ECM

ETrade Capital Management Portfolio holdings

AUM $5.37B

1-Year Return 10.85%

2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

This Quarter Return

-0.77%

1 Year Return

+10.85%

3 Year Return

+26.29%

5 Year Return

+59.04%

10 Year Return

–

AUM

$936M

AUM Growth

–

Cap. Flow

+$936M

Cap. Flow % of AUM

100%

Top 10 Holdings % Top 10 Hldgs %

61.27%

Holding

864

New

861

Increased

–

Reduced

–

Closed

–

Top Buys

1	iShares Core US Aggregate Bond ETF AGG	$123M
2	iShares Broad USD Investment Grade Corporate Bond ETF USIG	$95.2M
3	Vanguard FTSE All-World ex-US ETF VEU	$69.9M
4	iShares Russell 1000 Value ETF IWD	$61M
5	iShares Russell 1000 Growth ETF IWF	$60.9M

Top Sells

No sells this quarter

Sector Composition

1	Healthcare	2.56%
2	Technology	2.53%
3	Financials	2.41%
4	Industrials	1.91%
5	Consumer Staples	1.75%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
576	576 Wynn Resorts WYNN $12.6B	$12K	﹤0.01%	+92	New	+$12K
577	AIMC 577 DELISTED Altra Industrial Motion Corp. AIMC	$12K	﹤0.01%	+427	New	+$12K
578	WEB 578 DELISTED Web.com Group, Inc. WEB	$12K	﹤0.01%	+457	New	+$12K
579	CLNY 579 DELISTED Colony Capital, Inc. CLNY	$12K	﹤0.01%	+607	New	+$12K
580	LINE 580 DELISTED LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS LINE	$12K	﹤0.01%	+360	New	+$12K
581	GMCR 581 DELISTED KEURIG GREEN MTN INC GMCR	$12K	﹤0.01%	+163	New	+$12K
582	SIRO 582 DELISTED SIRONA DENTAL SYSTEMS INC COM STK SIRO	$12K	﹤0.01%	+183	New	+$12K
583	IO 583 DELISTED ION Geophysical Corporation IO	$12K	﹤0.01%	+130	New	+$12K
584	DELL 584 DELISTED DELL INC DELL	$12K	﹤0.01%	+877	New	+$12K
585	SBNY 585 DELISTED Signature Bank SBNY	$12K	﹤0.01%	+144	New	+$12K
586	586 Microchip Technology MCHP $35.6B	$11K	﹤0.01%	+616	New	+$11K
587	587 DaVita DVA $9.86B	$11K	﹤0.01%	+184	New	+$11K
588	588 H&R Block HRB $6.85B	$11K	﹤0.01%	+408	New	+$11K
589	589 Hershey HSY $37.6B	$11K	﹤0.01%	+127	New	+$11K
590	590 Insteel Industries IIIN $755M	$11K	﹤0.01%	+649	New	+$11K
591	591 Illinois Tool Works ITW $77.6B	$11K	﹤0.01%	+155	New	+$11K
592	592 Koppers KOP $569M	$11K	﹤0.01%	+279	New	+$11K
593	593 Las Vegas Sands LVS $36.9B	$11K	﹤0.01%	+200	New	+$11K
594	594 NOV NOV $4.95B	$11K	﹤0.01%	+174	New	+$11K
595	595 Oil States International OIS $334M	$11K	﹤0.01%	+212	New	+$11K
596	596 O'Reilly Automotive ORLY $89B	$11K	﹤0.01%	+1,500	New	+$11K
597	597 Ross Stores ROST $49.4B	$11K	﹤0.01%	+336	New	+$11K
598	598 TC Energy TRP $53.9B	$11K	﹤0.01%	+253	New	+$11K
599	HOS 599 DELISTED Hornbeck Offshore Services, Inc. HOS	$11K	﹤0.01%	+212	New	+$11K
600	ARII 600 DELISTED American Railcar Industries, Inc. ARII	$11K	﹤0.01%	+336	New	+$11K