ECM

ETrade Capital Management Portfolio holdings

AUM $5.37B

1-Year Return 10.85%

2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

This Quarter Return

-0.77%

1 Year Return

+10.85%

3 Year Return

+26.29%

5 Year Return

+59.04%

10 Year Return

–

AUM

$936M

AUM Growth

–

Cap. Flow

+$936M

Cap. Flow % of AUM

100%

Top 10 Holdings % Top 10 Hldgs %

61.27%

Holding

864

New

861

Increased

–

Reduced

–

Closed

–

Top Buys

1	iShares Core US Aggregate Bond ETF AGG	$123M
2	iShares Broad USD Investment Grade Corporate Bond ETF USIG	$95.2M
3	Vanguard FTSE All-World ex-US ETF VEU	$69.9M
4	iShares Russell 1000 Value ETF IWD	$61M
5	iShares Russell 1000 Growth ETF IWF	$60.9M

Top Sells

No sells this quarter

Sector Composition

1	Healthcare	2.56%
2	Technology	2.53%
3	Financials	2.41%
4	Industrials	1.91%
5	Consumer Staples	1.75%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
601	PX 601 DELISTED Praxair Inc PX	$11K	﹤0.01%	+94	New	+$11K
602	CVG 602 DELISTED Convergys CVG	$11K	﹤0.01%	+655	New	+$11K
603	PAY 603 DELISTED Verifone Systems Inc PAY	$11K	﹤0.01%	+656	New	+$11K
604	WAC 604 DELISTED Walter Investment Mgt Corp WAC	$11K	﹤0.01%	+333	New	+$11K
605	INVN 605 DELISTED Invensense Inc INVN	$11K	﹤0.01%	+690	New	+$11K
606	RDEN 606 DELISTED ELIZABETH ARDEN INC RDEN	$11K	﹤0.01%	+247	New	+$11K
607	CHL 607 DELISTED China Mobile Limited CHL	$11K	﹤0.01%	+206	New	+$11K
608	608 Vanguard Long-Term Bond ETF BLV $5.64B	$10K	﹤0.01%	+122	New	+$10K
609	609 DTE Energy DTE $28.4B	$10K	﹤0.01%	+182	New	+$10K
610	610 Brinker International EAT $7.04B	$10K	﹤0.01%	+245	New	+$10K
611	611 Goldman Sachs GS $223B	$10K	﹤0.01%	+68	New	+$10K
612	612 The Mosaic Company MOS $10.3B	$10K	﹤0.01%	+172	New	+$10K
613	613 Norfolk Southern NSC $62.3B	$10K	﹤0.01%	+131	New	+$10K
614	614 State Street STT $32B	$10K	﹤0.01%	+146	New	+$10K
615	615 TJX Companies TJX $155B	$10K	﹤0.01%	+382	New	+$10K
616	616 United States Oil Fund USO $939M	$10K	﹤0.01%	+38	New	+$10K
617	617 Worthington Enterprises WOR $3.24B	$10K	﹤0.01%	+532	New	+$10K
618	ABB 618 DELISTED ABB Ltd. ABB	$10K	﹤0.01%	+473	New	+$10K
619	AMTD 619 DELISTED TD Ameritrade Holding Corp AMTD	$10K	﹤0.01%	+400	New	+$10K
620	ARRS 620 DELISTED ARRIS International plc Ordinary Shares ARRS	$10K	﹤0.01%	+712	New	+$10K
621	POT 621 DELISTED Potash Corp Of Saskatchewan POT	$10K	﹤0.01%	+262	New	+$10K
622	SHPG 622 DELISTED Shire pic SHPG	$10K	﹤0.01%	+109	New	+$10K
623	623 Allison Transmission ALSN $7.53B	$9K	﹤0.01%	+400	New	+$9K
624	624 Deluxe DLX $876M	$9K	﹤0.01%	+263	New	+$9K
625	625 Estee Lauder EL $32.1B	$9K	﹤0.01%	+136	New	+$9K