ECM

ETrade Capital Management Portfolio holdings

AUM $5.37B

1-Year Est. Return 10.85%

2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

This Quarter Est. Return

1 Year Est. Return

+10.85%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$5.37B

AUM Growth

+$578M (+12%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

971

New

Increased

Reduced

Closed

Top Buys

1		+$101M
2		+$41.4M
3		+$30.7M
4	iShares US Treasury Bond ETF GOVT	+$30.6M
5	iShares ESG Aware MSCI USA ETF ESGU	+$25.6M

Top Sells

1		+$73.1M
2		+$26M
3		+$14.6M
4	Vanguard FTSE All-World ex-US ETF VEU	+$7.77M
5	iShares Core S&P US Growth ETF IUSG	+$6.5M

Sector Composition

1	Technology	4.9%
2	Healthcare	3.55%
3	Financials	2.84%
4	Consumer Discretionary	2.63%
5	Industrials	1.89%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
101	101 JPMorgan Chase JPM $813B	$5.38M	0.1%	55,917 +7,329
102	102 iShares MSCI EAFE ETF EFA $68B	$5.35M	0.1%	84,045 -6,799
103	103 Aon AON $74B	$5.28M	0.1%	25,581 -3,479
104	104 RELX RELX $82.3B	$5.28M	0.1%	235,876 +862
105	105 Apollo Global Management APO $69.1B	$5.13M	0.1%	114,705 +8,239
106	106 Chevron CVX $306B	$5.13M	0.1%	71,226 +1,320
107	107 American International AIG $42.7B	$5.01M	0.09%	182,147 +12,891
108	108 Procter & Gamble PG $350B	$5.01M	0.09%	36,039 -5,571
109	109 Amgen AMGN $159B	$4.98M	0.09%	19,595 -538
110	110 DuPont de Nemours DD $32.7B	$4.95M	0.09%	89,194 -1,088
111	111 Oracle ORCL $892B	$4.83M	0.09%	80,899 +11,334
112	112 Truist Financial TFC $53B	$4.83M	0.09%	126,890 +7,730
113	113 Medtronic MDT $122B	$4.74M	0.09%	45,627 +10,034
114	114 iShares 10+ Year Investment Grade Corporate Bond ETF IGLB $2.62B	$4.73M	0.09%	67,122 +3,466
115	115 PPG Industries PPG $22.8B	$4.68M	0.09%	38,375 -730
116	116 Advanced Micro Devices AMD $381B	$4.66M	0.09%	56,870 -4,380
117	117 Fidelity National Information Services FIS $34.4B	$4.64M	0.09%	31,548 -1,239
118	118 Costco COST $410B	$4.63M	0.09%	13,045 +3,266
119	119 Allstate ALL $51.4B	$4.63M	0.09%	49,155 +3,910
120	120 Marsh & McLennan MMC $91.4B	$4.62M	0.09%	40,290 +1,515
121	121 Intel INTC $175B	$4.61M	0.09%	88,964 +14,645
122	122 Enbridge ENB $103B	$4.6M	0.09%	157,662 +5,230
123	123 Xtrackers USD High Yield Corporate Bond ETF HYLB $3.85B	$4.58M	0.09%	119,009 +63,174
124	124 Conagra Brands CAG $8.74B	$4.58M	0.09%	128,107 +24,461
125	125 American Tower AMT $89.7B	$4.54M	0.08%	18,799 +249