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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$420M
AUM Growth
+$6.9M
Cap. Flow
+$891K
Cap. Flow %
0.21%
Top 10 Hldgs %
25.13%
Holding
329
New
25
Increased
117
Reduced
110
Closed
23

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.96M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.36M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.26M
4
SH icon
ProShares Short S&P500
SH
+$1.12M
5
BMY icon
Bristol-Myers Squibb
BMY
+$871K

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$3.29M
2
CSCO icon
Cisco
CSCO
+$980K
3
AES.PRC.CL
AES Corporation Class C Preferred
AES.PRC.CL
+$833K
4
SWK icon
Stanley Black & Decker
SWK
+$712K
5
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$642K

Sector Composition

Rank Sector Weight
1 Healthcare 15.88%
2 Industrials 12.31%
3 Financials 10.89%
4 Technology 8.59%
5 Consumer Staples 8.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
101
Alerian MLP ETF
AMLP
$13.3B
$1.01M 0.24%
15,937
-734
-4% -$46.4K
EPD icon
102
Enterprise Products Partners
EPD
$81.8B
$1M 0.24%
36,223
-1,540
-4% -$42.5K
LH icon
103
Labcorp
LH
$26.1B
$989K 0.24%
8,376
– –
IVV icon
104
iShares Core S&P 500 ETF
IVV
$902B
$988K 0.24%
4,546
+34
+0.8% +$7.39K
BABA icon
105
Alibaba
BABA
$306B
$983K 0.23%
9,299
-450
-5% -$41.7K
WBA
106
DELISTED
Walgreens Boots Alliance
WBA
$973K 0.23%
12,073
+466
+4% +$38K
ETV
107
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$957K 0.23%
63,425
-17,250
-21% -$257K
CMCSA icon
108
Comcast
CMCSA
$91B
$942K 0.22%
28,394
-1,116
-4% -$37.1K
XBI icon
109
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$938K 0.22%
14,149
-450
-3% -$27.8K
PNC icon
110
PNC Financial Services
PNC
$101B
$920K 0.22%
10,217
-180
-2% -$15.4K
BDX icon
111
Becton Dickinson
BDX
$49.4B
$918K 0.22%
5,234
+667
+15% +$114K
PKW icon
112
Invesco BuyBack Achievers ETF
PKW
$1.77B
$918K 0.22%
20,636
+3,116
+18% +$147K
IPKW icon
113
Invesco International BuyBack Achievers ETF
IPKW
$554M
$916K 0.22%
32,138
-452
-1% -$12.5K
CMI icon
114
Cummins
CMI
$87.1B
$882K 0.21%
6,879
+5
+0.1% +$607
PFF icon
115
iShares Preferred and Income Securities ETF
PFF
$13.2B
$880K 0.21%
22,269
+1,264
+6% +$50.4K
BKCC
116
DELISTED
BlackRock Capital Investment Corporation
BKCC
$857K 0.2%
103,489
-1,527
-1% -$12.8K
COST icon
117
Costco
COST
$419B
$834K 0.2%
5,472
+225
+4% +$36.4K
NKE icon
118
Nike
NKE
$61.3B
$815K 0.19%
15,473
-2,475
-14% -$140K
ADBE icon
119
Adobe
ADBE
$105B
$811K 0.19%
7,471
+41
+0.6% +$4.11K
ICF icon
120
iShares Select U.S. REIT ETF
ICF
$2.07B
$798K 0.19%
15,216
-222
-1% -$12K
MDLZ icon
121
Mondelez International
MDLZ
$78.9B
$798K 0.19%
18,188
-515
-3% -$22.6K
NEE icon
122
NextEra Energy
NEE
$179B
$791K 0.19%
25,852
-236
-0.9% -$7.43K
NVS icon
123
Novartis
NVS
$294B
$791K 0.19%
11,187
-675
-6% -$49.2K
NLY icon
124
Annaly Capital Management
NLY
$17.4B
$780K 0.19%
18,563
-240
-1% -$10.4K
VNQ icon
125
Vanguard Real Estate ETF
VNQ
$38.3B
$780K 0.19%
8,989
-140
-2% -$12.5K
3 4
5
6 7

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Essex Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Essex Financial Services held 329 positions worth $420M, up 1.7% from $413M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Essex Financial Services's Q3 2016 filing shows 25 new, 117 increased, 110 reduced and 23 closed positions. Its largest new stake was ProShares Short S&P500: 7,309 shares worth $666K. The largest sale was Berkshire Hathaway Class A, an estimated $3.29M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 16% a quarter earlier, followed by Industrials and Financials.

  • Essex Financial Services's largest Q3 2016 buy was ProShares Short S&P500: 7,309 shares worth $666K.
  • Essex Financial Services added most to iShares MSCI EAFE Min Vol Factor ETF in Q3 2016, an estimated $1.96M increase.
  • Essex Financial Services's biggest Q3 2016 reduction was Berkshire Hathaway Class A, cutting an estimated $3.29M.
  • Essex Financial Services fully exited AES Corporation Class C Preferred in Q3 2016, selling an estimated $833K.
  • Essex Financial Services's ten largest holdings make up 25% of its $420M portfolio in Q3 2016.
  • Essex Financial Services opened 25 new positions and closed 23 in Q3 2016.
  • Essex Financial Services's portfolio value rose 1.7% quarter-over-quarter to $420M.

Based on Essex Financial Services's 13F filing for Q3 2016, filed 10 Nov 2016.