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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$466M
AUM Growth
+$46.1M
Cap. Flow
+$23.2M
Cap. Flow %
4.98%
Top 10 Hldgs %
24.72%
Holding
336
New
30
Increased
156
Reduced
90
Closed
13

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$1.9M
2
CODI icon
Compass Diversified
CODI
+$1.8M
3
AAPL icon
Apple
AAPL
+$1.21M
4
BMY icon
Bristol-Myers Squibb
BMY
+$1.07M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$781K

Top Sells

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.27M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$984K
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$786K
4
SH icon
ProShares Short S&P500
SH
+$709K
5
SPNC
Spectranetics Corp
SPNC
+$519K

Sector Composition

Rank Sector Weight
1 Healthcare 14.03%
2 Industrials 12.76%
3 Financials 12.23%
4 Technology 8.37%
5 Consumer Staples 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKCC
151
DELISTED
BlackRock Capital Investment Corporation
BKCC
$635K 0.14%
91,247
-12,242
-12% -$91.9K
AMX icon
152
America Movil
AMX
$70.3B
$631K 0.14%
50,208
– –
SCHW
153
Charles Schwab
SCHW
$186B
$609K 0.13%
15,419
-9
-0.1% -$322
UL icon
154
Unilever
UL
$134B
$602K 0.13%
13,149
+3,412
+35% +$159K
MS icon
155
Morgan Stanley
MS
$338B
$598K 0.13%
14,157
+357
+3% +$13.5K
MET icon
156
MetLife
MET
$61.5B
$594K 0.13%
12,368
+338
+3% +$15.5K
MA icon
157
Mastercard
MA
$492B
$577K 0.12%
5,589
+900
+19% +$93.2K
LUMN icon
158
Lumen
LUMN
$6.58B
$575K 0.12%
24,193
+3,535
+17% +$89.8K
AXP icon
159
American Express
AXP
$230B
$563K 0.12%
7,603
-21
-0.3% -$1.45K
DBL
160
DoubleLine Opportunistic Credit Fund
DBL
$282M
$561K 0.12%
29,542
+7,642
+35% +$182K
ORCL icon
161
Oracle
ORCL
$419B
$559K 0.12%
14,551
+1,600
+12% +$62.6K
UPS icon
162
United Parcel Service
UPS
$88.8B
$554K 0.12%
4,835
+47
+1% +$5.3K
AMT icon
163
American Tower
AMT
$79B
$550K 0.12%
5,207
+726
+16% +$78.9K
PGF icon
164
Invesco Financial Preferred ETF
PGF
$668M
$549K 0.12%
30,563
+4,700
+18% +$86.3K
WFC.PRN
165
DELISTED
WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat
WFC.PRN
$546K 0.12%
23,634
+110
+0.5% +$2.67K
BN icon
166
Brookfield
BN
$110B
$541K 0.12%
45,940
+530
+1% +$6.46K
XLF icon
167
State Street Financial Select Sector SPDR ETF
XLF
$59B
$531K 0.11%
22,848
+6,212
+37% +$133K
VLO icon
168
Valero Energy
VLO
$93.3B
$524K 0.11%
7,667
-975
-11% -$60K
F icon
169
Ford
F
$55.7B
$513K 0.11%
42,319
-2,279
-5% -$27.6K
APD icon
170
Air Products & Chemicals
APD
$68.9B
$506K 0.11%
3,519
-285
-7% -$39.9K
UN
171
DELISTED
Unilever NV New York Registry Shares
UN
$506K 0.11%
12,327
+376
+3% +$15.6K
PBCT
172
DELISTED
People's United Financial Inc
PBCT
$505K 0.11%
26,085
-1,000
-4% -$17.7K
KKR icon
173
KKR & Co
KKR
$99.6B
$503K 0.11%
32,684
-2,529
-7% -$38.1K
GDX icon
174
VanEck Gold Miners ETF
GDX
$27.5B
$498K 0.11%
23,826
-400
-2% -$8.88K
PRFZ icon
175
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$496K 0.11%
+21,520
New +$470K
5 6
7
8 9

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MYAM
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LGM
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RCM
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BGM
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AF
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CAM
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SC
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Essex Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Essex Financial Services held 336 positions worth $466M, up 11% from $420M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Essex Financial Services deployed $23.2M of net new capital in Q4 2016, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 15,610 shares worth $801K.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 16% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Min Vol Factor ETF, an estimated $1.27M trimmed.

  • Essex Financial Services's largest Q4 2016 buy was iShares Core S&P Total US Stock Market ETF: 15,610 shares worth $801K.
  • Essex Financial Services added most to Vanguard Financials ETF in Q4 2016, an estimated $1.9M increase.
  • Essex Financial Services's biggest Q4 2016 reduction was iShares MSCI EAFE Min Vol Factor ETF, cutting an estimated $1.27M.
  • Essex Financial Services fully exited Spectranetics Corp in Q4 2016, selling an estimated $519K.
  • Essex Financial Services's ten largest holdings make up 25% of its $466M portfolio in Q4 2016.
  • Essex Financial Services opened 30 new positions and closed 13 in Q4 2016.
  • Essex Financial Services's portfolio value rose 11% quarter-over-quarter to $466M.

Based on Essex Financial Services's 13F filing for Q4 2016, filed 31 Jan 2017.