Services's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Planning & Information Services held 75 positions worth $368M, up 7.8% from $341M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Financial Planning & Information Services deployed $31.3M of net new capital in Q3 2021, opening 5 new positions and adding to 41 existing holdings. Its largest new stake was Hartford AAA CLO ETF: 101,652 shares worth $4.16M.

By sector, the portfolio is most concentrated in Utilities at 2.1% of assets, down from 2.3% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $4.45M trimmed.

  • Financial Planning & Information Services's largest Q3 2021 buy was Hartford AAA CLO ETF: 101,652 shares worth $4.16M.
  • Financial Planning & Information Services added most to Hartford Total Return Bond ETF in Q3 2021, an estimated $11M increase.
  • Financial Planning & Information Services's biggest Q3 2021 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $4.45M.
  • Financial Planning & Information Services fully exited United Parcel Service in Q3 2021, selling an estimated $202K.
  • Financial Planning & Information Services's ten largest holdings make up 67% of its $368M portfolio in Q3 2021.
  • Financial Planning & Information Services opened 5 new positions and closed 1 in Q3 2021.
  • Financial Planning & Information Services's portfolio value rose 7.8% quarter-over-quarter to $368M.

Based on Financial Planning & Information Services's 13F filing for Q3 2021, filed 13 Oct 2021.