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FMP

Financial Management Professionals Portfolio holdings

AUM $1.05B
1-Year Est. Return 21.07%
This Fund
S&P 500
This Quarter Est. Return
-8.49%
1 Year Est. Return
+21.07%
3 Year Est. Return
+62.15%
5 Year Est. Return
+64.37%
10 Year Est. Return
+263.28%
AUM
$148M
AUM Growth
-$65.9M
Cap. Flow
-$50.5M
Cap. Flow %
-34.19%
Top 10 Hldgs %
67.18%
Holding
341
New
22
Increased
44
Reduced
19
Closed
26

Top Buys

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$18.4M
2
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$3.41M
3
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$3.29M
4
FDIQ
Invesco Bloomberg Financial Data Providers ETF
FDIQ
+$670K
5
IWB icon
iShares Russell 1000 ETF
IWB
+$390K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$27.1M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$26.7M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$13M
4
PSI icon
Invesco Semiconductors ETF
PSI
+$3.48M
5
PBJ icon
Invesco Food & Beverage ETF
PBJ
+$3.48M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Energy 5.11%
3 Consumer Staples 1.54%
4 Technology 0.59%
5 Consumer Discretionary 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
126
Alibaba
BABA
$293B
$12K 0.01%
200
– –
GOOG icon
127
Alphabet (Google) Class C
GOOG
$4.36T
$12K 0.01%
400
– –
PAI
128
Western Asset Investment Grade Income Fund
PAI
$113M
$12K 0.01%
925
– –
UHS icon
129
Universal Health Services
UHS
$10.2B
$12K 0.01%
96
– –
IWO icon
130
iShares Russell 2000 Growth ETF
IWO
$14.3B
$11K 0.01%
85
– –
NMFC icon
131
New Mountain Finance
NMFC
$651M
$11K 0.01%
830
– –
SUN icon
132
Sunoco
SUN
$14.4B
$11K 0.01%
315
– –
HK
133
DELISTED
Halcon Resources Corporation
HK
$11K 0.01%
116
– –
CAT icon
134
Caterpillar
CAT
$375B
$10K 0.01%
150
– –
ETY icon
135
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$10K 0.01%
1,000
– –
SCHW
136
Charles Schwab
SCHW
$183B
$10K 0.01%
+360
New +$11.6K
CHUY
137
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$10K 0.01%
350
– –
MMP
138
DELISTED
Magellan Midstream Partners, L.P.
MMP
$10K 0.01%
166
– –
BMY icon
139
Bristol-Myers Squibb
BMY
$133B
$9K 0.01%
150
– –
HTGC icon
140
Hercules Capital
HTGC
$3.07B
$9K 0.01%
873
+89
+11% +$1.01K
PG icon
141
Procter & Gamble
PG
$336B
$9K 0.01%
131
– –
PSQ icon
142
ProShares Short QQQ
PSQ
$824M
$9K 0.01%
+31
New +$8.64K
WLKP icon
143
Westlake Chemical Partners
WLKP
$763M
$9K 0.01%
500
– –
NXQ
144
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$9K 0.01%
700
– –
AFSI
145
DELISTED
AmTrust Financial Services, Inc.
AFSI
$9K 0.01%
300
– –
AEG icon
146
Aegon
AEG
$14B
$8K 0.01%
1,917
-43
-2% -$208
BPT
147
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$8K 0.01%
200
– –
KHC icon
148
Kraft Heinz
KHC
$30.7B
$8K 0.01%
+112
New +$8.45K
UAA icon
149
Under Armour
UAA
$2.84B
$8K 0.01%
161
– –
FTR
150
DELISTED
Frontier Communications Corp.
FTR
$8K 0.01%
+107
New +$8.1K
4 5
6
7 8

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SFP
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MWA
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ECM
Element Capital Management New York $1.05B AUM 5.05% 1-Year Est. Return
NRG
Nemes Rush Group Novi, Michigan $1.05B AUM 30.08% 1-Year Est. Return
HW
HORAN Wealth Cincinnati, Ohio $1.05B AUM 17.67% 1-Year Est. Return
LAM
L2 Asset Management Wayland, Massachusetts $1.05B AUM 29.07% 1-Year Est. Return
SPC
Spirepoint Private Client Vero Beach, Florida $1.05B AUM 22.43% 1-Year Est. Return
BGIM
Boussard & Gavaudan Investment Management London, United Kingdom $1.06B AUM 4.58% 1-Year Est. Return

Financial Management Professionals's Q3 2015 Portfolio in Review

As of Q3 2015, Financial Management Professionals held 341 positions worth $148M, down 31% from $214M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Financial Management Professionals withdrew a net $50.5M in Q3 2015, closing 26 positions and reducing 19 holdings. Its most notable exit was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, an estimated $13M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, up from 5% a quarter earlier, followed by Energy and Consumer Staples.

Against the trend, Financial Management Professionals opened a new position in State Street SPDR S&P Homebuilders ETF worth $3.18M.

  • Financial Management Professionals's largest Q3 2015 buy was State Street SPDR S&P Homebuilders ETF: 92,887 shares worth $3.18M.
  • Financial Management Professionals added most to Schwab U.S Small- Cap ETF in Q3 2015, an estimated $18.4M increase.
  • Financial Management Professionals's biggest Q3 2015 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $27.1M.
  • Financial Management Professionals fully exited PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in Q3 2015, selling an estimated $13M.
  • Financial Management Professionals's ten largest holdings make up 67% of its $148M portfolio in Q3 2015.
  • Financial Management Professionals opened 22 new positions and closed 26 in Q3 2015.
  • Financial Management Professionals's portfolio value fell 31% quarter-over-quarter to $148M.

Based on Financial Management Professionals's 13F filing for Q3 2015, filed 3 Nov 2015.