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Fiduciary Alliance Portfolio holdings

AUM $1.48B
1-Year Est. Return 24.99%
This Fund
S&P 500
This Quarter Est. Return
-2.69%
1 Year Est. Return
+24.99%
3 Year Est. Return
+94.28%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$433M
AUM Growth
-$32.9M
Cap. Flow
+$59.8M
Cap. Flow %
13.81%
Top 10 Hldgs %
38.62%
Holding
1,013
New
5
Increased
115
Reduced
32
Closed
844

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$70.8M
2
HES
Hess
HES
+$1.8M
3
PEP icon
PepsiCo
PEP
+$1.46M
4
XOM icon
ExxonMobil
XOM
+$1.42M
5
FERG icon
Ferguson
FERG
+$1.36M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$2.5M
2
DIVI icon
Franklin International Core Dividend Tilt Index ETF
DIVI
+$2.26M
3
ASML icon
ASML
ASML
+$2.17M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2M
5
OVB icon
Overlay Shares Core Bond ETF
OVB
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 16.94%
2 Financials 10.72%
3 Healthcare 8.56%
4 Energy 7.6%
5 Consumer Staples 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCYO icon
701
Pure Cycle
PCYO
$261M
– –
-3,250
Closed -$35.8K
PDEC icon
702
Innovator US Equity Power Buffer ETF December
PDEC
$997M
– –
-2,365
Closed -$78.7K
PEN icon
703
Penumbra
PEN
$12.8B
– –
-3
Closed -$1.03K
PENN icon
704
PENN Entertainment
PENN
$2.71B
– –
-11
Closed -$264
PFEB icon
705
Innovator US Equity Power Buffer ETF February
PFEB
$927M
– –
-2,382
Closed -$73.3K
PFF icon
706
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-71
Closed -$2.2K
PFG icon
707
Principal Financial Group
PFG
$24.3B
– –
-457
Closed -$34.7K
PFGC icon
708
Performance Food Group
PFGC
$18B
– –
-92
Closed -$5.54K
PFIX icon
709
Simplify Interest Rate Hedge ETF
PFIX
$176M
– –
-193
Closed -$12.1K
PGF icon
710
Invesco Financial Preferred ETF
PGF
$674M
– –
-167
Closed -$2.4K
PGR icon
711
Progressive
PGR
$125B
– –
-242
Closed -$32K
PGX icon
712
Invesco Preferred ETF
PGX
$3.79B
– –
-5,662
Closed -$64.4K
PH icon
713
Parker-Hannifin
PH
$135B
– –
-88
Closed -$34.3K
PHG icon
714
Philips
PHG
$26.1B
– –
-569
Closed -$11K
PICK icon
715
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.36B
– –
-213
Closed -$8.63K
PII icon
716
Polaris
PII
$4.07B
– –
-10
Closed -$1.21K
PINS icon
717
Pinterest
PINS
$13.4B
– –
-12
Closed -$328
PIPR icon
718
Piper Sandler
PIPR
$5.29B
– –
-136
Closed -$4.39K
PJAN icon
719
Innovator US Equity Power Buffer ETF January
PJAN
$1.45B
– –
-1,900
Closed -$66.7K
PJUL icon
720
Innovator US Equity Power Buffer ETF July
PJUL
$1.27B
– –
-678
Closed -$23.2K
PJUN icon
721
Innovator US Equity Power Buffer ETF June
PJUN
$975M
– –
-2,556
Closed -$80.9K
PKG icon
722
Packaging Corp of America
PKG
$22.8B
– –
-238
Closed -$31.5K
PKST
723
DELISTED
Peakstone Realty Trust
PKST
– –
-6,093
Closed -$170K
PLD icon
724
Prologis
PLD
$133B
– –
-860
Closed -$105K
PLL
725
DELISTED
Piedmont Lithium
PLL
– –
-350
Closed -$20.2K
27 28
29
30 31

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AIA
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OA
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FAT
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SRC
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SVWAG
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KRSITF
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Fiduciary Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Fiduciary Alliance held 1,013 positions worth $433M, down 7.1% from $466M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Fiduciary Alliance deployed $59.8M of net new capital in Q3 2023, opening 5 new positions and adding to 115 existing holdings. Its largest new stake was State Street SPDR S&P North American Natural Resources ETF: 21,554 shares worth $1.14M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was WisdomTree Floating Rate Treasury Fund, an estimated $2.5M trimmed.

  • Fiduciary Alliance's largest Q3 2023 buy was State Street SPDR S&P North American Natural Resources ETF: 21,554 shares worth $1.14M.
  • Fiduciary Alliance added most to iShares Core S&P Small-Cap ETF in Q3 2023, an estimated $70.8M increase.
  • Fiduciary Alliance's biggest Q3 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $2.5M.
  • Fiduciary Alliance fully exited Franklin International Core Dividend Tilt Index ETF in Q3 2023, selling an estimated $2.26M.
  • Fiduciary Alliance's ten largest holdings make up 39% of its $433M portfolio in Q3 2023.
  • Fiduciary Alliance opened 5 new positions and closed 844 in Q3 2023.
  • Fiduciary Alliance's portfolio value fell 7.1% quarter-over-quarter to $433M.

Based on Fiduciary Alliance's 13F filing for Q3 2023, filed 18 Oct 2023.