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EIM

Essex Investment Management Portfolio holdings

AUM $632M
1-Year Est. Return 95.36%
This Fund
S&P 500
This Quarter Est. Return
+0.22%
1 Year Est. Return
+95.36%
3 Year Est. Return
+271.62%
5 Year Est. Return
+354.98%
10 Year Est. Return
+3,586.14%
AUM
$815M
AUM Growth
-$44.8M
Cap. Flow
-$24.7M
Cap. Flow %
-3.03%
Top 10 Hldgs %
16.5%
Holding
458
New
39
Increased
80
Reduced
142
Closed
39

Top Buys

Rank Stock Value
1
TNDM icon
Tandem Diabetes Care
TNDM
+$5.54M
2
ACCD
Accolade Inc
ACCD
+$3.56M
3
SEDG icon
SolarEdge
SEDG
+$3.38M
4
ENPH icon
Enphase Energy
ENPH
+$3.05M
5
BW icon
Babcock & Wilcox
BW
+$2.18M

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$6M
2
RAVN
Raven Industries Inc
RAVN
+$5.8M
3
APPH
AppHarvest, Inc. Common Stock
APPH
+$4.46M
4
LDL
Lydall, Inc.
LDL
+$4.31M
5
NVCR icon
NovoCure
NVCR
+$3.78M

Sector Composition

Rank Sector Weight
1 Technology 23.75%
2 Healthcare 15.62%
3 Industrials 15.07%
4 Materials 11.26%
5 Consumer Discretionary 10.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPNT
251
DELISTED
Opiant Pharmaceuticals, Inc. Common Stock
OPNT
$638K 0.08%
+24,792
New +$443K
PCSA icon
252
Processa Pharmaceuticals
PCSA
$8.28M
$637K 0.08%
149
+3
+2% +$10.3K
FNV icon
253
Franco-Nevada
FNV
$44.6B
$634K 0.08%
4,883
-29
-0.6% -$4.25K
CSX icon
254
CSX Corp
CSX
$93.5B
$616K 0.08%
20,721
– –
HDSN
255
Hudson Technologies
HDSN
$240M
$616K 0.08%
+174,488
New +$583K
CXDO icon
256
Crexendo
CXDO
$217M
$611K 0.08%
101,920
+20,061
+25% +$121K
HBP
257
DELISTED
Huttig Building Products, Inc.
HBP
$595K 0.07%
111,627
-2,026
-2% -$11.5K
DLPN icon
258
Dolphin Entertainment
DLPN
$15.4M
$589K 0.07%
+24,209
New +$513K
USAP
259
DELISTED
Universal Stainless & Alloy
USAP
$585K 0.07%
57,489
+13,318
+30% +$145K
NTIC icon
260
Northern Technologies International Corp
NTIC
$76.2M
$582K 0.07%
38,305
-693
-2% -$12.4K
OSS icon
261
One Stop Systems
OSS
$333M
$580K 0.07%
115,268
-2,076
-2% -$11.5K
FSI icon
262
Flexible Solutions
FSI
$63.7M
$578K 0.07%
160,478
-2,889
-2% -$10.8K
OUT icon
263
Outfront Media
OUT
$5.31B
$554K 0.07%
22,318
-1,415
-6% -$33.4K
MMI icon
264
Marcus & Millichap
MMI
$1.18B
$553K 0.07%
13,622
+139
+1% +$5.39K
IIN
265
DELISTED
IntriCon Corporation
IIN
$543K 0.07%
29,905
-540
-2% -$11.6K
AUTO
266
DELISTED
AutoWeb, Inc. Common Stock
AUTO
$536K 0.07%
192,019
+57,141
+42% +$161K
NGD
267
DELISTED
New Gold Inc
NGD
$530K 0.07%
500,000
+80,000
+19% +$110K
BWEN icon
268
Broadwind
BWEN
$128M
$526K 0.06%
203,125
+91,266
+82% +$320K
BIOL
269
DELISTED
Biolase, Inc.
BIOL
$511K 0.06%
+320
New +$522K
DAL icon
270
Delta Air Lines
DAL
$60.4B
$501K 0.06%
11,758
– –
CTEK
271
DELISTED
CynergisTek, Inc.
CTEK
$498K 0.06%
276,472
+111,477
+68% +$226K
KNX icon
272
Knight Transportation
KNX
$11.9B
$481K 0.06%
9,405
– –
WPM icon
273
Wheaton Precious Metals
WPM
$59.8B
$476K 0.06%
12,659
-1,574
-11% -$68.6K
DM
274
DELISTED
Desktop Metal, Inc.
DM
$474K 0.06%
6,612
– –
RVTY icon
275
Revvity
RVTY
$13B
$455K 0.06%
2,625
– –
9 10
11
12 13

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Essex Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Essex Investment Management held 458 positions worth $815M, down 5.2% from $860M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Essex Investment Management withdrew a net $24.7M in Q3 2021, closing 39 positions and reducing 142 holdings. Its most notable exit was Netflix, an estimated $6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Essex Investment Management opened a new position in SolarEdge worth $3.29M.

  • Essex Investment Management's largest Q3 2021 buy was SolarEdge: 12,406 shares worth $3.29M.
  • Essex Investment Management added most to Tandem Diabetes Care in Q3 2021, an estimated $5.54M increase.
  • Essex Investment Management's biggest Q3 2021 reduction was Aspen Aerogels, cutting an estimated $3.39M.
  • Essex Investment Management fully exited Netflix in Q3 2021, selling an estimated $6M.
  • Essex Investment Management's ten largest holdings make up 16% of its $815M portfolio in Q3 2021.
  • Essex Investment Management opened 39 new positions and closed 39 in Q3 2021.
  • Essex Investment Management's portfolio value fell 5.2% quarter-over-quarter to $815M.

Based on Essex Investment Management's 13F filing for Q3 2021, filed 9 Nov 2021.