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FPS

Fieldpoint Private Securities Portfolio holdings

AUM $344M
1-Year Est. Return 7.21%
This Fund
S&P 500
This Quarter Est. Return
+1.31%
1 Year Est. Return
-7.21%
3 Year Est. Return
+47.17%
5 Year Est. Return
+78.97%
10 Year Est. Return
–
AUM
$276M
AUM Growth
-$43.3M
Cap. Flow
-$25.1M
Cap. Flow %
-9.11%
Top 10 Hldgs %
20.32%
Holding
743
New
34
Increased
120
Reduced
391
Closed
47

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.91M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$728K
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$675K
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$672K
5
SWK icon
Stanley Black & Decker
SWK
+$562K

Top Sells

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.46M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.61M
3
IBMH
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
+$1.35M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.31M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.02M

Sector Composition

Rank Sector Weight
1 Miscellaneous 37.68%
2 Technology 14.44%
3 Financials 11.38%
4 Healthcare 9.33%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONC
351
BeOne Medicines Ltd
ONC
$41.5B
$68K 0.02%
557
-46
-8% -$6.11K
BKCC
352
DELISTED
BlackRock Capital Investment Corporation
BKCC
$68K 0.02%
13,500
– –
LUMN icon
353
Lumen
LUMN
$6.23B
$67K 0.02%
5,350
+600
+13% +$7.13K
NWN icon
354
Northwest Natural Holdings
NWN
$2.08B
$66K 0.02%
932
-75
-7% -$5.32K
WMB icon
355
Williams Companies
WMB
$90.2B
$66K 0.02%
2,743
+260
+10% +$6.55K
IXN icon
356
iShares Global Tech ETF
IXN
$9.5B
$65K 0.02%
2,100
– –
C icon
357
Citigroup
C
$223B
$64K 0.02%
925
-55
-6% -$3.74K
WES icon
358
Western Midstream Partners
WES
$20B
$64K 0.02%
2,574
-461
-15% -$12.3K
NEWR
359
DELISTED
New Relic, Inc.
NEWR
$64K 0.02%
1,046
-91
-8% -$6.58K
CAT icon
360
Caterpillar
CAT
$368B
$63K 0.02%
500
– –
AEIS icon
361
Advanced Energy
AEIS
$10.9B
$62K 0.02%
1,086
-90
-8% -$4.86K
JJSF icon
362
J&J Snack Foods
JJSF
$1.67B
$62K 0.02%
323
-335
-51% -$60.8K
BIL icon
363
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$61K 0.02%
662
– –
GSG icon
364
iShares S&P GSCI Commodity-Indexed Trust
GSG
$967M
$61K 0.02%
4,070
– –
OPLN
365
Openlane
OPLN
$4.28B
$61K 0.02%
2,499
-217
-8% -$5.56K
IRTC icon
366
iRhythm Holdings
IRTC
$3.96B
$60K 0.02%
810
-70
-8% -$5.42K
VMW
367
DELISTED
VMware, Inc
VMW
$60K 0.02%
400
– –
NOC icon
368
Northrop Grumman
NOC
$77.5B
$59K 0.02%
158
-135
-46% -$47.8K
IWM icon
369
iShares Russell 2000 ETF
IWM
$80.8B
$58K 0.02%
380
-1,785
-82% -$273K
KYN icon
370
Kayne Anderson Energy Infrastructure Fund
KYN
$2.51B
$58K 0.02%
4,000
– –
UL icon
371
Unilever
UL
$140B
$58K 0.02%
861
– –
STI
372
DELISTED
SunTrust Banks, Inc.
STI
$58K 0.02%
840
– –
PRU icon
373
Prudential Financial
PRU
$41.3B
$57K 0.02%
629
-211
-25% -$19.1K
DUK icon
374
Duke Energy
DUK
$93.8B
$56K 0.02%
584
+35
+6% +$3.19K
HMC icon
375
Honda
HMC
$41.3B
$56K 0.02%
2,139
-215
-9% -$5.42K
13 14
15
16 17

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BWM
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IC
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CP
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MWM
Minot Wealth Management Westwood, Massachusetts $389M AUM 3.39% 1-Year Est. Return
TF
TRH Financial North Liberty, Iowa $297M AUM 7.9% 1-Year Est. Return
RIM
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PPW
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HA
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Fieldpoint Private Securities's Q3 2019 Portfolio in Review

As of Q3 2019, Fieldpoint Private Securities held 743 positions worth $276M, down 14% from $319M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Fieldpoint Private Securities withdrew a net $25.1M in Q3 2019, closing 47 positions and reducing 391 holdings. Its most notable exit was iShares iBonds Sep 2019 Term Muni Bond ETF, an estimated $1.35M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, down from 42% a quarter earlier, followed by Technology and Financials.

Against the trend, Fieldpoint Private Securities opened a new position in UGI worth $510K.

  • Fieldpoint Private Securities's largest Q3 2019 buy was UGI: 10,137 shares worth $510K.
  • Fieldpoint Private Securities added most to iShares 1-3 Year Treasury Bond ETF in Q3 2019, an estimated $1.91M increase.
  • Fieldpoint Private Securities's biggest Q3 2019 reduction was Vanguard FTSE Europe ETF, cutting an estimated $2.46M.
  • Fieldpoint Private Securities fully exited iShares iBonds Sep 2019 Term Muni Bond ETF in Q3 2019, selling an estimated $1.35M.
  • Fieldpoint Private Securities's ten largest holdings make up 20% of its $276M portfolio in Q3 2019.
  • Fieldpoint Private Securities opened 34 new positions and closed 47 in Q3 2019.
  • Fieldpoint Private Securities's portfolio value fell 14% quarter-over-quarter to $276M.

Based on Fieldpoint Private Securities's 13F filing for Q3 2019, filed 7 Nov 2019.