ECM

ETrade Capital Management Portfolio holdings

AUM $5.37B

1-Year Return 10.85%

2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

This Quarter Return

-0.77%

1 Year Return

+10.85%

3 Year Return

+26.29%

5 Year Return

+59.04%

10 Year Return

–

AUM

$936M

AUM Growth

–

Cap. Flow

+$936M

Cap. Flow % of AUM

100%

Top 10 Holdings % Top 10 Hldgs %

61.27%

Holding

864

New

861

Increased

–

Reduced

–

Closed

–

Top Buys

1	iShares Core US Aggregate Bond ETF AGG	$123M
2	iShares Broad USD Investment Grade Corporate Bond ETF USIG	$95.2M
3	Vanguard FTSE All-World ex-US ETF VEU	$69.9M
4	iShares Russell 1000 Value ETF IWD	$61M
5	iShares Russell 1000 Growth ETF IWF	$60.9M

Top Sells

No sells this quarter

Sector Composition

1	Healthcare	2.56%
2	Technology	2.53%
3	Financials	2.41%
4	Industrials	1.91%
5	Consumer Staples	1.75%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
201	201 iShares 1-3 Year Treasury Bond ETF SHY $24.5B	$378K	0.04%	+4,485	New	+$378K
202	TUP 202 DELISTED Tupperware Brands Corporation TUP	$371K	0.04%	+4,772	New	+$371K
203	203 GSK GSK $81.5B	$320K	0.03%	+5,113	New	+$320K
204	204 Packaging Corp of America PKG $19.8B	$312K	0.03%	+6,372	New	+$312K
205	205 Helmerich & Payne HP $2.01B	$278K	0.03%	+4,448	New	+$278K
206	206 Home Depot HD $417B	$275K	0.03%	+3,544	New	+$275K
207	207 National Grid NGG $69.6B	$262K	0.03%	+4,727	New	+$262K
208	208 Fiserv FI $73.4B	$228K	0.02%	+10,452	New	+$228K
209	209 Gold Fields GFI $30.8B	$218K	0.02%	+41,533	New	+$218K
210	210 SPDR Dow Jones Global Real Estate ETF RWO $1.14B	$206K	0.02%	+4,888	New	+$206K
211	211 Jazz Pharmaceuticals JAZZ $7.86B	$203K	0.02%	+2,950	New	+$203K
212	CA 212 DELISTED CA, Inc. CA	$195K	0.02%	+6,803	New	+$195K
213	213 China Yuchai International CYD $1.29B	$194K	0.02%	+11,012	New	+$194K
214	214 Jacobs Solutions J $17.4B	$185K	0.02%	+4,060	New	+$185K
215	215 Kirby Corp KEX $4.97B	$178K	0.02%	+2,234	New	+$178K
216	216 BorgWarner BWA $9.53B	$177K	0.02%	+4,655	New	+$177K
217	CBI 217 DELISTED Chicago Bridge & Iron Nv CBI	$176K	0.02%	+2,954	New	+$176K
218	218 Booking.com BKNG $178B	$174K	0.02%	+211	New	+$174K
219	219 Chart Industries GTLS $8.96B	$173K	0.02%	+1,844	New	+$173K
220	220 Tyson Foods TSN $20B	$171K	0.02%	+6,674	New	+$171K
221	221 Exxon Mobil XOM $466B	$168K	0.02%	+1,861	New	+$168K
222	222 Wendy's WEN $1.97B	$167K	0.02%	+28,712	New	+$167K
223	223 CMS Energy CMS $21.4B	$166K	0.02%	+6,118	New	+$166K
224	224 Canadian National Railway CNI $60.3B	$166K	0.02%	+3,410	New	+$166K
225	FRC 225 DELISTED First Republic Bank FRC	$165K	0.02%	+4,289	New	+$165K