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Fiduciary Alliance Portfolio holdings

AUM $1.48B
1-Year Est. Return 24.99%
This Fund
S&P 500
This Quarter Est. Return
-2.69%
1 Year Est. Return
+24.99%
3 Year Est. Return
+94.28%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$433M
AUM Growth
-$32.9M
Cap. Flow
+$59.8M
Cap. Flow %
13.81%
Top 10 Hldgs %
38.62%
Holding
1,013
New
5
Increased
115
Reduced
32
Closed
844

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$70.8M
2
HES
Hess
HES
+$1.8M
3
PEP icon
PepsiCo
PEP
+$1.46M
4
XOM icon
ExxonMobil
XOM
+$1.42M
5
FERG icon
Ferguson
FERG
+$1.36M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$2.5M
2
DIVI icon
Franklin International Core Dividend Tilt Index ETF
DIVI
+$2.26M
3
ASML icon
ASML
ASML
+$2.17M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2M
5
OVB icon
Overlay Shares Core Bond ETF
OVB
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 16.94%
2 Financials 10.72%
3 Healthcare 8.56%
4 Energy 7.6%
5 Consumer Staples 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
151
Schwab US Broad Market ETF
SCHB
$44.5B
$243K 0.06%
14,619
-174
-1% -$3.01K
VEU icon
152
Vanguard FTSE All-World ex-US ETF
VEU
$67.8B
$238K 0.05%
4,579
+846
+23% +$45.8K
PAUG icon
153
Innovator US Equity Power Buffer ETF August
PAUG
$864M
$224K 0.05%
7,200
+4,765
+196% +$151K
SPXL icon
154
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.29B
$220K 0.05%
2,811
– –
PFE icon
155
Pfizer
PFE
$149B
$208K 0.05%
6,261
+2,772
+79% +$98K
WRK
156
DELISTED
WestRock Company
WRK
$208K 0.05%
+5,800
New +$190K
HON icon
157
Honeywell
HON
$76.3B
$205K 0.05%
1,177
+101
+9% +$18.5K
UNP icon
158
Union Pacific
UNP
$175B
$203K 0.05%
996
+204
+26% +$44.4K
RIOT icon
159
Riot Platforms
RIOT
$8.02B
$109K 0.03%
11,728
+160
+1% +$2.2K
NOK icon
160
Nokia
NOK
$52.6B
$46.9K 0.01%
12,552
+77
+0.6% +$304
SAND
161
DELISTED
Sandstorm Gold
SAND
$46.6K 0.01%
10,000
– –
HL icon
162
Hecla Mining
HL
$10.7B
$39.1K 0.01%
10,000
– –
HUT
163
Hut 8
HUT
$11.2B
$26.6K 0.01%
2,733
– –
AEVA
164
Aeva Technologies
AEVA
$1.73B
$11.2K ﹤0.01%
2,941
-400
-12% -$2.12K
NAK
165
Northern Dynasty Minerals
NAK
$919M
$8.88K ﹤0.01%
27,321
– –
OCGN icon
166
Ocugen
OCGN
$420M
$4K ﹤0.01%
10,000
– –
PETVW
167
DELISTED
PetVivo Holdings, Inc. Warrant
PETVW
$3.3K ﹤0.01%
10,000
– –
AA icon
168
Alcoa
AA
$12.5B
– –
-2,299
Closed -$78K
A icon
169
Agilent Technologies
A
$39.9B
– –
-13
Closed -$1.56K
AAL icon
170
American Airlines Group
AAL
$10.6B
– –
-500
Closed -$8.97K
ABNB icon
171
Airbnb
ABNB
$90B
– –
-28
Closed -$3.59K
ACB
172
Aurora Cannabis
ACB
$185M
– –
-10
Closed -$53
ACGL icon
173
Arch Capital
ACGL
$33.9B
– –
-29
Closed -$2.17K
ACHC icon
174
Acadia Healthcare
ACHC
$2.86B
– –
-65
Closed -$5.18K
ACHR icon
175
Archer Aviation
ACHR
$3.99B
– –
-140
Closed -$577
5 6
7
8 9

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SWA
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AIA
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OA
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FAT
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SRC
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SVWAG
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KRSITF
Kentucky Retirement Systems Insurance Trust Fund Frankfort, Kentucky $1.47B AUM 27.58% 1-Year Est. Return

Fiduciary Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Fiduciary Alliance held 1,013 positions worth $433M, down 7.1% from $466M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Fiduciary Alliance deployed $59.8M of net new capital in Q3 2023, opening 5 new positions and adding to 115 existing holdings. Its largest new stake was State Street SPDR S&P North American Natural Resources ETF: 21,554 shares worth $1.14M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was WisdomTree Floating Rate Treasury Fund, an estimated $2.5M trimmed.

  • Fiduciary Alliance's largest Q3 2023 buy was State Street SPDR S&P North American Natural Resources ETF: 21,554 shares worth $1.14M.
  • Fiduciary Alliance added most to iShares Core S&P Small-Cap ETF in Q3 2023, an estimated $70.8M increase.
  • Fiduciary Alliance's biggest Q3 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $2.5M.
  • Fiduciary Alliance fully exited Franklin International Core Dividend Tilt Index ETF in Q3 2023, selling an estimated $2.26M.
  • Fiduciary Alliance's ten largest holdings make up 39% of its $433M portfolio in Q3 2023.
  • Fiduciary Alliance opened 5 new positions and closed 844 in Q3 2023.
  • Fiduciary Alliance's portfolio value fell 7.1% quarter-over-quarter to $433M.

Based on Fiduciary Alliance's 13F filing for Q3 2023, filed 18 Oct 2023.