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FMP

Financial Management Professionals Portfolio holdings

AUM $1.05B
1-Year Est. Return 21.07%
This Fund
S&P 500
This Quarter Est. Return
+8.11%
1 Year Est. Return
+21.07%
3 Year Est. Return
+62.15%
5 Year Est. Return
+64.37%
10 Year Est. Return
+263.28%
AUM
$148M
AUM Growth
-$13.3M
Cap. Flow
-$22.7M
Cap. Flow %
-15.33%
Top 10 Hldgs %
73.36%
Holding
326
New
27
Increased
20
Reduced
36
Closed
25

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$40.6M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$5.1M
3
FET icon
Forum Energy Technologies
FET
+$3.48M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$3.12M
5
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.6M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$41.1M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$13.1M
3
BWZ icon
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
+$10.9M
4
VT icon
Vanguard Total World Stock ETF
VT
+$4.82M
5
IYG icon
iShares US Financial Services ETF
IYG
+$3.38M

Sector Composition

Rank Sector Weight
1 Energy 5.73%
2 Consumer Staples 1.41%
3 Technology 0.62%
4 Consumer Discretionary 0.51%
5 Utilities 0.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNR icon
226
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.79B
– –
-2,135
Closed -$103K
IWS icon
227
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
– –
-674,331
Closed -$41.1M
IYG icon
228
iShares US Financial Services ETF
IYG
$2.16B
– –
-137,004
Closed -$3.38M
KMI icon
229
Kinder Morgan
KMI
$71.7B
$0 ﹤0.01%
6
– –
LUMN icon
230
Lumen
LUMN
$6.57B
$0 ﹤0.01%
6
– –
NOK icon
231
Nokia
NOK
$51B
$0 ﹤0.01%
40
– –
NRG icon
232
NRG Energy
NRG
$28.3B
$0 ﹤0.01%
3
– –
OTEX icon
233
Open Text
OTEX
$6.15B
$0 ﹤0.01%
16
– –
PNC icon
234
PNC Financial Services
PNC
$99.7B
$0 ﹤0.01%
2
– –
QID icon
235
ProShares UltraShort QQQ
QID
$274M
– –
-1
Closed -$8K
QQQ icon
236
Invesco QQQ Trust
QQQ
$461B
$0 ﹤0.01%
5
– –
SCHB icon
237
Schwab US Broad Market ETF
SCHB
$43.2B
$0 ﹤0.01%
66
+60
+1,000% +$431
XTN icon
238
State Street SPDR S&P Transportation ETF
XTN
$387M
– –
-87,226
Closed -$3.1M
CDMO
239
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$0 ﹤0.01%
31
– –
SVVC
240
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
– –
-441
Closed -$11K
TCP
241
DELISTED
TC Pipelines LP
TCP
$0 ﹤0.01%
7
– –
MNK
242
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-6
Closed –
GSB
243
DELISTED
GlobalSCAPE, Inc.
GSB
$0 ﹤0.01%
98
– –
CHK
244
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
S
245
DELISTED
Sprint Corporation
S
$0 ﹤0.01%
26
– –
CPN
246
DELISTED
Calpine Corporation
CPN
– –
-2,000
Closed -$39K
BRCD
247
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$0 ﹤0.01%
5
– –
WBMD
248
DELISTED
WebMD Health Corp.
WBMD
– –
-346
Closed -$10K
ALU
249
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
+19
New +$75
AOL
250
DELISTED
AOL INC COMMON STOCK
AOL
$0 ﹤0.01%
4
– –
7 8 9
10
11

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MWA
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ECM
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NRG
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HW
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LAM
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SPC
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BGIM
Boussard & Gavaudan Investment Management London, United Kingdom $1.06B AUM 4.58% 1-Year Est. Return

Financial Management Professionals's Q4 2013 Portfolio in Review

As of Q4 2013, Financial Management Professionals held 326 positions worth $148M, down 8.2% from $161M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Financial Management Professionals withdrew a net $22.7M in Q4 2013, closing 25 positions and reducing 36 holdings. Its most notable exit was iShares Russell Mid-Cap Value ETF, an estimated $41.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 2.8% a quarter earlier, followed by Consumer Staples and Technology.

Against the trend, Financial Management Professionals opened a new position in iShares Russell 2000 Growth ETF worth $42.4M.

  • Financial Management Professionals's largest Q4 2013 buy was iShares Russell 2000 Growth ETF: 313,160 shares worth $42.4M.
  • Financial Management Professionals added most to Schwab US Large- Cap ETF in Q4 2013, an estimated $455K increase.
  • Financial Management Professionals's biggest Q4 2013 reduction was WisdomTree Emerging Markets High Dividend Fund, cutting an estimated $13.1M.
  • Financial Management Professionals fully exited iShares Russell Mid-Cap Value ETF in Q4 2013, selling an estimated $41.1M.
  • Financial Management Professionals's ten largest holdings make up 73% of its $148M portfolio in Q4 2013.
  • Financial Management Professionals opened 27 new positions and closed 25 in Q4 2013.
  • Financial Management Professionals's portfolio value fell 8.2% quarter-over-quarter to $148M.

Based on Financial Management Professionals's 13F filing for Q4 2013, filed 23 Jan 2014.