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ECM

Evergreen Capital Management Portfolio holdings

AUM $5.7B
1-Year Est. Return 32.06%
This Fund
S&P 500
This Quarter Est. Return
+5.61%
1 Year Est. Return
+32.06%
3 Year Est. Return
+77.23%
5 Year Est. Return
+84.23%
10 Year Est. Return
+188.98%
AUM
$552M
AUM Growth
-$70.4M
Cap. Flow
-$98M
Cap. Flow %
-17.75%
Top 10 Hldgs %
33.57%
Holding
129
New
9
Increased
33
Reduced
55
Closed
27

Top Buys

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.87M
2
BAX icon
Baxter International
BAX
+$2.51M
3
BRSL
Brightstar Lottery PLC
BRSL
+$2.17M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$2.14M
5
LTM
LIFE TIME FITNESS INC
LTM
+$1.99M

Top Sells

Rank Stock Value
1
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$12.2M
2
NLY.PRD
Annaly Capital Management, Inc. 7.50% Series D Cumulative Redeemable Preferred Stock
NLY.PRD
+$7.29M
3
PHYS icon
Sprott Physical Gold
PHYS
+$6.95M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$6.19M
5
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$5.99M

Sector Composition

Rank Sector Weight
1 Energy 14.72%
2 Technology 10.22%
3 Industrials 8.07%
4 Healthcare 5.65%
5 Financials 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARG
101
DELISTED
Airgas Inc
ARG
$224K 0.04%
2,000
– –
EMR icon
102
Emerson Electric
EMR
$89B
$214K 0.04%
+3,050
New +$204K
COLB icon
103
Columbia Banking Systems
COLB
$8.99B
– –
-21,200
Closed -$524K
COST icon
104
Costco
COST
$420B
– –
-4,515
Closed -$520K
MER.PRK
105
Bank of America Income Capital Obligation Notes due December 15 2066
MER.PRK
$1.06B
– –
-107,365
Closed -$2.64M
NRIM icon
106
Northrim BanCorp
NRIM
$602M
– –
-136,676
Closed -$823K
SBUX icon
107
Starbucks
SBUX
$120B
– –
-11,968
Closed -$461K
NSS
108
DELISTED
NUSTAR LOGISTICS, L.P. 7.625% Fixed-to-Floating Rate Subordinated Notes due 2043
NSS
– –
-39,950
Closed -$1.01M
TOO.PRA
109
DELISTED
Teekay Offshore Partners L.P. 7.25% Series A Cumulative Redeemable Preferred Units,
TOO.PRA
– –
-92,775
Closed -$2.29M
BPL
110
DELISTED
Buckeye Partners, L.P.
BPL
– –
-3,246
Closed -$213K
NLY.PRC.CL
111
DELISTED
Annaly Capital Management
NLY.PRC.CL
– –
-36,795
Closed -$881K
KFN.PR.CL
112
DELISTED
KKR Financial Holdings LLC
KFN.PR.CL
– –
-93,200
Closed -$2.33M
SSW.PRC
113
DELISTED
SEASPAN CORP 9.50% SER C RED PERP PFD SHS (MHL)
SSW.PRC
– –
-105,843
Closed -$2.87M
NVG.PRC
114
DELISTED
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND PFD SHS
NVG.PRC
– –
-38,298
Closed -$385K
NAD.PRC
115
DELISTED
NUVEEN DIVID ADVANTAGE MUN FD PFD SHS (MA)
NAD.PRC
– –
-17,500
Closed -$175K
HIT
116
DELISTED
HITACHI LTD ADR (10COM)NEW
HIT
– –
-39,050
Closed -$2.59M
UZA
117
DELISTED
United States Cellular Corp. 6.95% Senior Notes due 2060
UZA
– –
-78,315
Closed -$1.89M
NLY.PRD
118
DELISTED
Annaly Capital Management, Inc. 7.50% Series D Cumulative Redeemable Preferred Stock
NLY.PRD
– –
-311,100
Closed -$7.29M
JBN
119
DELISTED
Corporate Backed Callable Trust Certificates, J.C. Penney Debenture-Backed Series 2007-1 Trust
JBN
– –
-35,920
Closed -$558K
KCC.CL
120
DELISTED
8 20 Corts Certificates
KCC.CL
– –
-163,850
Closed -$4.67M
PRE.PRE.CL
121
DELISTED
Partnerre Ltd
PRE.PRE.CL
– –
-67,950
Closed -$1.71M
1 2 3 4
5

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Evergreen Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Evergreen Capital Management held 129 positions worth $552M, down 11% from $622M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Evergreen Capital Management withdrew a net $98M in Q4 2013, closing 27 positions and reducing 55 holdings. Its most notable exit was Annaly Capital Management, Inc. 7.50% Series D Cumulative Redeemable Preferred Stock, an estimated $7.29M position sold in full.

By sector, the portfolio is most concentrated in Energy at 15% of assets, up from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, Evergreen Capital Management opened a new position in Baxter International worth $2.61M.

  • Evergreen Capital Management's largest Q4 2013 buy was Baxter International: 69,120 shares worth $2.61M.
  • Evergreen Capital Management added most to Sprott Physical Gold and Silver Trust in Q4 2013, an estimated $7.87M increase.
  • Evergreen Capital Management's biggest Q4 2013 reduction was VanEck JP Morgan EM Local Currency Bond ETF, cutting an estimated $12.2M.
  • Evergreen Capital Management fully exited Annaly Capital Management, Inc. 7.50% Series D Cumulative Redeemable Preferred Stock in Q4 2013, selling an estimated $7.29M.
  • Evergreen Capital Management's ten largest holdings make up 34% of its $552M portfolio in Q4 2013.
  • Evergreen Capital Management opened 9 new positions and closed 27 in Q4 2013.
  • Evergreen Capital Management's portfolio value fell 11% quarter-over-quarter to $552M.

Based on Evergreen Capital Management's 13F filing for Q4 2013, filed 4 Feb 2014.